UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (1) | 08/01/2014 | Common Stock | 125,000 | $ 1.76 | I | See Footnotes (2) (3) (4) (5) |
Stock Option (Right to Buy) | Â (6) | 09/01/2015 | Common Stock | 62,500 | $ 10.27 | I | See Footnotes (2) (3) (4) (5) |
Stock Option (Right to Buy) | Â (7) | 12/01/2015 | Common Stock | 8,929 | $ 13.21 | I | See Footnotes (2) (3) (4) (5) |
Stock Option (Right to Buy) | Â (8) | 03/01/2016 | Common Stock | 8,929 | $ 15.06 | I | See Footnotes (2) (3) (4) (5) |
Series C Redeemable Convertible Preferred Stock | Â (9) | Â (9) | Common Stock | 6,857,142 | $ (9) | I | See Footnotes (2) (3) (5) (10) |
Series D Redeemable Convertible Preferred Stock | Â (9) | Â (9) | Common Stock | 3,563,114 | $ (9) | I | See Footnotes (2) (3) (5) (10) |
Series E Redeemable Convertible Preferred Stock | Â (9) | Â (9) | Common Stock | 2,426,255 | $ (9) | I | See Footnotes (2) (3) (5) (11) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
3i GROUP PLC 16 PALACE STREET LONDON, X0 SW1E 5JD |
 |  X |  |  |
3I CORP 880 WINTER STREET, SUITE 330 WALTHAM, MA 02451 |
 |  X |  |  |
3i Global Technology 2004-06 L.P. 16 PALACE STREET LONDON, X0 SW1E 5JD |
 |  X |  |  |
3i Pan European Technology 2004-06 L.P. 16 PALACE STREET LONDON, X0 SW1E 5JD |
 |  X |  |  |
/s/ Tristan Segonds | 05/23/2006 | |
**Signature of Reporting Person | Date | |
/s/ Mikko Jussi-Suonenlahti | 05/23/2006 | |
**Signature of Reporting Person | Date | |
/s/ Mikko Jussi-Suonenlahti | 05/23/2006 | |
**Signature of Reporting Person | Date | |
/s/ Mikko Jussi-Suonenlahti | 05/23/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options vest in equal monthly installments over a period of four years beginning on September 1, 2004. |
(2) | 3i Corporation ("3i Corp.") and 3i Investments plc ("3i Investments") are each 100% indirect subsidiaries of 3i Group plc. As a result, 3i Group plc may be deemed to share voting and dispositive power with respect to the shares deemed to be beneficially owned by 3i Corp. or 3i Investments. 3i Group plc disclaims beneficial ownership of the shares owned by each of 3i Corp. and 3i Investments, except to the extent of its pecuniary interest therein. (Continued to Footnote 3) |
(3) | Either 3i Corp. or 3i Investments acts as the manager of 3i Global Technology 2004-06 L.P. ("3i Global Tech"), 3i Pan European Technology 2004-06, L.P. ("3i Pan European"), 3i Technology Partners, L.P. ("3i Tech Partners") and Mayflower, L.P. ("Mayflower"), and, as such, has the discretionary power to control the exercise of the investment and voting power of the shares owned by such entities. Each of 3i Corp. and 3i Investments disclaims beneficial ownership of the shares owned by 3i Global Tech, 3i Pan European, 3i Tech Partners and Mayflower, except to the extent of its pecuniary interest therein. The shares listed on this Form 3 are the same shares reported by 3i Group plc. on its Form 3 filed May 23, 2006 and are reported on this Form 3 soley to add 3i Corp., 3i Global Tech and 3i Pan European as reporting persons. |
(4) | Represents stock options held by 3i Corp. |
(5) | Following consummation of the Issuer's initial public offering, the reporting persons herein will cease to hold, directly or indirectly, more than 10% of any class of any equity security of the issuer (determined in accordance with the rules for determining beneficial ownership under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")) and therefore will no longer be subject to the disclosure and other requirements of Section 16 of the Exchange Act. |
(6) | These options vest in equal monthly installments over a period of four years beginning on October 1, 2005. |
(7) | These options vest in equal monthly installments over a period of four years beginning on January 1, 2006. |
(8) | These options vest in equal monthly installments over a period of four years beginning on April 1, 2006. |
(9) | The convertible preferred stock is immediately convertible on a 1:2.86 basis and has no expiration date. The convertible preferred stock will automatically convert upon consummation of the Issuer's initial public offering. |
(10) | Represents shares held by 3i Tech Partners. |
(11) | Includes 1,213,128 shares held by 3i Tech Partners, 530,742 shares held by 3i Pan European, 90,985 shares held by 3i Global Tech and 591,400 shares held by Mayflower. |
 Remarks: Exhibit 24 - Power of Attorney |