UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 31-March-2010
Check here if Amendment [_]; Amendment Number:
-------------------
This Amendment {Check only one.): [_]; is a restatement.
[_]; adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Capital One Financial Corporation
Address: 1680 Capital One Drive
McLean, VA 22102
Form 13F File Number: 028-12320
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: Matthew J. Murphy
Title: Head of Brokerage, Trust, COAM
Phone: 631-577-5801
Signature, Place, and Date of Signing:
/s/ Matthew J. Murphy Melville, New York May 5, 2010
-------------------------- ------------------------- -------------------------
(Signature) (City, State) (Date)
Report Type (Check only one):
[_] 13F HOLDINGS REPORT. (Check here if all holdings qf this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).}
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager (s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-931 Capital One, National Association
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[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 24
Form 13F Information Table Value Total: $6,394 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 341 4075 SH SOLE 0 0 4075
AT&T INC COM 00206R102 162 6264 SH SOLE 0 0 6264
AUTOMATIC DATA PROCESSING IN COM 053015103 293 6590 SH SOLE 0 0 6590
BP PLC SPONSORED ADR 055622104 254 4450 SH SOLE 0 0 4450
BRISTOL MYERS SQUIBB CO COM 110122108 292 10945 SH SOLE 0 0 10945
CHEVRON CORP NEW COM 166764100 302 3977 SH SOLE 0 0 3977
COCA COLA CO COM 191216100 340 6179 SH SOLE 0 0 6179
CONOCOPHILLIPS COM 20825C104 193 3763 SH SOLE 0 0 3763
DIAGEO P L C SPON ADR NEW 25243Q205 267 3957 SH SOLE 0 0 3957
DU PONT E I DE NEMOURS & CO COM 263534109 200 5376 SH SOLE 0 0 5376
EMERSON ELEC CO COM 291011104 346 6875 SH SOLE 0 0 6875
FPL GROUP INC COM 302571104 238 4930 SH SOLE 0 0 4930
ILLINOIS TOOL WKS INC COM 452308109 253 5351 SH SOLE 0 0 5351
ISHARES TR INDEX BARCLY USAGG B 464287226 222 2134 SH SOLE 0 0 2134
ISHARES TR INDEX BARCLYS TIPS BD 464287176 194 1869 SH SOLE 0 0 1869
JOHNSON & JOHNSON COM 478160104 314 4810 SH SOLE 0 0 4810
MCDONALDS CORP COM 580135101 259 3876 SH SOLE 0 0 3876
MICROSOFT CORP COM 594918104 251 8576 SH SOLE 0 0 8576
PRICE T ROWE GROUP INC COM 74144T108 374 6812 SH SOLE 0 0 6812
PROCTER & GAMBLE CO COM 742718109 238 3764 SH SOLE 0 0 3764
TOTAL S A SPONSORED ADR 89151E109 227 3921 SH SOLE 0 0 3921
TRAVELERS COMPANIES INC COM 89417E109 282 5236 SH SOLE 0 0 5236
V F CORP COM 918204108 313 3904 SH SOLE 0 0 3904
VERIZON COMMUNICATIONS INC COM 92343V104 239 7697 SH SOLE 0 0 7697