UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported) November 5, 2009

 

ESCALADE, INCORPORATED

 

(Exact Name of Registrant as Specified in Its Charter)


 

Indiana

 

(State or Other Jurisdiction of Incorporation)


 

 

0-6966

13-2739290

   

(Commission File Number)

(IRS Employer Identification No.)

 

 

817 Maxwell Avenue, Evansville, Indiana

47711

   

(Address of Principal Executive Offices)

(Zip Code)


 

(812) 467-4449

 

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

 

(Former Name or Former Address, if Changed Since Last Report)

          Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

 

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Section 2 – Financial Information

Item 2.02 Results of Operations and Financial Condition.

On November 5, 2009, Escalade, Incorporated (“Escalade”) issued the press release attached hereto as Exhibit 99.1 announcing financial information regarding Escalade’s third quarter results for 2009. The information hereunder shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into a filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits

 

 

 

 

(c)

Exhibits


 

 

 

 

 

 

Exhibit

 

Description

 

 

 

 

 

 

 

 

 

 

99.1

 

Press release dated November 5, 2009

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SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, Escalade, Incorporated has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Date: November 5, 2009

ESCALADE, INCORPORATED

 

 

 

 

By:

/s/ DEBORAH J. MEINERT

 

 

 

 

 

Deborah J. Meinert,
Vice President and Chief Financial Officer

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