|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified stock option (right to buy) | $ 15.76 | 10/03/2014 | A | 41,667 | 10/03/2014 | 10/03/2022 | Common Shares | 41,667 | $ 0 | 41,667 (9) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Goldsmith Brian LIONS GATE ENTERTAINMENT CORP. 2700 COLORADO AVENUE SANTA MONICA, CA 90292 |
Co-Chief Operating Officer |
Brian Goldsmith (By Adrian Kuzycz by Power of Attorney) | 10/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Automatic sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2014 and disclosed by the Issuer on Form 8-K. |
(2) | The price reported in a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.70 to $32.70. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC Staff, the Issuer or a security holder of the Issuer. |
(3) | Amount includes 50,000 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in two equal annual installments on October 3, 2014 and September 30, 2015. |
(4) | The price reported in an weighted average price. These shares were sold in multiple transactions at prices ranging from $32.73 to $32.82. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC Staff, the Issuer or a security holder of the Issuer. |
(5) | Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 25,000 restricted share units. The grant of the restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Incentive Plan and the Issuer's policies, 12,688 were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. |
(6) | Amount includes 25,000 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on September 30, 2015. |
(7) | Shares issued upon vesting of restricted share performance units granted by the Issuer pursuant to the terms of an employment agreement with the reporting person, which are payable in an equal number of common shares of the Issuer. |
(8) | Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 25,000 restricted share performance units. The grant of the 25,000 restricted share performance units is reported herein and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 13,045 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. |
(9) | On October 3, 2014, the reporting person vested in performance options as to 41,667 shares, as certain performance criteria for such year and tranche of vesting were met. |