Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 21, 2014 (April 15, 2014)

 

 

MOODY’S CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware    1-14037    13-3998945
(State or Other Jurisdiction of Incorporation)    (Commission File Number)    (IRS Employer Identification No.)

7 World Trade Center at 250 Greenwich Street

New York, New York 10007

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (212) 553-0300

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

The voting results for the matters voted on at the 2014 Annual Meeting of Stockholders held on April 15, 2014 are as follows:

 

1. Three Class I Directors were elected to serve one-year terms as follows:

 

Nominee

   Votes For      Votes Against      Abstentions     
Broker
Non-Votes
 

Jorge A. Bermudez

     175,507,512         1,376,018         406,357         12,901,853   

Kathryn M. Hill

     176,354,044         571,143         364,700         12,901,853   

Leslie F. Seidman

     176,319,532         599,158         371,197         12,901,853   

The Company’s directors whose terms continued after the Annual Meeting are: Basil L. Anderson, Darrell Duffie, Ph.D., Ewald Kist, Raymond W. McDaniel, Jr., Henry A. McKinnell, Jr., Ph.D., and John K. Wulff.

 

2. The appointment of KPMG LLP as the independent registered public accounting firm of the Company for the year 2014 was ratified as follows:

 

Votes For

   Votes Against    Abstentions    Broker Non-Votes

189,685,611

   84,133    421,996    0

 

3. The advisory resolution approving executive compensation was approved as follows:

 

Votes For

   Votes Against    Abstentions    Broker Non-Votes

168,323,787

   7,970,246    995,854    12,901,853


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

MOODY’S CORPORATION
By:  

/s/ John J. Goggins

  John J. Goggins
  Executive Vice President and General Counsel

Date: April 21, 2014