UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tabor A Wellford 301 SOUTH COLLEGE STREET, 12TH FL. CHARLOTTE, NC 28288-0732 |
 |  |  | Member of 13d group (over 10%) |
Joseph W. Craft III 2006 Irrevocable Trust FBO Josheph W. Craft IV dated February 27, 2006 301 SOUTH COLLEGE STREET, 12TH FL. CHARLOTTE, NC 28288-0732 |
 |  |  | Member of 13d group (over 10%) |
Joseph W. Craft III 2006 Irrevocable Trust FBO Caroline B. Fiddes dated February 27, 2006 301 SOUTH COLLEGE STREET, 12TH FL. CHARLOTTE, NC 28288-0732 |
 |  |  | Member of 13d group (over 10%) |
Joseph W. Craft III 2006 Irrevocable Trust FBO Ryan E. Craft dated February 27, 2006 301 SOUTH COLLEGE STREET, 12TH FL. CHARLOTTE, NC 28288-0732 |
 |  |  | Member of 13d group (over 10%) |
Joseph W. Craft III 2006 Irrevocable Trust FBO Kyle O. Craft dated February 27, 2006 301 SOUTH COLLEGE STREET, 12TH FL. CHARLOTTE, NC 28288-0732 |
 |  |  | Member of 13d group (over 10%) |
/s/ A. Wellford Tabor by Megan Cordle, pursuant to power of attorney dated February 1, 2007 | 03/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed by the undersigned as well as the four trust entities listed on the Joint Filer Information Statement attached as Exhibit 24.1 hereto (collectively, the "Reporting Persons"). The undersigned is the trustee of each of the four trusts that are Reporting Person hereunder, but he has no pecuniary interest in the securities of Alliance Holdings GP, L.P. held by such trusts. Each Reporting Person may be deemed to be part of a 13(d) group owning more than 10% of the securities of Alliance Holdings GP, L.P. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
(2) | These shares are owned directly by the Joseph W. Craft III 2006 Irrevocable Trust FBO Joseph W. Craft IV dated February 27, 2006 (A. Wellford Tabor, trustee). |
(3) | These shares are owned directly by the Joseph W. Craft III 2006 Irrevocable Trust FBO Caroline B. Fiddes dated February 27, 2006 (A. Wellford Tabor, trustee). |
(4) | These shares are owned directly by the Joseph W. Craft III 2006 Irrevocable Trust FBO Ryan E. Craft dated February 27, 2006 (A. Wellford Tabor, trustee). |
(5) | These shares are owned directly by the Joseph W. Craft III 2006 Irrevocable Trust FBO Kyle O. Craft dated February 27, 2006 (A. Wellford Tabor, trustee). |
 Remarks: Exhibit List Exhibit 24.1  Joint Filer Information Statement Exhibit 24.2  Power of Attorney (A. Wellford Tabor, individually) Exhibit 24.3  Power of Attorney (the Joseph W. Craft III 2006 Irrevocable Trust FBO Joseph W. Craft IV dated February 27, 2006, A. Wellford Tabor, as trustee) Exhibit 24.4  Power of Attorney (the Joseph W. Craft III 2006 Irrevocable Trust FBO Caroline B. Fiddes dated February 27, 2006, A. Wellford Tabor, as trustee) Exhibit 24.5  Power of Attorney (the Joseph W. Craft III 2006 Irrevocable Trust FBO Ryan E. Craft dated February 27, 2006, A. Wellford Tabor, as trustee) Exhibit 24.6  Power of Attorney (the Joseph W. Craft III 2006 Irrevocable Trust FBO Kyle O. Craft  dated February 27, 2006, A. Wellford Tabor, as trustee) |