rmcf20150113_8k.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported): January 13, 2015

 

 

Rocky Mountain Chocolate Factory, Inc.

(Exact name of registrant as specified in is charter)

 

 

 

Colorado

  

0-14749

  

84-0910696

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

         

 

 

265 Turner Drive

Durango, Colorado 81303

(Address, including zip code, of principal executive offices)

 

Registrant's telephone number, including area code: (970) 259-0554

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

Item 2.02 Results of Operations and Financial Condition.

 

The registrant has issued a press release dated January 13, 2015 concerning its quarter and nine months ended November 30, 2015. The press release includes information regarding its results of operations and financial condition for the quarter and year to date, and is furnished as an exhibit to this Form 8-K.

 

Item 7.01 Regulation FD Disclosure

 

The Company has issued press releases announcing a cash dividend and a stock repurchase program and has elected to furnish the press releases as exhibits to this form 8-K.

 

 

Item 9.01 Financial Statements and Exhibits.

 

 

(c)

Exhibits

 

  Item Exhibit
     
 

99.1

Earnings press release dated January 13, 2015.

 

99.2

Cash dividend and share repurchase press release dated January 13, 2015.

 

 

 
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SIGNATURE

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

 

ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.

 

 

 

 

 

                   

 

 

 

Date: January 13, 2015     

By:

/s/ Bryan J. Merryman     

 

 

 

Bryan J. Merryman, Chief Operating Officer,

 

 

 

Chief Financial Officer, Treasurer and Director

 

 

 

 
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INDEX TO EXHIBITS

 

 

Item

Number                    

  

Exhibit

    
         

99.1

  

Press Release, dated January 13, 2015

    

99.2

  

Press Release, dated January 13, 2015