UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | Â (2) | 05/09/2011 | Common Stock | 45,000 | $ 13.73 | D | Â |
Stock Option | 05/10/2005 | 05/10/2014 | Common Stock | 3,750 | $ 18.98 | D | Â |
Stock Option | Â (3) | 01/07/2015 | Common Stock | 14,326 | $ 21.67 | D | Â |
Stock Option | Â (4) | 06/16/2015 | Common Stock | 14,496 | $ 22.6 | D | Â |
Stock Option | Â (5) | 08/14/2016 | Common Stock | 23,542 | $ 16.95 | D | Â |
Stock Option | Â (6) | 09/19/2014 | Common Stock | 14,250 | $ 30.55 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Pacey Larry J. C/O WMS INDUSTRIES INC. 800 S. NORTHPOINT BLVD. WAUKEGAN, IL 60085 |
 |  |  Exec. VP Global Products | Chief Innovation Officer |
/s/ Larry J. Pacey | 07/09/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 29,089 shares of restricted stock, restrictions on which will lapse over time: (i) restrictions on 4,500 shares will lapse on each of 6/16/2009 and 6/16/2010; (ii) restrictions on 1,272 shares will lapse on each of 9/19/2008, 9/19/2009 and 9/19/2010 and on 1,273 shares on 9/19/2011 and (iii) restrictions on 5,000 shares will lapse on each of 9/20/2008, 9/20/2009 and 9/20/2010. |
(2) | Stock Option Grant: 11,250 shares became exercisable on each of 5/9/2002, 5/9/2003, 5/9/2004 and 5/9/2005. |
(3) | Stock Option Grant: 4,775 shares became exercisable on each of 1/7/2006 and 1/7/2007 and 4,776 shares became exercisable on 1/7/2008. |
(4) | Stock Option Grant: 4,832 shares became exercisable on each of 6/16/2006, 6/16/2007 and 6/16/2008. |
(5) | Stock Option Grant: 7,847 shares became exercisable on 8/14/2007, 7,847 will be exercisable on 8/14/2008 and 7,848 will be exercisable on 8/14/2009. |
(6) | Stock Option Grant: 4,750 shares will be exercisable on each of 9/19/2008, 9/19/2009 and 9/19/2010. |