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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
THAYER EQUITY INVESTORS V LP 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
TC Roadrunner-Dawes Holdings, L.L.C. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
HCI EQUITY PARTNERS III, L.P. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
TC Sargent Holdings, L.L.C. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
HCI CO-INVESTORS III, L.P. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
TC Co-Investors V, LLC 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
HC EQUITY PARTNERS V, L.L.C. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
HCI EQUITY MANAGEMENT, L.P. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
HCI EQUITY PARTNERS, L.L.C. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X | |||
HCI MANAGEMENT III, L.P. 1730 PENNSYLVANIA AVENUE SUITE 525 WASHINGTON, DC 20006 |
X |
Thayer Equity Investors V, L.P. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
TC Roadrunner-Dawes Holdings, L.L.C. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
HCI Equity Partners III, L.P. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
TC Sargent Holdings, L.L.C. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
HCI Co-Investors III, L.P. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
TC Co-Investors V, LLC - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
HC Equity Partners V, L.L.C. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
HCI Equity Management, L.P. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
HCI Management III, L.P. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date | |
HCI Equity Partners, L.L.C. - /s/ Lisa Costello, CFO | 05/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 816,487 shares sold by Thayer Equity Investors V, L.P. ("Thayer"); 1,711 shares sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 1,717 shares sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 177,512 shares sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P. ) ("Partners III"); and 2,573 shares sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III"). HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer; HCI Equity Management, L.P. ("HCI") is the sole manager of TC Co-Investors V, L.L.C. ("Co-Investors"), the managing member of TC Sargent and TC Roadrunner; HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III. HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member/general partner of HC Equity, HCI and HCI Management III. |
(2) | Represents 10,815,705 shares held by Thayer; 22,658 shares held by TC Roadrunner; 22,738 shares held by TC Sargent; 2,351,435 shares held by Partners III; and 34,089 shares held by Co-Investors III. |
(3) | HC Equity, HCI, Co-Investors, HCI Management III and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. Each of HC Equity, HCI, Co-Investors, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares reported in Table I except to the extent of any pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, HCI, Co-Investors, HCI Management III or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares. |