|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANITOWOC CO INC 2400 SOUTH 44TH STREET MANITOWOC, WI 54221-0066 |
X |
/s/ Carl J. Laurino, Sr. Vice President & Chief Financial Officer | 03/07/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the spin-off of Manitowoc Foodservice, Inc. ("Foodservice") by The Manitowoc Company, Inc. ("Manitowoc"), and pursuant to the terms and conditions of the Separation and Distribution Agreement by and between Foodservice and Manitowoc, dated as of March 4, 2016 (the "Separation Agreement"), Manitowoc received 137,016,612 shares of Foodservice common stock which, when combined with the 100 shares held by Manitowoc prior thereto, equals the number of Foodservice shares of common stock distributed by Manitowoc in the Distribution, as such term is defined in the Separation Agreement. |
(2) | In connection with the spin-off of Foodservice by Manitowoc and pursuant to the terms and conditions of the Separation Agreement, Manitowoc effected the Distribution, as such term is defined in the Separation Agreement, on March 4, 2016, and distributed all shares of Manitowoc on a pro rata basis to the holders of record of Manitowoc common stock as of February 22, 2016, the record date. |