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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Cablevision NY Group Class B Common Stock | (1) | 08/12/2013 | G | V | 136,242 | (1) | (1) | Cablevision NY Group Class A Common Stock | 136,242 | $ 0 | 136,242 | I (2) (3) | By Trusts |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dolan Kristin A 1111 STEWART AVENUE BETHPAGE, NY 11714 |
X | Trustee of Member of 13D Group | ||
DOLAN JAMES LAWRENCE 1111 STEWART AVENUE BETHPAGE, NY 11714 |
X | CEO & President | Member of 13D Group |
/s/ Kerrie Juras, Attorney-in-Fact for Kristin A. Dolan | 03/05/2014 | |
**Signature of Reporting Person | Date | |
/s/ Kerrie Juras, Attorney-in-Fact for James L. Dolan | 03/05/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Cablevision NY Group Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into Cablevision NY Group Class A Common Stock (the "Class A Common Stock") of the Issuer. |
(2) | Securities held directly by trusts for the benefit of the Reporting Persons' children. Kristin A. Dolan is the trustee of the trusts. |
(3) | The reporting persons disclaim beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
Remarks: This Form 4 Amendment is being filed to include a power of attorney that was inadvertently omitted from the Form 4 filed on August 22, 2013. Exhibit List Exhibit 24.1 - Power of Attorney |