UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Van Sweden R. Chad C/O GT SOLAR INTERNATIONAL, INC. 243 DANIEL WEBSTER HIGHWAY MERRIMACK, NH 03054 |
 X |  X |  |  |
/s/ R. Chad Van Sweden | 06/10/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | GT Solar Holdings, LLC is the direct beneficial holder of the shares reported in Table I. OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. GFI Power Opportunities Fund II GP (Cayman) Ltd. (the "Cayman Fund GP") is a general partner of the Cayman Fund. GFI Power Opportunities Fund II GP, LLC (the "Main Fund GP") is a general partner of the Main Fund and the sole shareholder of the Cayman Fund GP. By virtue of his interest in the Main Fund GP, Mr. Van Sweden may be deemed to have indirect beneficial ownership of shares beneficially owned by the Main Fund GP. Mr. Van Sweden expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, the Cayman Fund GP, the Main Fund GP or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein. |
 Remarks: The reporting person's Form 3 filed on December 30, 2009 is being amended to include shares of GT Solar International, Inc. held by GT Solar Holdings, LLC as indirectly beneficially owned by the reporting person as described in footnote (1) to this Form 3/A. |