FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| | Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of
1934, Section 17(a) of the Public Utility Holding Company Act
of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*/ 2. Issuer Name and Ticker / 6. Relationship of Reporting Person(s) to Issuer
/ or Trading Symbol / (Check all applicable)
/ /
/ / X Director ___ 10% Owner
/ / X Officer ___ Other
/ THERMOGENESIS CORP. ("KOOL") / (give title below) (specify below)
Coelho, Philip / /
/ / Chief Executive Officer
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(Last) (First) (Middle) / 3. IRS or / 4. Statement for / 7. Individual or Joint/Group Filing
/ Social Security / (Month/Year) / (Check Applicable Line)
c/o THERMOGENESIS CORP. / Number of / /
3146 Gold Camp Drive / Reporting Person / 06/2002 / X Form filed by one Reporting Person
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(Street) / / 5. If Amendment, / ___ Form filed by more than One
/ -- / Date of / Reporting Person
/ / Original /
Rancho Cordova, CA 95670 / / (Month/Year) /
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(City) (State) (Zip) / / /
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TABLE I - NONDERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title /2.Trans- /3.Transaction / 4. Securities Acquired (A) / 5. Amount of /6. Ownership / 7. Nature of
of / action / Code / or Disposed of (D) / Securities / Form: / Indirect
Security / Date / (Instr. 8) / (Instr. 3,4 and 5) / Beneficially / Direct (D) / Beneficial
(Inst.3) /(Mo/Day/Yr) /-------------------------------------------------/ Owned at End / or / Ownership
/ / Code / V / Amount /(A) or (D)/ Price / of Month / Indirect(I) / (Instr.4)
/ / / / / / / (Inst. 3 and 4) / (Instr.4) /
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
2
FORM 4 (continued)
TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)
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1. / 2. /3. /4. /5. /6. /7. /8. /9. /10. / 11.
Title of / Con- / Trans- / Trans- / Number of / Date / Title and / Price / Number / Owner- / Nature
Derivative / version / action / action / Derivative / Exercisable / Amount of / of / of / ship / of
Security / or / Date / Code / Securities / and / Underlying / Deriv- / Deriv- / form of/ Indirect
(Instr. 3) / exercise/ (Mo. /(Inst.8)/ Acquired / Expiration / Securities / ative / ative / Deriv- / Beneficial
/ Price of/ Day / / (A) or / Date / (Instr. 3,4) / Secu- / Secu- / ative / Ownership
/ of / Year) / / Disposed /(Month/Day/Year) / / rity / rities / Secu- /
/ Deriv- / / / of (D) / / /(Inst.4)/ Benefi-/ rity: /
/ ative / / /(Inst.3,4,5)/ / / / cially / Direct /
/ Secu- / /--------/------------/-----------------/---------------/ / Owned / (D) /
/ rity / /Code/ V / (A) / (D) / Date / Expir-/ Title /Amount / / at End /Indirect/
/ / / / / / / Exer- / ation / / or / / of / (I) /
/ / / / / / / cisable/ Date / /No. of / / Month /(Inst.4)/
/ / / / / / / / / /shares / /(Inst.4)/ /
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Options to $2.12 6/28/02 A 1,000,000 (1) 6/28/09 Common 1,000,000 - D N/A
Purchase Stock
Common
Stock
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Options to $1.125 6/28/02 D(2) 150,000 1/1/00 7/29/02 Common 150,000 - D N/A
Purchase Stock
Common
Stock
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Options to $1.125 6/28/02 A 150,000 1/1/00 7/29/07 Common 150,000 - 1,150,000 D N/A
Purchase Stock
Common
Stock
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Warrant to 21,003 D N/A
Purchase
Common
Stock
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Explanation of Responses:
(1) 200,000 vest on June 30, 2003
200,000 vest on June 30, 2004
200,000 vest on June 30, 2005
200,000 vest on June 30, 2006
200,000 vest on June 30, 2007
(2) Exercise period of option was extended, which is treated as a cancellation of option in connection with grant of replacement
option.
/S/ PHILIP COELHO 7/3/02
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Philip Coelho Date
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.