UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 23, 2003
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
| New Jersey | 001-16707 | 22-3703799 | ||
| (State or other jurisdiction | (Commission File | (I.R.S. Employer | ||
| of incorporation) | Number) | Identification No.) |
751 Broad Street
Newark, New Jersey 07102
(Address of principal executive offices and zip code)
(973) 802-6000
(Registrant’s telephone number, including area code)
Item 9. Regulation FD Disclosure.
The Registrant has a number of subsidiaries in the domestic asset management and investment advisory businesses. These units are receiving numerous questions about the regulatory inquiries and investigations affecting the mutual fund and annuity businesses. We have prepared, and attach a copy of, written responses for use by these subsidiaries in answering questions about these inquiries and Registrant’s internal review as related to these units’ businesses.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: | December 23, 2003 |
| PRUDENTIAL FINANCIAL, INC. | ||
| By: |
/S/ SUSAN L. BLOUNT | |
| Name: Susan L. Blount Title: Vice President and Deputy General Counsel | ||
Exhibit Index
| Exhibit No. |
Description | |
| 99.1 |
Approved Answers to Questions Relating to Regulatory Inquiries. | |