UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
401(k) Restoration Plan BAC Stock Fund Unit (1) | Â (2) | Â (2) | Common Stock | 66.28 | $ 0 (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thompson Bruce R. 100 N. TRYON ST CHARLOTTE, NC 28255 |
 |  |  Chief Financial Officer |  |
Bruce R. Thompson / Evelyn King POA | 02/12/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These stock fund units ("Units") under the 401(k) Restoration Plan (the "Plan") were inadvertently reported as common stock indirectly held through a Thrift Trust in Table I of the reporting person's original Form 3 and reflected as holdings in Table I of the reporting person's subsequent Forms 4. |
(2) | Units are payable in cash following termination of the reporting person's employment with the issuer. |
(3) | Units are the economic equivalent of common stock based upon a conversion rate that fluctuates due to changes in the common stock price and the Unit price under the Plan. |