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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARRIS BRENT R 840 NEWPORT CENTER DRIVE SUITE 100 NEWPORT BEACH, CA 92660 |
 X |  |  | CHAIRMAN OF THE BOARD |
/S/ STEVEN LUDWIG, ATTORNEY-IN-FACT FOR BRENT R. HARRIS | 12/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price in Column 4 is the weighted average sale price. The prices actually received for the aggregate shares reported ranged from $14.80 to $15.04. The Reporting Person has provided to the issuer and will provide any security holder of the issuer or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range noted herein. |
(2) | The number of shares beneficially owned reflects the Reporting Person's transfer of 1,448 shares to his ex-wife pursuant to a qualified domestic relations order in November 2006. Also includes 219 shares acquired under a qualified dividend reinvestment plan. |
 Remarks: Pacific Investment Management Company LLC (PIMCO) is the investment adviser of the Issuer.  Mr. Harris is a member of PIMCO's Executive Committee. |