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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Options | $ 49.02 | 12/23/2008 | M | 11,250 | 10/23/2004 | 10/23/2013 | Common Stock | 11,250 | (2) | 0 | D | ||||
Non-Qualified Stock Options | $ 37.87 | 12/23/2008 | M | 7,500 | 10/28/2005 | 10/28/2014 | Common Stock | 7,500 | (3) | 0 | D | ||||
Non-Qualified Stock Options | $ 57.35 | 12/23/2008 | M | 10,000 | 11/03/2006 | 11/03/2015 | Common Stock | 10,000 | (4) | 0 | D | ||||
Non-Qualified Stock Options | $ 48.84 | 12/23/2008 | M | 10,000 | 11/09/2007 | 11/09/2016 | Common Stock | 10,000 | (5) | 0 | D | ||||
Non-Qualified Stock Options | $ 54.25 | 12/23/2008 | M | 5,000 | 05/17/2008 | 05/17/2017 | Common Stock | 5,000 | (6) | 0 | D | ||||
Non-Qualified Stock Options | $ 39.76 | 12/23/2008 | M | 10,000 | 11/21/2008 | 05/15/2018 | Common Stock | 10,000 | (7) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FRANKOVIC RICHARD BARR PHARMACEUTICALS, INC. 400 CHESTNUT RIDGE ROAD WOODCLIFF LAKE, NJ 07677 |
X |
/s/ William T. McKee as Attorney-in-Fact for Richard Frankovic | 12/29/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of pursuant to a merger agreement between Issuer and Teva Pharmaceutical Industries Ltd. in exchange for 1,310 shares of Teva Common Stock having a market value of $41.82 per share on the effective date of the merger and cash in the amount of $83,351.10. |
(2) | These options were assumed by Teva Pharmaceutical Industries Ltd. ("Teva")pursuant to a merger agreement between the issuer and Teva and replaced with options to purchase 17,789 shares of Common Stock of Teva for an exercise price of $31.00. |
(3) | These options were assumed by Teva Pharmaceutical Industries Ltd. ("Teva")pursuant to a merger agreement between the issuer and Teva and replaced with options to purchase 11,859 shares of Common Stock of Teva for an exercise price of $23.59. |
(4) | These options were assumed by Teva Pharmaceutical Industries Ltd. ("Teva")pursuant to a merger agreement between the issuer and Teva and replaced with options to purchase 15,812 shares of Common Stock of Teva for an exercise price of $36.27. |
(5) | These options were assumed by Teva Pharmaceutical Industries Ltd. ("Teva")pursuant to a merger agreement between the issuer and Teva and replaced with options to purchase 15,812 shares of Common Stock of Teva for an exercise price of $30.89. |
(6) | These options were assumed by Tev Pharmaceutical Industries Ltd. ("Teva")pursuant to a merger agreement between the issuer and Teva and replaced with options to purchase 7,906 shares of Common Stock of Teva for an exercise price of $34.31. |
(7) | These options were assumed by Tev Pharmaceutical Industries Ltd. ("Teva")pursuant to a merger agreement between the issuer and Teva and replaced with options to purchase 15,812 shares of Common Stock of Teva for an exercise price of $25.14. |