UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 1, 2002
UNITED TECHNOLOGIES CORPORATION
(exact name of registrant as specified in its charter)
Delaware |
1-812 |
06-0570975 |
United Technologies Building, One Financial Plaza
Hartford, Connecticut 06103
(Address of Principal executive offices, including Zip Code)
Registrants telephone number, including area
code
(860) 728-7000
N/A
(Former name or former address, if changed since last report)
Item 9. Other Events
On August 1, 2002, George David, Chairman and Chief Executive Officer of United Technologies Corporation (the "Corporation"), and David J. FitzPatrick, Senior Vice President, Chief Financial Officer of the Corporation, each filed with Securities and Exchange Commission (the "SEC") a statement under oath regarding facts and circumstances relating to the Securities Exchange Act filings, as required by the SECs Order Requiring the Filing of Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (File No. 4-460, June 27, 2002).
Item 7. Exhibits
The following are annexed as Exhibits:
Exhibit Number |
Description |
99(i) | Statement Under Oath of George David, Chairman and Chief Executive Officer of United Technologies Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings |
99(ii) | Statement Under Oath of David J. FitzPatrick, Senior Vice President, Chief Financial Officer of United Technologies Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 1, 2002 |
UNITED TECHNOLOGIES
CORPORATION (Registrant)
By: /s/ William H. Trachsel
|
INDEX TO EXHIBITS
Exhibit Number |
Exhibit Description |
99(i) | Statement Under Oath of George
David, Chairman and Chief Executive Officer of United Technologies Corporation, Regarding
Facts and Circumstances Relating to Exchange Act Filings |
99(ii) | Statement Under Oath of David J. FitzPatrick, Senior Vice President, Chief Financial Officer of United Technologies Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings |