SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of November, 2011
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: November 4, 2011
| PRUDENTIAL PUBLIC LIMITED COMPANY | ||
| By: | /s/ Sylvia Edwards | |
| Sylvia Edwards | ||
| Assistant Group Secretary | ||
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
| 1. | Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Prudential plc
| 2. | Reason for the notification: |
An acquisition or disposal of voting rights
| 3. | Full name of person(s) subject to the notification obligation: |
BlackRock, Inc.
| 4. | Full name of shareholder(s) (if different from 3.): |
n/a
| 5. | Date of the transaction and date on which the threshold is crossed or reached: |
1 November 2011
| 6. | Date on which issuer notified: |
3 November 2011
| 7. | Threshold(s) that is/are crossed or reached: |
Above 5%
| 8. | Details notified: |
8A: Voting rights attached to shares
Class/type of shares: Ordinary 5p share; GB0007099541
Situation previous to the Triggering transaction:
| No of Shares |
No of Voting Rights | |
| 124,186,639 | 124,186,639 | |
Resulting situation after the triggering transaction:
| No of shares |
No of voting rights |
% of voting rights |
||||||||
| Direct | Indirect | Direct | Indirect | Direct | Indirect | |||||
| n/a | n/a | n/a | 126,743,461 | n/a | 4.97% | |||||
8B: Financial Instruments
Resulting situation after the triggering transaction:
| Type of financial instrument |
Expiration date | Exercise/ Conversion Period/Date |
Number of voting rights that may be acquired if the Instrument is exercised/ converted |
% of voting rights | ||||
| n/a | n/a | n/a | n/a | n/a | ||||
8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
| Type of financial instrument |
Expiration date | Exercise/ Conversion Period/Date |
Number of voting rights that may be acquired if the Instrument is exercised/ converted |
% of voting rights | ||||||
| Nominal | Delta | |||||||||
| CFD |
n/a | n/a | 699,305 | 0.03% | 0.03% | |||||
Total (A+B+C):
| Number of voting rights |
% of voting rights | |
| 127,442,766 | 5.00% | |
| 9. | Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
BlackRock Investment Management (UK) Limited – 127,442,766 (5.00%)
Proxy Voting:
| 10. | Name of the proxy holder: |
n/a
| 11. | Number of voting rights proxy holder will cease to hold: |
n/a
| 12. | Date on which proxy holder will cease to hold voting rights: |
n/a
| 13. | Additional information: |
Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.
Contact name for enquiries
Angela Zeng, Group Secretariat
020 7548 3943
Company official responsible for making notification
Sylvia Edwards, Assistant Group Secretary