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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 3.48 | 12/08/2014 | D(1) | 197,946 | 03/21/2011 | 04/01/2015 | Common Shares | 197,946 | $ 0 | 0 | D | ||||
Employee Stock Option | $ 3.5 | 12/08/2014 | D(1) | 251,931 | 03/21/2011 | 06/03/2015 | Common Shares | 251,931 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Peterson Lynn A 1625 BROADWAY, SUITE 250 DENVER, CO 80202 |
Former Exec Officer & Director |
/s/ Lynn A. Peterson | 12/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of pursuant to an arrangement agreement dated July 13, 2014, between Kodiak Oil & Gas Corp. ("Issuer"), Whiting Petroleum Corporation ("Whiting") and 1007695 B.C. Ltd., wherein the reporting person received, for each existing share of common stock, restricted stock unit, restricted share or option of Issuer held by the reporting person, 0.177 Whiting common shares, restricted stock units, restricted shares and options, respectively, having a market value of $37.25 per share (based on the closing price of Whiting's common stock on 12/5/14) on the effective date of the arrangement. All unvested restricted stock units and restricted shares became vested at the effective time of the arrangement. |