|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COLLINS DAVID C 400 NORTH CONTINENTAL BOULEVARD SUITE 200 EL SEGUNDO, CA 90245 |
X | X | Vice Chairman of the Board |
/s/ David C. Collins | 08/07/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares distributed without consideration from DCMA Holdings, LP, to general partner pursuant to terms of the partnership agreement. |
(2) | See Footnote 4 for explanation of ownership. |
(3) | Shares transferred to the reporting person by The Collins Trust 99-1 ("Trust 99-1"), an irrevocable defective trust f/b/o the reporting person's child of which the reporting person is a trustee, in partial principal payment of an outstanding promissory note to satisfy certain obligations of Trust 99-1. Beneficial ownership of shares held by Trust 99-1 is disclaimed by the reporting person. |
(4) | OWNERSHIP: EXCLUDES and beneficial ownership of which is disclaimed by the reporting person: 89,918 shares held by The Collins Family Foundation, a private charitable foundation of which reporting person is a director; 238,323 shares held by The Adventures in Learning Foundation (f/k/a The Pegasus Foundation), a charitable support organization of which reporting person is a trustee; 37,500 vested options owned by reporting person's spouse and 197,640 shares held by Mary C. Collins 1997 Trust as separate property of reporting person's spouse. INCLUDES the following: 1,472,248 shares owned by David C. Collins 1997 Trust as reporting person's separate property; 297,477 shares owned by David C. and Mary C. Collins Family Trust; and 1,899,621 shares held by DCMA Holdings, LP, of which reporting person and Mary C. Collins are general partners. Although the shares held by DCMA Holdings, LP, are included, reporting person disclaims beneficial ownership of such shares. |