SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO/A
Tender Offer Statement Under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
(Amendment No. 4)
International Coal Group, Inc.
(Name of Issuer)
International Coal Group, Inc.
(Name of Filing Persons, Offeror)
9.00% Convertible Senior Notes due 2012
(Title of Class of Securities)
45928HAD8
45928HAE6
(CUSIP Numbers of Class of Securities)
Roger L. Nicholson, Esq.
Senior Vice President, Secretary and General Counsel
International Coal Group, Inc.
300 Corporate Centre Drive
Scott Depot, West Virginia 25560
(304) 760-2400
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications on Behalf of Filing Persons)
Copy to:
Randi L. Strudler, Esq.
Jones Day
222 East 41st Street
New York, New York 10017
Telephone: (212) 326-3939
Calculation of Filing Fee
| Transaction Valuation(1) | Amount of Filing Fee(2) | |
| $189,639,019 |
$13,522 |
| (1) | Estimated for purposes of calculating the amount of the filing fee only, in accordance with Rule 0-11(b)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the transaction value was calculated assuming that $139,502,000 aggregate principal amount of the outstanding 9.00% Convertible Senior Notes due 2012 are being purchased at the maximum price of $1,359.40 per $1,000 principal amount of Convertible Notes. |
| (2) | The filing fee was calculated at a rate of $71.30 per $1,000,000 of the transaction value. It was calculated by multiplying the transaction valuation amount by 0.0000713. |
| x | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and date of its filing. |
| Amount Previously Paid: 13,522 | Filing Party: International Coal Group, Inc. | |
| Form or Registration No.: Schedule TO | Date Filed: March 8, 2010 |
| ¨ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
| Check | the appropriate boxes below to designate any transactions to which the statement relates: |
| ¨ | third-party tender offer subject to Rule 14d-1. |
| x | issuer tender offer subject to Rule 13e-4. |
| ¨ | going-private transaction subject to Rule 13e-3. |
| ¨ | amendment to Schedule 13D under Rule 13d-2. |
| Check | the following box if the filing is a final amendment reporting the results of the tender offer: x |
Amendment No. 4 to Schedule TO
This Amendment No. 4 (this “Amendment”) amends and supplements the issuer tender offer statement on Schedule TO (as it may be amended or supplemented from time to time, the “Schedule TO”) filed with the Securities and Exchange Commission on March 8, 2010 by International Coal Group, Inc., a Delaware corporation (the “Company”). The Schedule TO relates to the offer by the Company to purchase for cash (the “Tender Offer”) any and all of its outstanding 9.00% Convertible Senior Notes due 2012 (the “Convertible Notes”) upon the terms and subject to the conditions set forth in the Offer to Purchase, dated March 8, 2010 (as it may be amended or supplemented from time to time, the “Offer to Purchase”), and in the related Letter of Transmittal (as it may be amended or supplemented from time to time, the “Letter of Transmittal” and, together with the Offer to Purchase, the “Offer Documents”), copies of which are filed as Exhibits (a)(1)(A) and (a)(1)(B) to the Schedule TO.
This Amendment is the final amendment to the Schedule TO.
Items 1, 4(a), 7 and 11.
Items 1, 4(a), 7 and 11 of the Schedule TO are hereby amended and supplemented by adding the following:
“The Tender Offer expired at midnight, New York City time, on April 5, 2010 (the “Expiration Time”). As of the Expiration Time, $114,489,000 in aggregate principal amount of the Convertible Notes, representing approximately 82.1% of the outstanding Convertible Notes, were validly tendered and not validly withdrawn pursuant to the Tender Offer. The Company has accepted for purchase all of the Convertible Notes that were validly tendered and not validly withdrawn at or prior the Expiration Time.
As previously announced by the Company, the purchase price per $1,000 principal amount of Convertible Notes validly tendered and accepted for purchase pursuant to the Tender Offer is $1,191.33. Holders also received accrued and unpaid interest to, but not including, the payment date on Convertible Notes that were validly tendered and accepted for purchase.”
Item 12. Exhibits.
Item 12 is hereby amended and supplemented to add the following:
(a)(5)(D) Press Release issued by the Company, dated April 6, 2010
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 6, 2010
International Coal Group, Inc.
By: /s/ Bradley W. Harris
Bradley W. Harris
Senior Vice President, Chief Financial Officer
and Treasurer
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EXHIBIT INDEX
| (a)(1)(A)* | Offer to Purchase, dated March 8, 2010 | |
| (a)(1)(B)* | Letter of Transmittal | |
| (a)(1)(E)* | Supplement, dated March 18, 2010, to the Offer Documents | |
| (a)(5)(A)* | Press Release issued by the Company, dated March 8, 2010 | |
| (a)(5)(B)* | Press Release issued by the Company, dated March 18, 2010 | |
| (a)(5)(C)* | Press Release issued by the Company, dated April 1, 2010 | |
| (a)(5)(D) | Press Release issued by the Company, dated April 6, 2010 | |
| (b) | Not applicable | |
| (d)(1)* | Indenture, dated as of July 31, 2007, by and among the Company, the guarantors party thereto, and The Bank of New York Mellon Trust Company, N.A., as trustee (incorporated by reference to the Company’s Current Report on Form 8-K, filed on July 31, 2007) | |
| (d)(2)* | First Supplemental Indenture, dated as of December 3, 2009, by and among the Company, the guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as trustee (incorporated by reference to the Company’s Current Report on Form 8-K, filed on July 31, 2007) | |
| (d)(3)* | Form of 9.00% Senior Convertible Notes (incorporated by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2009, filed on January 29, 2010) | |
| (d)(4)* | Form of Guarantee relating to the 9.00% Senior Convertible Notes (incorporated by reference to the Company’s Current Report on Form 8-K, filed on July 31, 2007) | |
| (d)(5)* | Registration Rights Agreement, dated as of July 31, 2007, by and among the Company, each of the guarantors party thereto and UBS Securities LLC, as purchaser (incorporated by reference to the Company’s Current Report on Form 8-K, filed on July 31, 2007) | |
| (d)(6)* | Registration Rights Agreement by and among the Company, WLR Recovery Fund II, L.P., Contrarian Capital Management LLC, Värde Partners, Inc., Greenlight Capital, Inc., Stark Trading and Shepherd International Coal Holdings Inc. (incorporated by reference to Amendment No. 1 to the Company’s Registration Statement on Form S-1 (Reg. No. 333-124393), filed on June 15, 2005) | |
| (d)(7)* | Form of Registration Rights Agreement by and among the Company and certain former Anker stockholders and CoalQuest members (incorporated by reference to Amendment No. 2 to the Company’s Registration Statement on Form S-1 (Reg. No. 333-124393), filed on June 30, 2005) | |
| (d)(8)* | Registration Rights Agreement, dated May 16, 2008, by and between the Company and Fairfax Financial Holdings Limited (incorporated by reference to Amendment No. 1 to the Schedule 13D of Fairfax Financial Holdings Limited, filed on May 29, 2008) | |
| (g) | Not applicable | |
| (h) | Not applicable | |
| * | Filed previously. |