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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Convertible Preferred Stock | (1) | 12/14/2007 | C | 104,992 (1) | (1) | (2) | Common Stock | 104,992 (1) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Delnevo Ronald 3110 HAYES ROAD SUITE 300 HOUSTON, TX 77082 |
Mngin Director of Bank Machine |
/s/ Michael E. Keller, Attorney-In-Fact for Ronald Delnevo | 02/12/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Upon the closing of the Issuer's initial public offering of Common Stock on December 14, 2007, each share of Series B Convertible Preferred Stock owned by the reporting person automatically converted into a share of Common Stock, resulting in his acquisition of 104,992 shares of Common Stock. The price of the Common Stock offered in the initial public offering was $10.00. This Form 4/A is not being filed to report a new transaction, but rather is being filed solely because the number of shares of Common Stock the reporting person received as a result of the conversion was incorrectly stated on the reporting person's original Form 4 due to an administrative error. |
(2) | The Series B Convertible Preferred Stock had no expiration date. |
Remarks: Ronald Delnevo resigned as a director of Cardtronics, Inc., effective December 13, 2007. |