UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number:  811-22535

 


 

ARES DYNAMIC CREDIT ALLOCATION FUND, INC.

(Exact name of registrant as specified in charter)

 

2000 Avenue of the Stars, 12th Floor

Los Angeles, California 90067

(Address of principal executive offices) (zip code)

 

Daniel J. Hall

2000 Avenue of the Stars, 12th Floor

Los Angeles, California 90067

(Name and address of agent for service)

 

Copy to:

 

P. Jay Spinola, Esq.

Willkie Farr & Gallagher, LLP

787 Seventh Avenue

New York, New York 10019

 

Registrant’s telephone number, including area code:  (310) 201-4100

 

Date of fiscal year end:  October 31

 

Date of reporting period:  July 1, 2017 - June 30, 2018

 

 

 



 

Item 1. Proxy Voting Record

 



 

Issuer

 

Ticker

 

Primary ID/CUSIP

 

Held by ARDC?

 

Shareholder Meeting Date

 

Matter Voted On

 

Proposed By

 

Voted (Yes/No)

 

For or Against

 

For or Against Management

Affinion Group

 

AFFINI

 

008294209

 

Yes

 

6/5/2018

 

Election of Directors, appointment of PWC as independent accounting firm for FY 2018 and compensation of executive officers

 

Issuer

 

Yes

 

For

 

For

Halcon Resoruces Corporation

 

HKUS

 

40537Q605

 

Yes

 

5/14/2018

 

Election of Directors and appointment of Deloitte & Touche LLP as independent accounting firm for FY 2018

 

Issuer

 

Yes

 

For

 

For

 



 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

ARES DYNAMIC CREDIT ALLOCATION FUND, INC.

 

 

By:

/s/ Seth J. Brufsky

 

Name:

Seth J. Brufsky

 

Title:

President and Chief Executive Officer

 

 

 

Date:  August 16, 2018