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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (Right to Buy) | $ 19.48 | 12/23/2014 | M(1) | 11,769 | (5) | 01/14/2017 | Common Stock | 11,769 | (6) | 0 | D | ||||
Employee Stock Options (Right to Buy) | $ 22.58 | 12/23/2014 | M(1) | 961 | (7) | 07/12/2017 | Common Stock | 961 | (6) | 0 | D | ||||
Employee Stock Options (Right to Buy) | $ 29.83 | 12/23/2014 | M(1) | 12,588 | (8) | 01/17/2019 | Common Stock | 12,588 | (6) | 6,293 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fornos Josep AVENUE DU BOURGET 50 BRUSSELS, C9 1130 |
Executive Vice President |
/s/James D. Harrington, Attorney-in-fact for Josep Fornos | 12/29/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. The transaction was effected pursuant to a plan adopted under Rule 10b5-1. |
(2) | The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $57.00 and $57.23 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. |
(3) | The transaction was effected pursuant to a plan adopted under Rule 10b5-1. |
(4) | Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. |
(5) | The stock options exercised by the Reporting Person vested in three equal installments on January 15, 2011, January 15, 2012 and January 15, 2013. |
(6) | Reflects stock options granted pursuant to Rule 16b-3. |
(7) | The stock options exercised by the Reporting Person vested in three equal installments on July 13, 2011, July 13, 2012 and July 13, 2013. |
(8) | The stock options exercised by the Reporting Person vested in two equal installments on January 18, 2013 and January 18, 2014. The remaining one-third of the original grant will vest on January 18, 2015. |