UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 1,000,000 | $ 1.5 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 3,660,000 | $ 2 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 10/16/2015 | Common Stock | 500,000 | $ 2.5 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 500,000 | $ 2.5 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 50,000 | $ 3 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 200,000 | $ 3.5 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 500,000 | $ 4 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 500,000 | $ 5 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 1,000,000 | $ 5.5 | I | See Footnote (1) |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 100,000 | $ 2.5 | D | Â |
Stock Option (Right to Buy) | Â (2) | 01/15/2016 | Common Stock | 25,300 | $ 3 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MESSINA DANA 11150 SANTA MONICA BLVD SUITE 700 LOS ANGELES, CA 90025 |
 |  X |  |  |
/s/ Dana Messina | 08/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of the Issuer's Common Stock ("Shares") and call options that represent the right to buy Shares, as applicable, directly owned by Aria Master Fund Ltd. (the "Master Fund"), Aria Partners LP (the "LP Fund"), and certain third party accounts managed by Aria Partners GP LLC (the "Accounts"). The Reporting Person is the Managing Member of Aria Partners GP LLC which is (i) the General Partner of the Master Fund and the LP Fund and (ii) investment manager to the Master Fund, the LP Fund and the Accounts. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(2) | The securities are currently exercisable. |