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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION | |
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Washington, D.C. 20549 | |
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SCHEDULE 13G/A | |
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Under the Securities Exchange Act of 1934
(Amendment No. 2)*
GT SOLAR INTERNATIONAL, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
3623E0209
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No 3623E0209 |
13G | |||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as a general partner of OCM/GFI Power Opportunities Fund II (Cayman), L.P.
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as a general partner of OCM/GFI Power Opportunities Fund II, L.P. and sole shareholder of GFI Power Opportunities Fund II GP (Cayman) Ltd.
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the managing member of GFI Power Opportunities Fund II GP, LLC and as an investment manager of OCM/GFI Power Opportunities Fund II, L.P. and OCM/GFI Power Opportunities Fund II (Cayman), L.P.
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as a general partner of OCM/GFI Power Opportunities Fund II (Cayman), L.P.
CUSIP No 3623E0209 |
13G | |||||
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1 |
Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
o | |||
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as a general partner of OCM/GFI Power Opportunities Fund II, L.P. and sole shareholder of OCM Power Opportunities Fund II GP (Cayman) Ltd.
CUSIP No 3623E0209 |
13G | |||||
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1 |
Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as an investment manager of OCM/GFI Power Opportunities Fund II, L.P. and OCM/GFI Power Opportunities Fund II (Cayman), L.P.
CUSIP No 3623E0209 |
13G | |||||
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1 |
Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the general partner of Oaktree Capital Management, L.P.
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the general partner of OCM Power Opportunities Fund II GP, L.P.
CUSIP No 3623E0209 |
13G | |||||
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1 |
Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the general partner of Oaktree Fund GP I, L.P.
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the general partner of Oaktree Capital I, L.P.
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the managing member of OCM Holdings I, LLC
CUSIP No 3623E0209 |
13G | |||||
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Names of Reporting Person | ||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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Percent of Class Represented by Amount in Row (9) | ||||
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Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the managing member of Oaktree Holdings, LLC and sole shareholder of Oaktree Holdings, Inc.
CUSIP No 3623E0209 |
13G | |||||
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1 |
Names of Reporting Person | ||||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
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(b) |
x | |||
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SEC Use Only | ||||
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Citizenship or Place of Organization | ||||
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Number of |
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Sole Voting Power | ||||
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Shared Voting Power | |||||
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Sole Dispositive Power | |||||
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Shared Dispositive Power | |||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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11 |
Percent of Class Represented by Amount in Row (9) | ||||
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12 |
Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the holder of the majority of voting units of Oaktree Capital Group, LLC
CUSIP No 3623E0209 |
13G | |||||
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1 |
Names of Reporting Person | ||||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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(a) |
o | |||
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(b) |
x | |||
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SEC Use Only | ||||
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4 |
Citizenship or Place of Organization | ||||
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Number of |
5 |
Sole Voting Power | ||||
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6 |
Shared Voting Power | |||||
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7 |
Sole Dispositive Power | |||||
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8 |
Shared Dispositive Power | |||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | ||||
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11 |
Percent of Class Represented by Amount in Row (9) | ||||
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12 |
Type of Reporting Person (See Instructions) | ||||
* Solely in its capacity as the general partner of Oaktree Capital Group Holdings, L.P.
Item 1(a) Name of Issuer:
GT Solar International, Inc. (the Company)
Item 1(b) Address of Issuers Principal Executive Offices:
243 Daniel Webster Highway
Merrimack, New Hampshire 03054
Item 2(a) Name of Person Filing:
GT Solar Holdings, LLC (GT Solar Holdings), OCM/GFI Power Opportunities Fund II, L.P. (Fund II), OCM/GFI Power Opportunities Fund II (Cayman), L.P. (Fund II Cayman), GFI Power Opportunities Fund II GP (Cayman) Ltd. (Fund II Cayman GFI GP), GFI Power Opportunities Fund II GP, LLC (Fund II GFI GP), G3W Ventures LLC (G3W), OCM Power Opportunities Fund II GP (Cayman) Ltd. (Fund II Cayman Oaktree GP), OCM Power Opportunities Fund II GP, L.P. (Fund II Oaktree GP), Oaktree Capital Management, L.P. (Oaktree), Oaktree Holdings, Inc. (Holdings Inc.), Oaktree Fund GP I, L.P. (GP I), Oaktree Capital I, L.P. (Capital I), OCM Holdings I, LLC (Holdings I), Oaktree Holdings, LLC (Holdings), Oaktree Capital Group, LLC (OCG), Oaktree Capital Group Holdings, L.P. (OCGH) and Oaktree Capital Group Holdings GP, LLC (OCGH GP). The entities listed in this Item 2(a) are collectively referred to herein as Reporting Persons.
Item 2(b) Address of Principal Business Office or, if none, Residence:
The address of the principal business office of each of GT Solar Holdings, Fund II, Fund II Cayman, Fund II Cayman GFI GP, Fund II GFI GP and G3W is c/o Oaktree Capital Management, L.P., 11611 San Vicente Boulevard, Suite 710, Los Angeles, California 90049.
The address of the principal business office of each of Fund II Cayman Oaktree GP, Fund II Oaktree GP, Oaktree, Holdings Inc., GP I, Capital I, Holdings I, Holdings, OCG, OCGH and OCGH GP is c/o Oaktree Capital Group Holdings GP, LLC, 333 South Grand Avenue, 28th Floor, Los Angeles, California 90071.
Item 2(c) Citizenship:
Each of GT Solar Holdings, Fund II GFI GP, Holdings I, Holdings, OCG and OGCH GP is a limited liability company organized under the laws of the State of Delaware.
Each of Fund II, Fund II Oaktree GP, Oaktree, GP I, Capital I and OCGH is a limited partnership organized under the laws of the State of Delaware.
Each of Fund II Cayman GFI GP and Fund II Cayman Oaktree GP is a Cayman Islands exempted company.
Fund II Cayman is a Cayman Islands exempted limited partnership.
G3W is a limited liability company organized under the laws of the State of California.
Holdings Inc. is a corporation organized under the laws of the State of Delaware.
CUSIP No 3623E0209 |
13G |
Item 2(d) Title of Class of Securities:
Common Stock, par value $0.01 per share (the Common Stock)
Item 2(e) CUSIP Number:
Cusip Number 3623E0209
Item 3 If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
(f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
(g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
(j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Not Applicable
Item 4 Ownership:
(a) Amount beneficially owned and (b) percent of class:
(1) GT Solar Holdings owns no shares of the Companys Common Stock, or 0% of the total number of shares of Common Stock outstanding.
(2) Fund II directly owns 4,496,015 shares of the Companys Common Stock, or approximately 3.6% of the total number of shares of Common Stock outstanding.
(3) Fund II Cayman (together with Fund II, the OCM/GFI Funds) directly owns 561,370 shares of the Companys Common Stock, or approximately 0.5% of the total number of shares outstanding.
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13G |
(4) Fund II Cayman GFI GP, in its capacity as a general partner of Fund II Cayman, has the shared ability to direct the management of Fund II Caymans business, including the power to direct the decisions of Fund II Cayman regarding the vote and disposition of securities held directly by Fund II Cayman; therefore, Fund II Cayman GFI GP may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by Fund II Cayman.
(5) Fund II GFI GP, in its capacity as (i) a general partner of Fund II, has the shared ability to direct the management of Fund IIs business, including the power to direct the decisions of Fund II regarding the vote and disposition of securities held directly by it, and (ii) the sole shareholder of Fund II Cayman GFI GP, as the ability to appoint and remove directors of Fund II Cayman GFI GP and, as such, may indirectly control the decisions of Fund II Cayman GFI GP regarding the vote and disposition of securities held directly by Fund II Cayman; therefore, Fund II GFI GP may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(6) G3W, in its capacity as (i) the managing member of Fund II GFI GP, has the ability to direct the management of Fund II GFI GPs business, including the power to direct the decisions of Fund II GFI GP regarding the vote and disposition of securities held directly by Fund II, and (ii) one of two investment managers of the OCM/GFI Funds, may indirectly control the decisions of the OCM/GFI Funds regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, G3W may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee which includes two representatives of G3W (any of Messrs. Lawrence D. Gilson, Richard K. Landers, and Ian A. Schapiro) and two representatives of Oaktree.
(7) Fund II Cayman Oaktree GP, in its capacity as a general partner of Fund II Cayman, has the ability to direct the management of the Fund II Caymans business, including the power to direct the decisions of Fund II Cayman regarding the vote and disposition of securities held by Fund II Cayman; therefore, Fund II Cayman Oaktree GP may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by Fund II Cayman.
(8) Fund II Oaktree GP, in its capacity as (i) a general partner of Fund II, has the shared ability to direct the management of Fund IIs business, including the power to direct the decisions of Fund II regarding the vote and disposition of securities held directly by Fund II, and (ii) the sole shareholder of Fund II Cayman Oaktree GP, has the ability to appoint and remove directors of Fund II Cayman Oaktree GP, and, as such, may indirectly control the decisions of Fund II Cayman Oaktree GP regarding the vote and disposition of securities held directly by Fund II Cayman; therefore, Fund II Oaktree GP may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(9) Oaktree, in its capacity as one of two investment managers of the OCM/GFI Funds, may indirectly control the decisions of the OCM/GFI Funds regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, Oaktree may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee which includes two representative of Oaktree (any of Messrs. Stephan A. Kaplan, Michael P. Harmon, Bruce A. Karsh and Howard S. Marks) and two representatives of G3W.
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(10) Holdings Inc., in its capacity as general partner of Oaktree, has the ability to direct the management of Oaktrees business, including the power to direct the decisions of Oaktree regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, Holdings Inc. may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(11) GP I, in its capacity as the general partner of Fund II Oaktree GP, has the ability to direct the management of Fund II Oaktree GPs business, including the power to direct the decisions of Fund II Oaktree GP regarding the vote and disposition of securities held by each of the OCM/GFI Funds; therefore, GP I may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(12) Capital I, in its capacity as the general partner of GP I, has the ability to direct the management of GP Is business, including the power to direct the decisions of GP I regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, Capital I may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(13) Holdings I, in its capacity as the general partner of Capital I, has the ability to direct the management of Capital Is business, including the power to direct the decisions of Capital I regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, Holdings I may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(14) Holdings, in its capacity as the managing member of Holdings I, has the ability to direct the management of Holdings Is business, including the power to direct the decisions of Holdings I regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, Holdings may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(15) OCG, in its capacity as (i) the managing member of Holdings, has the ability to direct the management of Holdings business, including the power to direct the decisions of Holdings regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds, and (ii) the sole shareholder of Holdings Inc., has the ability to appoint and remove directors of Holdings Inc., and, as such, may indirectly control the decisions of Holdings Inc. regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, OCG may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(16) OCGH, in its capacity as the majority holder of the voting units of OCG, has the ability to appoint and remove directors of OCG and, as such, may indirectly control the decisions of OCG regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, OCGH may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
(17) OCGH GP, in its capacity as the managing member of OCGH, has the ability to direct the management of OCGHs business, including the power to direct the decisions of OCGH regarding the vote and disposition of securities held directly by each of the OCM/GFI Funds; therefore, OCGH GP may be deemed to have indirect beneficial ownership of the shares of the Companys Common Stock held directly by each of the OCM/GFI Funds.
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By virtue of the relationships described above, each of Fund II GFI GP, G3W, Fund II Oaktree GP, Oaktree, Holdings Inc., GP I, Capital I, Holdings I, Holdings, OCG, OCGH and OCGH GP may be deemed to have indirect beneficial ownership of 5,057,385 shares of the Companys Common Stock held by the OCM/GFI Funds, or approximately 4.1% of the total number of shares of Common Stock outstanding.
By virtue of the relationships described above, each of Fund II Cayman GFI GP and Fund II Cayman Oaktree GP may be deemed to have indirect beneficial ownership of 561,370 shares of the Companys Common Stock held by Fund II Cayman, or approximately 0.5% of the total number of shares of Common Stock outstanding.
Neither the filing of this Schedule 13G nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is the beneficial owner of any of the Common Stock referred to herein for the purposes of Section 13(d) of the Act, or for any other purpose, and, except to the extent of its pecuniary interest, such beneficial ownership is expressly disclaimed by each Reporting Person, other than GT Solar Holdings.
All of the percentages calculated in this Schedule 13G are based upon an aggregate of 124,439,452 shares of Common Stock outstanding as of November 2, 2010 as disclosed in the Companys Quarterly Report on Form 10-Q for the quarterly period ended October 2, 2010 and in the Companys current report on Form 8-K filed on November 9, 2010.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: See Item 5 of each cover page
(ii) shared power to vote or to direct the vote: See Item 6 of each cover page
(iii) sole power to dispose or to direct the disposition of: See Item 7 of each cover page
(iv) shared power to dispose or to direct the disposition of: See Item 8 of each cover page
Item 5 Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x].
Item 6 Ownership of More Than Five Percent on Behalf of Another Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
Not Applicable.
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13G |
Item 8 Identification and Classification of Members of the Group:
The Reporting Persons may be deemed to be a group for purposes of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this statement.
Item 9 Notice of Dissolution of Group:
Not Applicable.
Item 10 Certification:
Not Applicable.
13G
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 28, 2011
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GT SOLAR HOLDINGS, LLC | |
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By: OCM/GFI Power Opportunities Fund II, L.P. | |
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Its: Managing Member | |
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By: GFI Power Opportunities Fund II GP, LLC | |
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Its: General Partner | |
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By: G3W Ventures LLC | |
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Its: Managing Member | |
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By: |
/s/ Lawrence D. Gilson |
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Name: Lawrence D. Gilson | |
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Title: Chairman | |
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By: OCM/GFI Power Opportunities Fund II (Cayman), L.P. | |
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Its: Managing Member | |
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By: GFI Power Opportunities Fund II GP (Cayman) Ltd. | |
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Its: General Partner | |
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By: GFI Power Opportunities Fund II GP, LLC | |
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Its: Director | |
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By: G3W Ventures LLC | |
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Its: Managing Member | |
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By: |
/s/ Lawrence D. Gilson |
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Name: Lawrence D. Gilson | |
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Title: Chairman |
13G
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OCM/GFI POWER OPPORTUNITIES FUND II, L.P. | |
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By: GFI Power Opportunities Fund II GP, LLC | |
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Its: General Partner | |
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By: G3W Ventures LLC | |
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Its: Managing Member | |
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By: |
/s/ Lawrence D. Gilson |
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Name: Lawrence D. Gilson | |
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Title: Chairman | |
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OCM/GFI POWER OPPORTUNITIES FUND II (CAYMAN), L.P. | |
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By: GFI Power Opportunities Fund II GP (Cayman) Ltd. | |
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Its: General Partner | |
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By: GFI Power Opportunities Fund II GP, LLC | |
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Its: Director | |
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By: G3W Ventures LLC | |
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Its: Managing Member | |
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By: |
/s/ Lawrence D. Gilson |
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Name: Lawrence D. Gilson | |
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Title: Chairman | |
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GFI POWER OPPORTUNITIES FUND II GP (CAYMAN) LTD. | |
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By: GFI Power Opportunities Fund II GP, LLC, | |
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Its: Director | |
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By: G3W Ventures LLC | |
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Its: Managing Member | |
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By: |
/s/ Lawrence D. Gilson |
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Name: Lawrence D. Gilson | |
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Title: Chairman |
13G
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GFI POWER OPPORTUNITIES FUND II GP, LLC | |
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By: G3W Ventures LLC | |
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Its: Managing Member | |
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By: |
/s/ Lawrence D. Gilson |
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Name: Lawrence D. Gilson | |
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Title: Chairman | |
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G3W VENTURES LLC | |
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By: |
/s/ Lawrence D. Gilson |
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Name: Lawrence D. Gilson | |
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Title: Chairman |
13G
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OCM POWER OPPORTUNITIES FUND II GP (CAYMAN), LTD. | |
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By: OCM Power Opportunities Fund II GP, L.P. | |
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Its: Director | |
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By: Oaktree Fund GP I, L.P. | |
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Its: General Partner | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Authorized Signatory | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Authorized Signatory | |
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OCM POWER OPPORTUNITIES FUND II GP, L.P. | |
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By: Oaktree Fund GP I, L.P. | |
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Its: General Partner | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Authorized Signatory | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Authorized Signatory | |
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OAKTREE CAPITAL MANAGEMENT, L.P. | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President, Legal |
13G
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OAKTREE HOLDINGS, INC. | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel and Secretary | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President | |
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OAKTREE FUND GP I, L.P. | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Authorized Signatory | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Authorized Signatory | |
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OAKTREE CAPITAL I, L.P. | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel and Secretary | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President | |
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OCM HOLDINGS I, LLC | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President |
13G
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OAKTREE HOLDINGS, LLC | |
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By: Oaktree Capital Group, LLC | |
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Its: Managing Member | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel and Secretary | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President | |
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OAKTREE CAPITAL GROUP, LLC | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel and Secretary | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President | |
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OAKTREE CAPITAL GROUP HOLDINGS, L.P. | |
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By: Oaktree Capital Group Holdings GP, LLC | |
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Its: General Partner | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President | |
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OAKTREE CAPITAL GROUP HOLDINGS GP, LLC | |
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By: |
/s/ Todd Molz |
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Name: Todd Molz | |
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Title: Managing Director, General Counsel | |
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By: |
/s/ Martin Boskovich |
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Name: Martin Boskovich | |
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Title: Senior Vice President |