|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FRIEDLI PETER C/O OSIRIS THERAPEUTICS, INC. 7015 ALBERT EINSTEIN DRIVE COLUMBIA, MD 21046 |
X | X | Chairman |
Philip R. Jacoby, Jr., attorney in fact | 02/06/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of 10,000 shares of common stock under the Registrant's 2006 Omnibus Plan for service as Chairman of the Board of Directors during 2007. These shares are owned by Joyce, Ltd., a non-U.S. corporation wholly owned by the Reporting Pereson. |
(2) | The Reporting Person holds indirect beneficial ownership of 625 shares held by his mother; 3,963,620 shares held by Venturetec, Inc.; 1,000,000 shares held by US Venture 05, Inc. and 10,000 shares owned by Joyce, Ltd. The Reporting Person holds approximately a 3% interest in Venturetec, INc. and serves as its president and holds 100% interest in and controls Joyce, Ltd. The Reporting Person disclaims beneficial interest in the shares held by his mother and disclaims beneficial interest in the shares held by Venturetec, Inc. and US Venture 05, Inc. beyond the extent of his pecuniary interest therein. |
(3) | Bona fide gift of shares to a minor residing outside of the U.S. The Reporting Person retains no beneficial ownership of the shares subject to the gift. |
(4) | Relects the distribution by Nikatech, Inc. to its equity holders of shares of the Registrant's common stock previously held by Nitatech, Inc., including an aggregate of 29, 741 shares distributed to the Reporting Person |