UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Pacific Coast Energy Co LP 515 SOUTH FLOWER STREET, SUITE 4800 LOS ANGELES, CA 90071 |
 |  X |  |  |
PCEC (GP) LLC 515 SOUTH FLOWER STREET, SUITE 4800 LOS ANGELES, CA 90071 |
 |  X |  |  |
PACIFIC COAST ENERGY HOLDINGS LLC 515 SOUTH FLOWER STREET, SUITE 4800 LOS ANGELES, CA 90071 |
 |  X |  |  |
Metalmark Breitburn Holdings LLC 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK, NY 10036 |
 |  X |  |  |
Metalmark Capital Partners (C) II, L.P. 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK, NY 10036 |
 |  X |  |  |
Metalmark Capital Partners II GP, L.P. 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK, NY 10036 |
 |  X |  |  |
Metalmark Capital Holdings LLC 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK, NY 10036 |
 |  X |  |  |
/s/ Pacific Coast Energy Company LP, By: Dee Alaniz, attorney-in-fact | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/ PCEC (GP) LLC, By: Dee Alaniz, attorney-in-fact | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/ Pacific Coast Energy Holdings LLC, By: Dee Alaniz, attorney-in-fact | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/ Metalmark BreitBurn Holdings LLC, By: Dee Alaniz, attorney-in-fact | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/ Metalmark Capital Partners (C) II, L.P., By: Dee Alaniz, attorney-in-fact | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/ Metalmark Capital Partners II GP, L.P., By: Dee Alaniz, attorney-in-fact | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/ Metalmark Capital Holdings LLC, By: Dee Alaniz, attorney-in-fact | 05/02/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This form is filed jointly by each of the undersigned entities. Pacific Coast Energy Company LP, a Delaware limited partnership ("PCEC"), will own Trust Units representing Beneficial Interests in the Issuer ("Trust Units") directly. The remaining entites may be deemed to share voting or dispositive power over the Trust Units, and therefore my be deemed to be joint beneficial owners of the Trust Units. |
(2) | As of May 2, 2012, the undersigned owned all of the beneficial interests in the Issuer, which is a Delaware statutory trust formed on January 3, 2012 by PCEC to own net profits and overriding royalty interests in certain of PCEC's properties located onshore in California that will be conveyed to the Issuer by PCEC in connection with a registered public offering by the Issuer in exchange for 38,583,158 Trust Units. PCEC expects that, immediately following the closing of the public offering and assuming no exercise by the underwriters of their option to purchase additional Trust Units, PCEC will own 21,083,158 Trust Units, after having sold 17,500,000 Trust Units at the closing of the public offering. |
 Remarks: Form 1 of 2 |