UNITED STATES FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES |
OMB APPROVAL |
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OMB Number: 3235-0101 Expires: December 31, 2009 Estimated average burden hours per response . . . . 2.00 |
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SEC USE ONLY |
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DOCUMENT SEQUENCE NO.
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CUSIP NUMBER |
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ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
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1 (a) NAME OF ISSUER (Please type or print) |
(b) IRS IDENT. NO. |
(c) S.E.C. FILE NO. |
WORK LOCATION |
IntelGenx Technologies Corp. |
87-0638336 | 000-31187 |
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1 (d) ADDRESS OF ISSUER |
STREET | CITY | STATE | ZIP CODE |
(e) TELEPHONE NO. | |
6425 Abrams | St-Laurent | Quebec | H4S 1X9 |
514 |
331-7440 | |
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2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD |
(b) RELATIONSHIP TO ISSUER |
(c) ADDRESS |
STREET | CITY | STATE | ZIP CODE |
Joel C. Cohen |
Former Director |
2800 Cote Vertu #106 |
Montreal | Quebec | H4R 2M5 | |
INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS Identification Number and the SEC File Number.
3 (a) |
(b) |
SEC USE ONLY |
(c) |
(d) |
(e) |
(f) |
(g) |
Title of the |
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities |
Broker-Dealer |
Number of Shares |
Aggregate |
Number of Shares |
Approximate |
Name of Each |
(See instr. 3(f)) | |||||||
(See instr. 3(c)) | (See instr. 3(d)) | (See Instr. 3(e)) | (MO. DAY YR..) | (See instr. 3(g)) | |||
Common Stock |
CTI Capital Securities Inc |
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220,000 |
$120,000 |
330,000 |
07/23/2009 |
OTC |
INSTRUCTIONS:
1. (a) Name of issuer (b) Issuers I.R.S. Identification Number (c) Issuers S.E.C. file number, if any (d) Issuers address, including zip code (e) Issuers telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold (b) Such person's Social Security or I.R.S identification number (c) Such persons relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such persons address, including zip code |
3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f)
Approximate date on which the securities are to be sold (g) Name of each
securities exchange, if any, on which the securities are intended to be
sold
(g)
Name of each securities exchange, if any, on which the securities are intended
to be sold. |
TABLE I SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of |
Date You |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Amount of |
Date of |
Nature of Payment |
Common Stock |
April 28, 2006 |
Share exchange in connection with a business combination |
IntelGenx Technologies Corp. |
220,000 |
April 28, 2006 |
Share exchange in connection with a business combination |
INSTRUCTIONS: |
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
TABLE II SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller |
Title of Securities Sold |
Date of Sale |
Amount of |
Gross Proceeds |
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REMARKS: |
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INSTRUCTIONS: |
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ATTENTION: | ||
See the definition of person in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. |
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The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. | ||
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07/23/2009 |
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/s/ Joel Cohen | ||
DATE OF NOTICE |
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SIGNATURE | ||
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually
signed. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001).