8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported):         May 31, 2018

 

 

AV Homes, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-07395   23-1739078

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

6730 N. Scottsdale Rd. Suite 150,

Scottsdale, Arizona

  85253
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code:         (480) 214-7400

Not Applicable

Former name or former address, if changed since last report

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b 2).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

At the 2018 Annual Meeting, the Company’s stockholders (1) re-elected each of the persons listed below to serve as a member of the board of directors of the Company until the next annual meeting of stockholders and until his successor shall be elected and shall qualify, or until his death, resignation or removal; (2) ratified the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2018; and (3) approved, on an advisory basis, the compensation of the named executive officers of the Company (“Say on Pay”).

Shares were voted as follows:

Proposal 1. Election of Directors

 

Name

   For      Withheld      Broker
Non-Votes
 

Paul D. Barnett

     16,840,002        638,811        4,121,581  

Matthew Coleman

     16,261,082        1,217,731        4,121,581  

Roger A. Cregg

     17,255,586        223,227        4,121,581  

Roger W. Einiger

     17,270,023        208,790        4,121,581  

Paul Hackwell

     16,258,095        1,220,718        4,121,581  

Joshua L. Nash

     17,268,419        210,394        4,121,581  

Jonathan M. Pertchik

     17,290,851        187,962        4,121,581  

Michael F. Profenius

     17,257,092        221,721        4,121,581  

Aaron D. Ratner

     17,253,804        225,009        4,121,581  

Joel M. Simon

     17,267,789        211,024        4,121,581  

Proposal 2. Ratification of the appointment of Deloitte & Touche, LLP as independent registered public accounting firm for the Company for the year ending December 31, 2018

 

For

  

Against

  

Abstain

  

Broker

Non-Votes

21,539,953    23,580    36,861    0

Proposal 3. Approval, on an advisory basis, of the compensation of named executive officers of the Company (“Say on Pay”)

 

For

  

Against

  

Abstain

  

Broker

Non-Votes

15,668,003    1,773,397    37,413    4,121,581


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    AV HOMES, INC.
Date:    June 5, 2018     /s/ S. Gary Shullaw                                               
    S. Gary Shullaw
    Executive Vice President, General Counsel and Corporate Secretary