UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 under

the Securities Exchange Act of 1934

For the month of November 2012

Commission File No. 000-54189

 

 

MITSUBISHI UFJ FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

 

 

7-1, Marunouchi 2-chome, Chiyoda-ku

Tokyo 100-8330, Japan

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or

will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F      X                Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: November 29, 2012

 

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English Translation of Excerpts from Quarterly Securities Report Filed in Japan

This document is an English translation of selected information included in the Quarterly Securities Report filed by Mitsubishi UFJ Financial Group, Inc. (“MUFG”) with the Kanto Local Financial Bureau, the Ministry of Finance of Japan, on November 29, 2012 (the “Quarterly Securities Report”).

The Quarterly Securities Report has been prepared and filed in Japan in accordance with applicable Japanese disclosure requirements. In addition, the Quarterly Securities Report is intended to update prior disclosures filed by MUFG in Japan and discusses selected recent developments in the context of those prior disclosures. Accordingly, the Quarterly Securities Report may not contain all of the information that is important to you. For a more complete discussion of the background to information provided in the Quarterly Securities Report disclosure, please see our annual report on Form 20-F for the fiscal year ended March 31, 2012 and the other reports filed or submitted by MUFG to the SEC.

Business Segment Information

1. Summary of Reporting Segment

MUFG’s reporting segments are business units of MUFG for which separate financial information is available and which its Board of Directors regularly reviews to make decisions regarding allocation of management resources and evaluate its performance.

MUFG engages in a wide range of sophisticated financial businesses through its group companies that include commercial banks, trust banks, securities companies, credit card companies and consumer finance companies. MUFG operates under an integrated business group system comprising four core business areas — Retail, Corporate, Global Business and Trust Assets — designed to enhance its operations as an integrated group. Managing its group companies under this system, MUFG provides value-added financial products and services to customers in a timely manner.

MUFG’s group companies are managed using a matrix framework consisting of several business segments identified based on the integrated business group system as well as through individual group companies. To assist appropriate assessment of MUFG’s future cash flow forecasts, MUFG has identified as its reporting segments the following core entities (on a consolidated basis), each operating in a different industry and regulatory environment:

The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) — Banking

Mitsubishi UFJ Trust and Banking Corporation (MUTB) — Banking and trust banking

Mitsubishi UFJ Securities Holdings Co., Ltd. (MUSHD) — Securities

Consumer Finance Subsidiaries (CFS) — Credit card and consumer finance (*)

 

(*)

Consumer finance subsidiaries include Mitsubishi UFJ NICOS Co., Ltd. and ACOM CO., LTD.

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2. Information on Ordinary Income (Losses), Net Income (Losses), Total Assets and Other Financial Items for Each Reporting Segment

Previous Year Interim Financial Reporting Period (from April 1, 2011 to September 30, 2011)

 

(in millions of yen)
		BTMU				MUTB				MUSHD				CFS				Others				Total				Adjustments				Consolidated
Ordinary Income			1,714,655				319,206				184,617				248,320				202,356				2,669,156				2,049				2,671,205
Interest Income			910,091				110,906				35,213				124,536				190,247				1,370,994				(209,930	)			1,161,064
Profits from Investment in Affiliates (Equity Method)			4,320				1,633				19,745				38				—				25,738				295,927				321,666
Income from Amortization of Negative Goodwill			—				58				—				—				—				58				737				795
From Customers			1,667,242				307,040				162,000				231,722				303,199				2,671,205				—				2,671,205
From Internal Transactions			47,413				12,165				22,617				16,597				(100,843	)			(2,049	)			2,049				—
Net Income			325,944				47,761				16,353				42,109				173,592				605,761				90,329				696,091
Total Assets			169,385,245				26,028,298				24,373,605				4,116,104				12,377,762				236,281,016				(20,333,843	)			215,947,173
Other Items
Depreciation			76,025				19,232				8,725				10,650				551				115,184				2,412				117,597
Amortization of Goodwill			7,292				108				130				712				—				8,242				6,569				14,812
Interest Expenses			174,763				36,238				37,352				16,253				20,591				285,200				(31,889	)			253,311
Extraordinary Profits			2,706				4,651				12,719				1,251				5,388				26,717				(6,600	)			20,116
Extraordinary Losses			7,019				1,375				1,830				883				3				11,112				4,563				15,675
Losses on Impairment of Fixed Assets			2,560				1,233				177				19				—				3,990				—				3,990
Tax Expenses			175,884				24,892				1,554				3,000				2,431				207,763				1,594				209,358
Unamortized Goodwill			234,929				4,205				570				11,701				—				251,407				178,802				430,209
Total Investment in Equity Method Affiliates			205,470				68,812				308,630				361				813,132				1,396,407				298,917				1,695,324
Increase in Tangible and Intangible Fixed Assets			78,630				53,899				12,779				5,797				547				151,654				—				151,654

Notes:

 

1.	Ordinary income, interest income and interest expenses used in the above table are equivalent to revenues, interest income and interest expenses, respectively, generally used by Japanese non-financial companies.

2.	“Others” includes MUFG and other companies.

3.	Net income for “Others” includes 159,628 million yen of dividends from MUFG’s subsidiaries and affiliates.

4.	Adjustments on interest income include deduction of dividend income from affiliated companies received by MUFG.

5.	Adjustments on profits form equity method investees include 290,644 million yen of negative goodwill recorded in connection with the application of equity method accounting to MUFG’s investment in Morgan Stanley.

6.

Adjustments on net income include elimination of inter-segment transactions of 182,486 million yen and 272,815 million yen of net profit representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill and negative goodwill, tax expenses and minority interests.

7.	Adjustments on total assets mainly include offsets of inter-segment debt and credit transactions.

8.	Adjustments on amortization of goodwill are mainly related to CFS and MUSHD.

9.	Adjustments on extraordinary profits and losses include elimination of inter-segment transactions and amortization of goodwill not allocated among segments.

10.	Adjustments on unamortized goodwill are mainly attributable to CFS and MUSHD.

11.	Net income is adjusted from the net income in the consolidated profit and loss statements for the interim financial reporting period ended September 30, 2011.

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Interim Financial Reporting Period (from April 1, 2012 to September 30, 2012)

 

(in millions of yen)
		BTMU				MUTB				MUSHD				CFS				Others				Total				Adjustments				Consolidated
Ordinary Income			1,710,908				298,990				176,826				231,058				147,350				2,565,133				(207,181	)			2,357,952
Interest Income			907,747				106,328				20,169				105,937				135,637				1,275,820				(151,091	)			1,124,729
Profits from Investment in Affiliates (Equity Method)			6,028				1,276				12,007				56				—				19,369				8,038				27,407
Income from Amortization of Negative Goodwill			—				—				—				—				—				—				795				795
From Customers			1,670,171				288,651				160,498				224,284				14,345				2,357,952				—				2,357,952
From Internal Transactions			40,736				10,338				16,327				6,774				133,005				207,181				(207,181	)			—
Net Income			227,569				40,798				18,017				40,394				119,343				446,122				(155,638	)			290,484
Total Assets			169,554,150				28,047,282				24,929,011				3,985,885				12,156,724				238,673,054				(20,031,877	)			218,641,177
Other Items
Depreciation			81,703				18,252				6,974				9,363				571				116,865				2,232				119,097
Amortization of Goodwill			7,132				108				—				1,057				—				8,297				6,517				14,814
Interest Expenses			189,995				33,877				23,013				15,568				15,534				277,989				(29,492	)			248,496
Extraordinary Profits			2,005				269				355				3,272				454				6,356				(1,790	)			4,566
Profits from Negative Goodwill			—				—				—				339				—				339				—				339
Extraordinary Losses			6,388				490				1,469				141				2				8,492				23,068				31,560
Losses on Impairment of Fixed Assets			2,020				211				1,057				—				—				3,290				—				3,290
Tax Expenses			179,519				10,633				(190	)			3,624				296				193,883				869				194,753
Unamortized Goodwill			222,366				3,989				—				12,450				—				238,806				169,711				408,518
Total Investment in Equity Method Affiliates			205,823				110,623				275,086				232				813,138				1,404,904				301,294				1,706,198
Increase in Tangible and Intangible Fixed Assets			102,078				8,372				5,388				10,138				1,171				127,150				—				127,150

Notes:

 

1.	Ordinary income, interest income and interest expenses used in the above table are equivalent to revenues, interest income and interest expenses, respectively, generally used by Japanese non-financial companies.

2.	“Others” includes MUFG and other companies.

3.	Net income for “Others” includes 107,556 million yen of dividends from MUFG’s subsidiaries and affiliates.

4.	Adjustments on interest income include deduction of dividend income from affiliated companies received by MUFG.

5.

Adjustments on net income include elimination of inter-segment transactions of 145,769 million yen and 9,868 million yen of net loss representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill and negative goodwill, tax expenses and minority interests.

6.	Adjustments on total assets mainly include offsets of inter-segment debt and credit transactions.

7.	Adjustments on amortization of goodwill are mainly related to CFS and MUSHD.

8.	Adjustments on extraordinary profits and losses include losses on changes in equity interest.

9.	Adjustments on unamortized goodwill are mainly attributable to CFS and MUSHD.

10.	Net income is adjusted from the net income in the consolidated profit and loss statements for the interim financial reporting period ended September 30, 2012.

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Related Information

Previous Year Interim Financial Reporting Period (from April 1, 2011 to September 30, 2011)

1. Information by Type of Service

Omitted because it is similar to the above-explained reporting segment information.

2. Geographical Information

(1) Ordinary Income (in millions of yen)

 

Japan				United States				Europe/Middle East				Asia/Oceania				Others				Total
	1,836,818				549,195				120,413				154,813				9,964				2,671,205

Notes:

 

1.

Ordinary income is equivalent to revenues generally used by Japanese non-financial companies.

2.

Ordinary income is categorized by either country or region based on the location of MUFG’s operating offices.

(2) Tangible Fixed Assets (in millions of yen)

 

Japan				United States				Others				Total
	1,129,140				196,037				15,541				1,340,719

3. Information by Major Customer

Not Applicable.

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Interim Financial Reporting Period (from April 1, 2012 to September 30, 2012)

1. Information by Type of Service

Omitted because it is similar to the above-explained reporting segment information.

2. Geographical Information

(1) Ordinary Income (in millions of yen)

 

Japan				United States				Europe/Middle East				Asia/Oceania				Others				Total
	1,777,625				256,395				119,115				190,198				14,617				2,357,952

Notes:

 

1.

Ordinary income is equivalent to revenues generally used by Japanese non-financial companies.

2.

Ordinary income is categorized by either country or region based on the location of MUFG’s operating offices.

(2) Tangible Fixed Assets (in millions of yen)

 

Japan				United States				Others				Total
	1,112,536				222,364				17,262				1,352,163

3. Information by Major Customer

Not Applicable.