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If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This is an amendment to correct the Reporting Person's beneficial ownership of the Issuer's Class A and Class B common stock. |
(2) |
Pursuant to the Agreement and Plan of Merger, dated as of May 3, 2009 as amended, by and among The DIRECTV Group, Inc. ("DIRECTV Group"), Liberty Media Corporation ("Liberty"), Liberty Entertainment, Inc. ("LEI"), DIRECTV, DTVG One, Inc. and DTVG Two, Inc., as a result of the merger (the "LEI Merger") of LEI with DTVG Two, Inc. the holders of outstanding shares of LEI Class A common stock received a number of shares of DIRECTV Class A common stock equal to the LEI exchange ratio (1.11130) times the number of shares of LEI Class A common stock held by them immediately prior to the LEI Merger. |
(3) |
5,660 of the 957,296 shares of DIRECTV Class A common stock represent shares received for outstanding shares of DIRECTV Group common stock exchanged on a 1:1 basis in connection with the merger of DIRECTV Group and DTVG One, Inc. |
(4) |
Includes 148,160 shares of DIRECTV Class A common stock that were received by the Reporting Person in the LEI Merger in exchange for restricted shares of LEI Series A common stock. As a result of the LEI Merger, all restricted shares of LEI common stock fully vested and, in connection with such vesting, DIRECTV withheld 103,301 shares of DIRECTV Class A common stock for the payment of withholding taxes, which shares are not included in the Reporting Person's beneficial ownership. The withholding of those shares was exempt from Section 16(b) pursuant to Rule 16b-3. |
(5) |
The Reporting Person disclaims beneficial ownership of these shares held by his spouse. |
(6) |
The Reporting Person is the sole trustee of and, with his spouse, retains an unitrust interest in the trust. |
(7) |
The number of shares represents equivalent shares based on the fair market value of the shares of DIRECTV Class A common stock held by the unitized stock fund under Liberty's 401(k) Savings Plan. |
(8) |
Immediately prior to the completion of the mergers contemplated by the Merger Agreement, the Reporting Person, his spouse and certain related trusts exchanged each of their outstanding shares of LEI Series B common stock for a number of shares of DIRECTV Class B common stock equal to the LEI exchange ratio (1.11130). |