Amendment No. 2 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Amendment #2

Under the Securities and Exchange Act of 1934

 

 

BCD Semiconductor Manufacturing Limited

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

055347207

(CUSIP Number)

August 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b).

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


CUSIP NO. 055347207

 

1)    Name of Reporting Person    Ameriprise Financial, Inc.
   S.S. or I.R.S. Identification    IRS No. 13-3180631
   No. of Above Person   
     
     
2)    Check the Appropriate Box    (a)
   if a Member of a Group    (b) X*
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.
     
     
3)   

SEC Use Only

 

  
           
4)    Citizenship or Place of Organization    Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5)    Sole Voting Power    -0-
6)    Shared Voting Power    20
7)    Sole Dispositive Power    -0-
8)    Shared Dispositive Power    20
     
     
9)    Aggregate Amount Beneficially   
  

Owned by Each Reporting Person

 

   20
           
10)    Check if the Aggregate Amount in   
   Row (9) Excludes Certain Shares    Not Applicable
     
     
11)    Percent of Class Represented by   
   Amount In Row (9)    0.00%
     
     
12)   

Type of Reporting Person

 

   HC
           


CUSIP NO. 055347207

 

1)    Name of Reporting Person    Columbia Management Investment Advisers, LLC
   S.S. or I.R.S. Identification    IRS No. 41-1533211
   No. of Above Person   
     
     
2)    Check the Appropriate Box    (a)
   if a Member of a Group    (b) X*
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.
     
     
3)   

SEC Use Only

 

  
     
4)    Citizenship or Place of Organization    Minnesota
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5)    Sole Voting Power    -0-
6)    Shared Voting Power    20
7)    Sole Dispositive Power    -0-
8)   

Shared Dispositive Power

 

   20
           
9)    Aggregate Amount Beneficially   
  

Owned by Each Reporting Person

 

   20
           
10)    Check if the Aggregate Amount in   
  

Row (9) Excludes Certain Shares

 

   Not Applicable
           
11)    Percent of Class Represented by   
  

Amount In Row (9)

 

   0.00%
           
12)   

Type of Reporting Person

 

   IA


1(a)      Name of Issuer:    BCD Semiconductor Manufacturing Limited
1(b)      Address of Issuer’s Principal    No. 1600 ZiXing Road
        ZiZhu Science-Based Industrial
        Shanghai, China 200241
     Executive Offices:   
2(a)      Name of Person Filing:    (a) Ameriprise Financial, Inc. (“AFI”)
        (b) Columbia Management Investment Advisers, LLC (“CMIA”)
2(b)      Address of Principal Business Office:    (a) Ameriprise Financial, Inc.
        145 Ameriprise Financial Center
        Minneapolis, MN 55474
        (b) 225 Franklin Street
        Boston, MA 02110
2(c)      Citizenship:    (a) Delaware
        (b) Minnesota
2(d)      Title of Class of Securities:    Common Stock
2(e)      Cusip Number:    055347207
3      Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
    

(a) Ameriprise Financial, Inc.

     A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
    

(b) Columbia Management Investment Advisers, LLC

     An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
4      Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
5      Ownership of 5% or Less of a Class:
    

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].

6      Ownership of more than 5% on Behalf of Another Person:


    

Not Applicable

7      Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
    

AFI:    See Exhibit I

8      Identification and Classification of Members of the Group:   
    

Not Applicable

9      Notice of Dissolution of Group:   
    

Not Applicable

10      Certification:   
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: September 10, 2012

 

Ameriprise Financial, Inc.
By:   /s/ Wade M. Voigt
 

Name:   Wade M. Voigt

 

Title:     Vice President – Fund Administration – Financial Reporting

Columbia Management Investment Advisers, LLC
By:   /s/ Amy Johnson
 

Name:   Amy Johnson

 

Title:     Chief Operating Officer

Contact Information
  Wade M. Voigt
  Vice President – Fund Administration – Financial Reporting
  Telephone: (612) 671-5682


Exhibit Index

 

Exhibit I    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement