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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MUSE JOHN R C/O HICKS, MUSE, TATE & FURST INCORP. 200 CRESCENT COURT, SUITE 1600 DALLAS, TX 75201 |
X |
/s/ David W. Knickel, attorney-in-fact for John R. Muse | 07/24/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 22, 2013, Mr. Muse sold 124 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Exchange Act"). |
(2) | Of the 2,210,363 shares of Class A Common Stock, (a) 5,900 shares are directly owned by Mr. Muse, (b) 131 shares are directly owned by Muse Family Enterprises, Ltd., a Texas limited partnership ("MFE"), (c) 947 shares are directly owned by JRM Interim Investors, L.P., a Texas limited partnership ("JRM"), (d) 1,703,403 shares are directly owned by Hicks, Muse, Tate & Furst Equity Fund III, L.P., a Delaware limited partnership ("Fund III"), (e) 22,276 shares are directly owned by HM3 Coinvestors, L.P., a Texas limited partnership ("HM3 Coinvestors"), (f) 2,966 shares are directly owned by Hicks, Muse, Tate & Furst Private Equity Fund IV, L.P., a Delaware limited partnership ("Private Fund IV"), (Continued in Footnote 3) |
(3) | (g) 441,058 shares are directly owned by Hicks, Muse, Tate & Furst Equity Fund IV, L.P., a Delaware limited partnership ("Fund IV"), (h) 6,844 shares are directly owned by HM4-EQ Coinvestors, L.P., a Texas limited partnership ("HM4-EQ Coinvestors"), and (i) 26,838 shares are directly owned by Hicks, Muse & Co. Partners, L.P., a Texas limited partnership ("HM&Co."). Except for the 5,900 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |
(4) | Mr. Muse is an executive officer of the ultimate general partner of each of Fund III, HM3 Coinvestors, Private Fund IV, Fund IV, HM4-EQ Coinvestors and HM&Co. In addition, Mr. Muse is a voting member of a two-person committee that exercises voting and dispositive powers over the LIN TV securities held by the ultimate general partner of each of Fund III, HM3 Coinvestors, Private Fund IV, Fund IV, HM4-EQ Coinvestors and HM&Co. |
(5) | On July 22, 2013, MFE sold 3 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. Mr. Muse disclaimed beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
(6) | Of the 2,210,360 shares of Class A Common Stock, (a) 5,900 shares are directly owned by Mr. Muse, (b) 128 shares are directly owned by MFE, (c) 947 shares are directly owned by JRM, (d) 1,703,403 shares are directly owned by Fund III, (e) 22,276 shares are directly owned by HM3 Coinvestors, (f) 2,966 shares are directly owned by Private Fund IV, (g) 441,058 shares are directly owned by Fund IV, (h) 6,844 shares are directly owned by HM4-EQ Coinvestors, and (i) 26,838 shares are directly owned by HM&Co. Except for the 5,900 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |
(7) | On July 22, 2013, JRM sold 20 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. Mr. Muse disclaimed beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
(8) | Of the 2,210,340 shares of Class A Common Stock, (a) 5,900 shares are directly owned by Mr. Muse, (b) 128 shares are directly owned by MFE, (c) 927 shares are directly owned by JRM, (d) 1,703,403 shares are directly owned by Fund III, (e) 22,276 shares are directly owned by HM3 Coinvestors, (f) 2,966 shares are directly owned by Private Fund IV, (g) 441,058 shares are directly owned by Fund IV, (h) 6,844 shares are directly owned by HM4-EQ Coinvestors, and (i) 26,838 shares are directly owned by HM&Co. Except for the 5,900 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |
(9) | On July 22, 2013, (a) Fund III sold 35,126 shares of Class A Common Stock, (b) HM3 Coinvestors sold 459 shares of Class A Common Stock, (c) Private Fund IV sold 61 shares of Class A Common Stock, (d) Fund IV sold 9,095 shares of Class A Common Stock, (e) HM4-EQ Coinvestors sold 141 shares of Class A Common Stock, and (f) HM&Co. sold 553 shares of Class A Common Stock, in each case, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. Mr. Muse disclaimed beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
(10) | Of the 2,164,905 shares of Class A Common Stock, (a) 5,900 shares are directly owned by Mr. Muse, (b) 128 shares are directly owned by MFE, (c) 927 shares are directly owned by JRM, (d) 1,668,277 shares are directly owned by Fund III, (e) 21,817 shares are directly owned by HM3 Coinvestors, (f) 2,905 shares are directly owned by Private Fund IV, (g) 431,963 shares are directly owned by Fund IV, (h) 6,703 shares are directly owned by HM4-EQ Coinvestors, and (i) 26,285 shares are directly owned by HM&Co. Except for the 5,900 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |
(11) | On July 23, 2013, Mr. Muse sold 77 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. |
(12) | Of the 2,164,828 shares of Class A Common Stock, (a) 5,823 shares are directly owned by Mr. Muse, (b) 128 shares are directly owned by MFE, (c) 927 shares are directly owned by JRM, (d) 1,668,277 shares are directly owned by Fund III, (e) 21,817 shares are directly owned by HM3 Coinvestors, (f) 2,905 shares are directly owned by Private Fund IV, (g) 431,963 shares are directly owned by Fund IV, (h) 6,703 shares are directly owned by HM4-EQ Coinvestors, and (i) 26,285 shares are directly owned by HM&Co. Except for the 5,823 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |
(13) | On July 23, 2013, MFE sold 2 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. Mr. Muse disclaimed beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
(14) | Of the 2,164,826 shares of Class A Common Stock, (a) 5,823 shares are directly owned by Mr. Muse, (b) 126 shares are directly owned by MFE, (c) 927 shares are directly owned by JRM, (d) 1,668,277 shares are directly owned by Fund III, (e) 21,817 shares are directly owned by HM3 Coinvestors, (f) 2,905 shares are directly owned by Private Fund IV, (g) 431,963 shares are directly owned by Fund IV, (h) 6,703 shares are directly owned by HM4-EQ Coinvestors, and (i) 26,285 shares are directly owned by HM&Co. Except for the 5,823 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |
(15) | On July 23, 2013, JRM sold 12 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. Mr. Muse disclaimed beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
(16) | Of the 2,164,814 shares of Class A Common Stock, (a) 5,823 shares are directly owned by Mr. Muse, (b) 126 shares are directly owned by MFE, (c) 915 shares are directly owned by JRM, (d) 1,668,277 shares are directly owned by Fund III, (e) 21,817 shares are directly owned by HM3 Coinvestors, (f) 2,905 shares are directly owned by Private Fund IV, (g) 431,963 shares are directly owned by Fund IV, (h) 6,703 shares are directly owned by HM4-EQ Coinvestors, and (i) 26,285 shares are directly owned by HM&Co. Except for the 5,823 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |
(17) | On July 23, 2013, (a) Fund III sold 21,794 shares of Class A Common Stock, (b) HM3 Coinvestors sold 285 shares of Class A Common Stock, (c) Private Fund IV sold 38 shares of Class A Common Stock, (d) Fund IV sold 5,643 shares of Class A Common Stock, (e) HM4-EQ Coinvestors sold 88 shares of Class A Common Stock, and (f) HM&Co. sold 343 shares of Class A Common Stock, in each case, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. Mr. Muse disclaimed beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
(18) | Of the 2,136,623 shares of Class A Common Stock, (a) 5,823 shares are directly owned by Mr. Muse, (b) 126 shares are directly owned by MFE, (c) 915 shares are directly owned by JRM, (d) 1,646,483 shares are directly owned by Fund III, (e) 21,532 shares are directly owned by HM3 Coinvestors, (f) 2,867 shares are directly owned by Private Fund IV, (g) 426,320 shares are directly owned by Fund IV, (h) 6,615 shares are directly owned by HM4-EQ Coinvestors, and (i) 25,942 shares are directly owned by HM&Co. Except for the 5,823 shares directly owned by Mr. Muse and except to the extent of any pecuniary interest therein, Mr. Muse disclaims beneficial ownership of all such shares of Class A Common Stock. |