UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (3) | 10/29/2023 | Common Stock | 100,000 | $ 15.2 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MEISELES BRADFORD C/O CARBONITE, INC. 2 AVENUE DE LAFAYETTE BOSTON, MA 02111 |
 |  |  SVP of Engineering |  |
/s/ Danielle Sheer, by power of attorney | 11/17/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the grant of restricted stock units. The restricted stock units shall vest in 4 equal annual installments beginning on June 11, 2015 and will be settled on each applicable vest date in shares of the issuer's common stock. |
(2) | Reflects the grant of restricted stock units. The restricted stock units shall vest in 4 equal annual installments beginning on October 28, 2015 and will be settled on each applicable vest date in shares of the issuer's common stock. |
(3) | This option is currently exercisable as to 25,000 shares of common stock and becomes exercisable as to the remaining underlying shares of common stock in 15 quarterly installments beginning on January 28, 2015. |