UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 under

the Securities Exchange Act of 1934

For the month of June 2014

Commission File No. 000-54189

 

 

MITSUBISHI UFJ FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

 

 

7-1, Marunouchi 2-chome, Chiyoda-ku

Tokyo 100-8330, Japan

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or

will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K

in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: June 27, 2014

 

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English Translation of Excerpts from Securities Report Filed in Japan

This document is an English translation of selected information included in the Securities Report filed by Mitsubishi UFJ Financial Group, Inc. (“MUFG”) with the Kanto Local Financial Bureau, the Ministry of Finance of Japan, on June 27, 2014.

The Securities Report has been prepared and filed in Japan in accordance with applicable Japanese disclosure requirements as well as Japanese accounting standards. Accordingly, the Securities Report may not contain all of the information that is important to you. For a more complete discussion of the background to information provided in the Securities Report disclosure, please see our annual report on Form 20-F for the fiscal year ended March 31, 2013 and the other reports filed with or submitted to the U.S. Securities and Exchange Commission by MUFG.

Business Segment Information

1. Summary of Reporting Segment

MUFG’s reporting segments are business units of MUFG for which separate financial information is available and which its Board of Directors regularly reviews to make decisions regarding allocation of management resources and to evaluate business performance.

MUFG engages in a wide range of sophisticated financial businesses through its group companies that include commercial banks, trust banks, securities companies, credit card companies and consumer finance companies. MUFG operates under an integrated business group system comprising five core business areas — Retail, Corporate, Global Business, Trust Assets and Global Markets — designed to enhance its operations as an integrated group. Managing its group companies under this system, MUFG provides value-added financial products and services to customers in a timely manner.

MUFG’s group companies are managed using a matrix framework consisting of several business segments identified based on the integrated business group system as well as through individual group companies. To assist appropriate assessment of MUFG’s future cash flow forecasts, MUFG has identified as its reporting segments the following core entities (on a consolidated basis), each operating in a different industry and regulatory environment:

The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) — Banking

Mitsubishi UFJ Trust and Banking Corporation (MUTB) — Banking and trust banking

Mitsubishi UFJ Securities Holdings Co., Ltd. (MUSHD) — Securities

Consumer Finance Subsidiaries (CFS) — Credit card and consumer finance (*)

(*) Consumer finance subsidiaries include Mitsubishi UFJ NICOS Co., Ltd. and ACOM CO., LTD.

 

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2. Information on Ordinary Income (Losses), Net Income (Losses), Total Assets and Other Financial Items for Each Reporting Segment

Previous Year Financial Reporting Period (from April 1, 2012 to March 31, 2013)

(in millions of yen)

 

		BTMU				MUTB				MUSHD				CFS				Others				Total				Adjustments				Consolidated
Ordinary Income			3,419,307				618,137				395,605				465,119				305,884				5,204,054				(440,829	)			4,763,225
Interest Income			1,906,599				215,539				38,968				205,956				279,566				2,646,630				(309,673	)			2,336,956
Profits from Investment in Affiliates (Equity Method)			15,665				6,354				24,221				88				—				46,328				5,675				52,004
Income from Amortization of Negative Goodwill			—				—				—				—				—				—				1,591				1,591
From Customers			3,330,792				603,408				363,522				449,127				16,373				4,763,225				—				4,763,225
From Internal Transactions			88,514				14,729				32,082				15,991				289,510				440,829				(440,829	)			—
Net Income			673,514				127,060				46,946				52,484				248,106				1,148,113				(295,490	)			852,623
Total Assets			181,625,557				29,589,757				26,501,873				3,946,647				12,219,740				253,883,576				(19,384,874	)			234,498,701
Other Items
Depreciation			170,397				36,736				14,265				18,957				1,209				241,566				4,265				245,832
Amortization of Goodwill			14,867				216				243				1,807				—				17,134				13,252				30,387
Interest Expenses			402,939				69,221				42,877				29,425				30,781				575,245				(55,064	)			520,180
Losses from Investment in Affiliates (Equity Method)			—				—				—				44				—				44				(44	)			—
Extraordinary Profits			16,472				51,017				457				3,310				454				71,711				(1,365	)			70,346
Profits from Negative Goodwill			—				—				—				339				—				339				—				339
Extraordinary Losses			14,487				14,037				3,568				385				2,120				34,599				26,133				60,733
Losses on Impairment of Fixed Assets			5,142				3,329				1,420				176				—				10,069				—				10,069
Tax Expenses			339,242				56,379				2,916				(722	)			787				398,603				(2,816	)			395,787
Unamortized Goodwill			258,874				3,881				19,249				11,979				—				293,984				175,346				469,331
Total Investment in Equity Method Affiliates			177,408				109,243				287,247				189				811,482				1,385,571				385,121				1,770,692
Increase in Tangible and Intangible Fixed Assets			245,324				19,608				11,465				23,455				2,123				301,976				—				301,976

Notes:

1.	Ordinary income, interest income and interest expenses used in the above table are equivalent to revenues, interest income and interest expenses, respectively, generally used by Japanese non-financial companies.

2.	“Others” includes MUFG and other companies.

3.	Net income for “Others” includes 220,034 million yen of dividends from MUFG’s subsidiaries and affiliates.

4.	Adjustments on interest income include deduction of dividend income from affiliated companies received by MUFG.

5.

Adjustments on net income include elimination of inter-segment transactions of 292,589 million yen and 2,900 million yen of net loss representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill and negative goodwill, tax expenses and minority interests.

6.	Adjustments on total assets mainly include offsets of inter-segment debt and credit transactions.

7.	Adjustments on amortization of goodwill are mainly related to CFS and MUSHD.

8.	Adjustments on extraordinary losses include losses from investment in affiliates (equity method).

9.	Adjustments on unamortized goodwill are mainly attributable to CFS and MUSHD.

10.	Net income is adjusted from the net income in the consolidated profit and loss statements for the financial reporting period ended March 31, 2013.

 

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Most Recently Ended Financial Reporting Period (from April 1, 2013 to March 31, 2014)

 

		(in millions of yen)
		BTMU				MUTB				MUSHD				CFS				Others				Total				Adjustments				Consolidated
Ordinary Income			3,599,428				644,572				529,311				469,857				346,768				5,589,937				(413,835	)			5,176,102
Interest Income			1,962,002				207,776				27,484				198,238				319,616				2,715,118				(344,469	)			2,370,649
Profits from Investment in Affiliates (Equity Method)			14,169				4,242				24,506				147				—				43,067				69,402				112,470
Income from Amortization of Negative Goodwill			—				—				—				—				—				—				1,591				1,591
From Customers			3,483,233				626,826				527,712				455,792				82,537				5,176,102				—				5,176,102
From Internal Transactions			116,195				17,746				1,599				14,064				264,230				413,835				(413,835	)			—
Net Income			754,323				145,872				97,781				35,704				306,453				1,340,135				(355,289	)			984,845
Total Assets			201,614,685				31,423,015				30,412,908				4,114,232				12,351,964				279,916,806				(21,784,859	)			258,131,946
Other Items
Depreciation			181,469				34,750				13,668				20,471				1,493				251,853				3,783				255,637
Amortization of Goodwill			18,374				597				1,140				2,328				—				22,442				14,388				36,830
Interest Expenses			397,230				56,799				35,566				26,102				29,087				544,787				(52,665	)			492,122
Extraordinary Profits			16,995				651				105				5,410				—				23,162				(11,781	)			11,381
Extraordinary Losses			37,760				11,315				3,226				492				17				52,813				110,357				163,170
Losses on Impairment of Fixed Assets			3,758				10,583				2,359				24				—				16,726				110,198				126,924
Tax Expenses			380,101				58,970				12,386				2,353				(15,100	)			438,712				1,275				439,988
Unamortized Goodwill			451,668				18,551				29,429				10,865				—				510,514				42,140				552,655
Total Investment in Equity Method Affiliates			260,166				109,083				263,785				4,529				823,689				1,461,255				678,763				2,140,019
Increase in Tangible and Intangible Fixed Assets			282,463				30,272				23,473				35,352				3,233				374,795				—				374,795

Notes:

1.	Ordinary income, interest income and interest expenses used in the above table are equivalent to revenues, interest income and interest expenses, respectively, generally used by Japanese non-financial companies.

2.	“Others” includes MUFG and other companies.

3.	Net income for “Others” includes 255,288 million yen of dividends from MUFG’s subsidiaries and affiliates.

4.	Adjustments on interest income include deduction of dividend income from affiliated companies received by MUFG.

5.

Adjustments on net income include elimination of inter-segment transactions of 423,960 million yen and 68,670 million yen of net profit representing the amounts that are not allocated among segments consisting of profits (losses) from investment in affiliates (equity method), amortization of goodwill and negative goodwill, tax expenses and minority interests.

6.	Adjustments on total assets mainly include offsets of inter-segment debt and credit transactions.

7.	Adjustments on amortization of goodwill are mainly related to CFS and MUSHD.

8.	Adjustments on extraordinary profits and losses include elimination of inter-segment transactions and loss on impairment of goodwill related to CFS.

9.	Adjustments on unamortized goodwill are mainly attributable to MUSHD.

10.	Net income is adjusted from the net income in the consolidated profit and loss statements for the financial reporting period ended March 31, 2014.

 

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Related Information

Previous Year Financial Reporting Period (from April 1, 2012 to March 31, 2013)

1. Information by Type of Service

Omitted because it is similar to the above-explained reporting segment information.

2. Geographical Information

 

(1) Ordinary Income (in millions of yen)

 

Japan		United States				Europe/ Middle East				Asia/ Oceania				Others				Total
3,445,295			575,794				262,123				449,196				30,815				4,763,225

Notes:

1.

Ordinary income is equivalent to revenues generally used by Japanese non-financial companies.

2.

Ordinary income is categorized by either country or region based on the location of MUFG’s operating offices.

(2) Tangible Fixed Assets (in millions of yen)

 

Japan		United States				Others				Total
1,106,457			276,984				21,245				1,404,687

3. Information by Major Customer

Not Applicable.

 

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Most Recently Ended Financial Reporting Period (from April 1, 2013 to March 31, 2014)

1. Information by Type of Service

Omitted because it is similar to the above-explained reporting segment information.

2. Geographical Information

(1) Ordinary Income (in millions of yen)

 

Japan		United States				Europe/ Middle East				Asia/ Oceania				Others				Total
3,521,599			764,237				315,058				518,790				56,416				5,176,102

Notes:

1.

Ordinary income is equivalent to revenues generally used by Japanese non-financial companies.

2.

Ordinary income is categorized by either country or region based on the location of MUFG’s operating offices.

(2) Tangible Fixed Assets (in millions of yen)

 

Japan		United States				Others				Total
1,099,014			347,992				93,024				1,540,031

3. Information by Major Customer

Not Applicable.

 

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