UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Buy | 07/26/2011 | 07/26/2015(2) | Common Stock | 5,000 | $ 1.46 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SAMPIAS ERNEST J 1600 BROADWAY SUITE 2200 DENVER, CO 80202 |
 X |  |  |  |
/s/ Ernest J Sampias, by power of attorney | 07/28/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of 2,500 shares of restricted stock granted on July 26, 2010 pursuant to the 2007 Equity Incentive Compensation Plan of BioFuel Energy Corp.. These shares vest on the first anniversary of the grant date. |
(2) | Each option will expire on the earlier of (i) the fifth anniversary of the date the option was granted or (ii) either (x) 90 days after the holder ceases to be a director of the Company or one of its affiliates for any reason other than the holder's death or (y) six months after the date the holder ceases to be a director by reason of the holder's death. |