UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 30, 2015
PennyMac Financial Services, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001- 35916 | 80-0882793 | ||
| (State or other jurisdiction | (Commission | (IRS Employer | ||
| of incorporation) | File Number) | Identification No.) |
| 6101 Condor Drive, Moorpark, California | 93021 | |
| (Address of principal executive offices) | (Zip Code) |
(818) 224-7442
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 7.01 Regulation FD Disclosure.
Stanford L. Kurland, the Chairman and Chief Executive Officer of PennyMac Financial Services, Inc. (the “Company”), will be presenting at the J.P. Morgan FinTech & Specialty Finance Forum in New York, NY on Wednesday, December 2, 2015, at 3:00 p.m. Eastern Time. A copy of the presentation that Mr. Kurland will use during the event is attached hereto and furnished as Exhibit 99.1.
The information contained in this Item 7.01, including the related information set forth in the presentation attached hereto and incorporated by reference herein, is being “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of Section 18 of the Exchange Act. The information in this Item 7.01 shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, or into any filing or other document pursuant to the Exchange Act, except as otherwise expressly stated in any such filing.
Item 8.01 Other Events.
On November 30, 2015, the Company issued a press release announcing that Mr. Kurland will be presenting at the J.P. Morgan FinTech & Specialty Finance Forum in New York, NY. A copy of the press release is attached hereto as Exhibit 99.2 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description |
| 99.1 | Slide Presentation for use by PennyMac Financial Services, Inc. on December 2, 2015 in connection with the J.P. Morgan FinTech & Specialty Finance Forum |
| 99.2 | Press Release, dated November 30, 2015, issued by PennyMac Financial Services, Inc. regarding the J.P. Morgan FinTech & Specialty Finance Forum |
| 2 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PENNYMAC FINANCIAL SERVICES, INC. | |
| Dated: December 2, 2015 | /s/ Anne D. McCallion |
| Anne D. McCallion | |
| Chief Financial Officer |
| 3 |
EXHIBIT INDEX
| Exhibit No. | Description |
| 99.1 | Slide Presentation for use by PennyMac Financial Services, Inc. on December 2, 2015 in connection with the J.P. Morgan FinTech & Specialty Finance Forum |
| 99.2 | Press Release, dated November 30, 2015, issued by PennyMac Financial Services, Inc. regarding the J.P. Morgan FinTech & Specialty Finance Forum |
| 4 |