1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(2)
|
12/07/2013 |
Class A Common Stock
|
75,000
|
$
14.93
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(1)
|
Class A Common Stock
|
20,000
|
$
(1)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
04/20/2014 |
Class A Common Stock
|
30,000
|
$
10.41
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
Â
(1)
|
Class A Common Stock
|
12,000
|
$
(1)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
06/13/2014 |
Class A Common Stock
|
32,500
|
$
11.53
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(1)
|
Class A Common Stock
|
13,000
|
$
(1)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock unit represents a contingent right to receive one share of Spansion Inc. Class A Common Stock. There is no exercise price or expiration date. |
(2) |
Options were granted on December 7, 2006, and vest over a four-year period according to the following schedule: One-fourth of the shares subject to the option shall vest on December 7, 2007, and the remaining shares subject to the option shall vest in equal installments quarterly over the remaining 36 months, begining on March 7, 2008. |
(3) |
Restricted stock units were granted to the reporting person on December 7, 2006, and vest over a four-year period. 5,000 of the shares subject to the award shall vest on December 7, 2007. The remaining shares subject to the award vest in equal installments quarterly, until 100% vested on December 7, 2010. Vested shares are delivered to the reporting person on each vesting date. |
(4) |
Options were granted on April 20, 2007, and vest over a four-year period according to the following schedule: One-fourth of the shares subject to the option shall vest on April 20, 2008, and the remaining shares subject to the option shall vest in equal installments quarterly over the remaining 36 months, begining on July 20, 2008. |
(5) |
Restricted stock units were granted to the reporting person on April 20, 2007, and vest over a four-year period. 3,000 of the shares subject to the award shall vest on April 20, 2008. The remaining shares subject to the award vest in equal installments quarterly, until 100% vested on April 20, 2011. Vested shares are delivered to the reporting person on each vesting date. |
(6) |
Options were granted on June 13, 2007, and vest over a four-year period according to the following schedule: One-fourth of the shares subject to the option shall vest on June 13, 2008, and the remaining shares subject to the option shall vest in equal installments quarterly over the remaining 36 months, begining on September 13, 2008. |
(7) |
Restricted stock units were granted to the reporting person on June 13, 2007, and vest over a four-year period. 3,250 of the shares subject to the award shall vest on June 13, 2008. The remaining shares subject to the award vest in equal installments quarterly, until 100% vested on June 13, 2011. Vested shares are delivered to the reporting person on each vesting date. |