UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21547
NAME OF REGISTRANT: CALAMOS GLOBAL TOTAL RETURN
FUND
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court
Naperville, IL 60563-2787
NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., President
Calamos Advisors LLC
2020 Calamos Court
Naperville, IL 60563-2787
REGISTRANT'S TELEPHONE NUMBER: (630)245-7200
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Calamos Global Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 704363605
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: CH0012221716
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 153198,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
2.1 Approval of the annual report, the Mgmt For For
consolidated financial statements, and the
annual financial statements for 2012
2.2 Consultative vote on the 2012 remuneration Mgmt For For
report
3 Discharge of the board of directors and the Mgmt For For
persons entrusted with management
4 Appropriation of available earnings and Mgmt For For
distribution of capital contribution
reserve
5 Renewal of authorized share capital Mgmt For For
6.1 Re-election to the board of directors: Mgmt For For
Roger Agnelli
6.2 Re-election to the board of directors: Mgmt For For
Louis R. Hughes
6.3 Re-election to the board of directors: Hans Mgmt For For
Ulrich Maerki
6.4 Re-election to the board of directors: Mgmt For For
Michel De Rosen
6.5 Re-election to the board of directors: Mgmt For For
Michael Treschow
6.6 Re-election to the board of directors: Mgmt For For
Jacob Wallenberg
6.7 Re-election to the board of directors: Ying Mgmt For For
Yeh
6.8 Re-election to the board of directors: Mgmt For For
Hubertus Von Gruenberg
7 Re-election of the auditors / Ernst and Mgmt For For
Young AG
8 Ad hoc Mgmt Abstain For
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ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
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AMGEN INC. Agenda Number: 933774968
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Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
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ANGLO AMERICAN PLC, LONDON Agenda Number: 704325958
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: GB00B1XZS820
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements of the Mgmt For For
Company and the Group and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend of 53 US cents Mgmt For For
per ordinary share, payable on 25 April
2013 to those shareholders registered at
the close of business on 22 March 2013
3 To elect Mark Cutifani as a director of the Mgmt For For
Company
4 To elect Byron Grote as a director of the Mgmt For For
Company
5 To elect Anne Stevens as a director of the Mgmt For For
Company
6 To re-elect David Challen as a director of Mgmt For For
the Company
7 To re-elect Sir CK Chow as a director of Mgmt For For
the Company
8 To re-elect Sir Philip Hampton as a Mgmt For For
director of the Company
9 To re-elect Rene Medori as a director of Mgmt For For
the Company
10 To re-elect Phuthuma Nhleko as a director Mgmt For For
of the Company
11 To re-elect Ray O'Rourke as a director of Mgmt For For
the Company
12 To re-elect Sir John Parker as a director Mgmt For For
of the Company
13 To re-elect Jack Thompson as a director of Mgmt For For
the Company
14 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2012
set out in the Annual Report
17 To resolve that the authority conferred on Mgmt For For
the directors by Article 9.2 of the
Company's Articles of Association be
renewed for the period ending at the
conclusion of the Annual General Meeting in
2014 or on 30 June 2014, whichever is the
earlier, and for such period the Section
551 Amount shall be USD 76.4 million. Such
authority shall be in substitution for all
previous authorities pursuant to Section
551 of the Companies Act 2006
18 To resolve that subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the directors by Article 9.3 of the
Company's Articles of Association be
renewed for the period referred to in
Resolution 17 and for such period the
Section 561 Amount shall be USD 38.2
million. Such authority shall be in
substitution for all previous powers
pursuant to Section 561 of the Companies
Act 2006
19 To resolve that the Company be and is Mgmt For For
generally and unconditionally authorised
for the purpose of Section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of Section693 of the
Companies Act 2006) of ordinary shares of
54 86/91 US cents each in the capital of
the Company provided that: a) the maximum
number of ordinary shares of 54 86/91 US
cents each in the capital of the Company
authorised to be acquired is 208.5 million)
b) the minimum price which may be paid for
an ordinary share is 54 86/91 US cents,
which amount shall be exclusive of
expenses; c) the maximum price which may
be paid for an ordinary share is an amount
(exclusive of expenses) equal to the
higher of 105% of the average of the middle
market quotation for an ordinary share,
as derived from the London Stock Exchange
Daily Official CONTD
CONT CONTD List, for the five business days Non-Voting
immediately preceding the day on which such
ordinary share is contracted to be
purchased and the highest current bid as
stipulated by Article 5(1) of the Buy-back
and Stabilisation Regulations 2003; and d)
the authority hereby conferred shall expire
at the conclusion of the Annual General
Meeting of the Company to be held in 2014
(except in relation to the purchase of
ordinary shares the contract for which was
concluded before the expiry of such
authority and which might be executed
wholly or partly after such expiry) unless
such authority is renewed prior to such
time
20 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 19. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
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ASML HOLDING NV, VELDHOVEN Agenda Number: 703981921
--------------------------------------------------------------------------------------------------------------------------
Security: N07059178
Meeting Type: EGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: NL0006034001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Explanation to the customer co-investment Non-Voting
program entered into and/or to be entered
into by and between the Company and certain
of its customers, as announced by the
Company on 9 July 2012 (the "Customer
Co-Investment Program")
3.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company in connection with the Customer
Co-Investment Program, subject to
Supervisory Board approval, up to 25% of
the issued share capital of the Company at
the Annual General Meeting of Shareholders
(the "AGM") held on 25 April 2012, from 7
September 2012 through 31 July 2013
3.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude,
subject to Supervisory Board approval, the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a) from 7 September 2012 through 31
July 2013
4.a Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part I) to create
a specific share class (ordinary shares M)
for the participants to the Customer
Co-Investment Program. Upon the first
amendment of the articles of association of
the Company the ordinary shares to be held
for the benefit of the participants to the
Customer Co-Investment Program will be
converted into ordinary shares M and all
other ordinary shares will be converted
into ordinary shares A
4.b Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part II) to
increase the par value per ordinary share A
by an amount to be determined by the Board
of Management of at least EUR 5.97 per
share and at most EUR 12 per share at the
expense of the share premium reserve
4.c Proposal to resolve to reduce the issued Mgmt For For
capital by an amount at least equal to the
aggregate amount to be paid by the
participants to the Customer Co-Investment
Program for their shares, being an amount
no less than EUR 2,513,447,071.07 and no
more than EUR 5,000,000,000 by decreasing
the nominal value of the ordinary shares A
by an amount to be determined by the Board
of Management of at least EUR 5.99 per
share and at most EUR 12 per share which
will result in repayment of said amount
determined by the Board of Management per
share to holders of ordinary shares A or to
the holders of ordinary shares into which
the ordinary shares A will be converted
pursuant to proposal (e) below and to amend
the articles of association of the Company
in accordance with the draft deed of
amendment to the articles of association
(Part III)
4.d Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part IV) to
consolidate the ordinary shares A at an
exchange ratio to be determined by the
Board of Management. The exchange ratio
will depend on the percentage of new shares
to be issued to the participants to the
Customer Co-Investment Program. The
consolidation of the ordinary shares A may
entail an increase of the nominal value of
the ordinary shares A by a maximum of EUR
0.03 per share, to be determined by the
Board of Management, which increase will be
paid from the share premium reserve
4.e Proposal to resolve to amend the articles Mgmt For For
of association in accordance with the Draft
deed of amendment to the articles of
association (Part V) to delete the share
class M for participants to the Customer
Co-Investment Program and share class A for
the other shareholders. The ordinary shares
M and ordinary shares A shall be converted
into ordinary shares without a specific
letter mark attached to it
5 Proposal to resolve to authorize each Mgmt For For
director of the Company as well as any and
all lawyers and paralegals practicing with
De Brauw Blackstone Westbroek N.V. to
execute the notarial deeds of amendment to
the articles of association
6.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012 from 7 September
2012 through 25 October 2013. Provided that
the General Meeting of Shareholders grants
this new authorization, the corresponding
authorization granted at the AGM held on 25
April 2012 will cease to apply to the
extent not already used
6.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.c Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012, which 5% can only
be used in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.d Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (c), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
7 Any other business Non-Voting
8 Closing Non-Voting
CMMT RESOLUTIONS 3A, 3B, 4A, 4B, 4C AND 4D WILL Non-Voting
ONLY BE ADOPTED IF RESOLUTION 4E IS
ADOPTED. THE BOARD OF MANAGEMENT WILL ONLY
PROPOSE RESOLUTION 4E IF ALL OTHER
RESOLUTIONS UNDER 3 AND 4 ARE ADOPTED.
RESOLUTION 5 WILL ONLY BE PROPOSED IF
RESOLUTION 4E HAS BEEN ADOPTED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
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BARRICK GOLD CORPORATION Agenda Number: 933755451
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt For For
D.J. CARTY Mgmt For For
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt For For
D. MOYO Mgmt For For
B. MULRONEY Mgmt For For
A. MUNK Mgmt For For
P. MUNK Mgmt For For
S.J. SHAPIRO Mgmt For For
J.C. SOKALSKY Mgmt For For
J.L. THORNTON Mgmt For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH.
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BILLION EXPRESS INVESTMENTS LTD. Agenda Number: 704191523
--------------------------------------------------------------------------------------------------------------------------
Security: G1273EAA8
Meeting Type: EGM
Meeting Date: 21-Dec-2012
Ticker:
ISIN: XS0546152645
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_149245.PDF
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704289962
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
2.20 Appoint a Director Mgmt For For
2.21 Appoint a Director Mgmt For For
3 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Directors
4 Amend the Compensation to be received by Mgmt For For
Directors
5 Approve Payment of Bonuses to Directors Mgmt For For
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CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933837695
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For
NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, DR. TAL SHAVIT
2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For
OF KOST, FORER, GABBAY & KASIERER, A MEMBER
OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. APPROVE CHECK POINT'S EXECUTIVE Mgmt For For
COMPENSATION POLICY.
4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF
THE BOARD OF DIRECTORS.
5A. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 3. MARK "FOR" =
YES OR "AGAINST" = NO.
5B. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 4. MARK "FOR" =
YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 704385372
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405025.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405021.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
1 To receive and consider the financial Mgmt For For
statements and the Reports of the Directors
and of the Independent Auditor for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3ai To re-elect Mr. Tong Jilu as a Director Mgmt For For
3aii To re-elect Mr. Li Fushen as a Director Mgmt For For
3aiii To re-elect Mr. Cesareo Alierta Izuel as a Mgmt Abstain Against
Director
3aiv To re-elect Mr. Cai Hongbin as a Director Mgmt For For
3av To re-elect Mrs. Law Fan Chiu Fun Fanny as Mgmt For For
a Director
3b To authorize the Board of Directors to fix Mgmt For For
the remuneration of the Directors for the
year ending 31 December 2013
4 To appoint KPMG as auditor, and to Mgmt For For
authorise the Board of Directors to fix
their remuneration for the year ending 31
December 2013
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the Company not
exceeding 10% of the aggregate nominal
amount of the existing issued share capital
6 To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the
existing issued share capital
7 To extend the general mandate granted to Mgmt For For
the Directors to issue, allot and deal with
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 703994752
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Aug-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0803/LTN201208031072.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0803/LTN201208031098.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Agreement and the Mgmt For For
transactions contemplated thereunder, as
described in the Notice of Extraordinary
General Meeting dated 3 August 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704120447
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024278.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024289.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the Mgmt For For
Non-exempt Revised Caps, as described in
the Circular of the Company dated 24
October 2012
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933646119
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 13-Jul-2012
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1C. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H. ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1I. ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1J. ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1K. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1L. ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL'S
INDEPENDENT AUDITOR FOR FISCAL 2013
3. APPROVAL, ON AN ADVISORY BASIS, OF DELL'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. APPROVAL OF THE DELL INC. 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr Against For
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933827149
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 15-Jun-2013
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO RECEIVE, CONSIDER AND ADOPT THE BALANCE Mgmt For
SHEET AS AT MARCH 31, 2013, THE STATEMENT
OF THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
ENDED ON THAT DATE AND THE REPORT OF THE
DIRECTORS AND AUDITORS THEREON.
O2. TO DECLARE THE FINAL DIVIDEND FOR THE Mgmt For
FINANCIAL YEAR ENDED MARCH 31, 2013.
O3. TO APPOINT A DIRECTOR IN PLACE OF S.D. Mgmt For
SHIBULAL, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4. TO APPOINT A DIRECTOR IN PLACE OF SRINATH Mgmt For
BATNI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O5. TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M. Mgmt For
SATWALEKAR, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O6. TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt Abstain
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7. TO APPOINT A DIRECTOR IN PLACE OF R. Mgmt For
SESHASAYEE, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O8. TO APPOINT AUDITORS TO HOLD OFFICE FROM THE Mgmt For
CONCLUSION OF THIS AGM UNTIL THE CONCLUSION
OF THE NEXT AGM AND TO FIX THEIR
REMUNERATION AND TO PASS THE FOLLOWING
RESOLUTION THEREOF.
S9. TO APPOINT LEO PURI AS DIRECTOR, LIABLE TO Mgmt For
RETIRE BY ROTATION .
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 704538238
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr Against For
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda Number: 933755639
--------------------------------------------------------------------------------------------------------------------------
Security: 626717102
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: MUR
ISIN: US6267171022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F.W. BLUE Mgmt For For
1B ELECTION OF DIRECTOR: S.A. COSSE Mgmt For For
1C ELECTION OF DIRECTOR: C.P. DEMING Mgmt For For
1D ELECTION OF DIRECTOR: R.A. HERMES Mgmt For For
1E ELECTION OF DIRECTOR: J.V. KELLEY Mgmt For For
1F ELECTION OF DIRECTOR: W. MIROSH Mgmt For For
1G ELECTION OF DIRECTOR: R.M. MURPHY Mgmt For For
1H ELECTION OF DIRECTOR: J.W. NOLAN Mgmt For For
1I ELECTION OF DIRECTOR: N.E. SCHMALE Mgmt For For
1J ELECTION OF DIRECTOR: D.J.H. SMITH Mgmt For For
1K ELECTION OF DIRECTOR: C.G. THEUS Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 APPROVE THE PROPOSED 2013 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
4 APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704062912
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Mr Gerard Michael Bond as a Mgmt For For
Director
2.b Re-election of Mr Vince Gauci as a Director Mgmt For For
3 Adoption of Remuneration Report (advisory Mgmt For For
only)
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704248803
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2013
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151755,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2012: Under this item,
the Board of Directors proposes approval of
the Annual Report the Financial Statements
of Novartis AG and the Group Consolidated
Financial Statements for the Business Year
2012
A.2 Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee: Under this item, the Board of
Directors proposes discharge from liability
of its members and those of the Executive
Committee for the business year 2012
A.3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
Under this item, the Board of Directors
proposes to use the available earnings of
Novartis AG of 2012 for the purpose of
distributing a gross dividend of CHF 2.30
per share as follows This will result in a
payout ratio of 65% of the Group's
consolidated net income expressed in
USD.(as specified) Payout ratio is
calculated by converting into USD the
proposed total gross dividend amount in CHF
at the CHF-USD exchange rate of December
31, 2012 based on an estimated number of
shares outstanding on dividend payment date
and dividing it by the USD consolidated net
income attributable to shareholders of
Novartis AG based on the 2012 Novartis
Group consolidated financial statements. No
dividend will be declared on treasury
shares held by Novartis AG and certain
other treasury shares held by other Group
companies
A.4 Consultative Vote on the Compensation Mgmt For For
System: Under this item, the Board of
Directors proposes that the newly proposed
Compensation System of Novartis be endorsed
(non-binding consultative vote)
A.5.1 Election of Verena A. Briner, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Verena A. Briner, M.D., for
a three-year term
A.5.2 Election of Joerg Reinhardt, Ph.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Joerg Reinhardt Ph.D., for
a term of office beginning on August 1,
2013 and ending on the day of the Annual
General Meeting in 2016
A.5.3 Election of Charles L. Sawyers, M.D: Under Mgmt For For
this item, the Board of Directors proposes
the election of Charles L. Sawyers, M.D.,
for a three-year term
A.5.4 Election of William T. Winters: Under this Mgmt For For
item, the Board of Directors proposes the
election of William T. Winters for a
three-year term
A.6 Appointment of the Auditor: Under this Mgmt For For
item, the Board of Directors proposes the
re-election of PricewaterhouseCoopers AG as
auditor of Novartis AG for one year
B If additional and/or counter-proposals are Mgmt Abstain For
proposed at the Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION A.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt For For
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt For For
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt For For
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt For For
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt For For
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN Agenda Number: 704283136
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Speech President : speech of the CEO, Mr. Non-Voting
F.van Houten
2.A Proposal to adopt the 2012 financial Mgmt For For
statements
2.B Explanation of policy on additions to Non-Voting
reserves and dividends
2.C Proposal to adopt a dividend of EUR 0.75 Mgmt For For
per common share, in cash or shares at the
option of the shareholder, to be charged
against the net income for 2012 and
retained earnings of the Company
2.D Proposal to discharge the members of the Mgmt For For
Board of Management for their
responsibilities
2.E Proposal to discharge the members of the Mgmt For For
Supervisory Board for their
responsibilities
3.A Proposal to re-appoint Ms C.A. Poon as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.B Proposal to re-appoint Mr J.J. Schiro as a Mgmt For For
member of the Supervisory Board of the
Company with effect from May 3, 2013
3.C Proposal to re-appoint Mr J. van der Veer Mgmt For For
as a member of the Supervisory Board of the
Company with effect from May 3, 2013
4.A Proposal to amend the Long-Term Incentive Mgmt For For
Plan for the Board of Management
4.B Proposal to adopt the Accelerate Grant for Mgmt For For
the Board of Management
5 Proposal to amend the Articles of Mgmt For For
Association of the Company to change the
name of the Company to Koninklijke Philips
N.V.
6.A Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or grant
rights to acquire shares within the limits
laid down in the Articles of Association of
the Company. The authorization referred to
above under a. will be limited to a maximum
of 10% of the number of issued shares as of
May 3, 2013, plus 10% of the issued capital
as of that same date in connection with or
on the occasion of mergers and acquisitions
and strategic alliances
6.B Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, as the body which is
authorized, with the approval of the
Supervisory Board, to restrict or exclude
the pre-emption rights accruing to
shareholders
7 Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 3, 2013, within the limits of
the law and the Articles of Association, to
acquire, with the approval of the
Supervisory Board, for valuable
consideration, on the stock exchange or
otherwise, shares in the Company at a price
between, on the one hand, an amount equal
to the par value of the shares and, on the
other hand, an amount equal to 110% of the
market price of these shares on the
Official Segment of Euronext Amsterdam; the
market price being the average of the
highest price on each of the five days of
trading prior to the date of acquisition,
as shown in the Official Price List of
Euronext Amsterdam. The maximum number of
shares the Company may hold, will not
exceed 10% of the issued share capital as
of May 3, 2013, which number CONTD
CONT CONTD may be increased by 10% of the issued Non-Voting
capital as of that same date in connection
with the execution of share repurchase
programs for capital reduction purposes.
8 Proposal to cancel common shares in the Mgmt For For
share capital of the Company held or to be
acquired by the Company. The number of
shares that will be cancelled shall be
determined by the Board of Management
9 Any other business Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO 6a.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704272690
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2.1.1 Re-election of independent director: In-Ho Mgmt For For
Lee
2.1.2 Election of independent director: Kwang-Soo Mgmt For For
Song
2.1.3 Election of independent director: Eun-Mee Mgmt For For
Kim
2.2.1 Election of executive director: Boo-Keun Mgmt For For
Yoon
2.2.2 Election of executive director: Jong-Kyun Mgmt For For
Shin
2.2.3 Election of executive director: Sang-Hoon Mgmt For For
Lee
2.3.1 Re-election of audit committee member: Mgmt For For
In-Ho Lee
2.3.2 Election of audit committee member: Mgmt For For
Kwang-Soo Song
3 Approval of limit of remuneration for Mgmt For For
directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS 2.1.1 AND
2.3.1. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt For For
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704206855
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
This is a general meeting for registered Non-Voting
shares. For German registered shares, the
shares have to be registered within the
company's shareholder book. Depending on
the processing of the local sub custodian
if a client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.01.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2012, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report,
and the Compliance Report for fiscal year
2012
2. To resolve on the appropriation of net Mgmt For For
income of Siemens AG to pay a dividend
3. To ratify the acts of the members of the Mgmt For For
Managing Board
4. To ratify the acts of the members of the Mgmt For For
Supervisory Board
5. To resolve on the appointment of Ernst & Mgmt For For
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart as the independent auditors for
the audit of the Annual Financial
Statements and the Consolidated Financial
Statements and for the review of the
Interim Financial Statements
6 A. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Josef Ackermann
6 B. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Gerd von
Brandenstein
6 C. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Gerhard Cromme
6 D. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Michael Diekmann
6 E. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Hans Michael
Gaul
6 F. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Prof. Dr. Peter
Gruss
6 G. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Dr. Nicola
Leibinger-Kammueller
6 H. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Gerard Mestrallet
6 I. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Gueler Sabanci
6 J. To resolve on the election of new member to Mgmt For For
the Supervisory Board: Werner Wenning
7. To resolve on the approval of a settlement Mgmt For For
agreement with a former member of the
Managing Board
8. To resolve on the approval of the Spin-off Mgmt For For
and Transfer Agreement between Siemens AG
and OSRAM Licht AG, Munich, dated November
28, 2012
PLEASE NOTE THAT THE DISCLOSURE OF THE Non-Voting
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN
EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE
BROADRIDGE WILL BE DISCLOSING THE
BENEFICIAL OWNER DATA FOR ALL VOTED
ACCOUNTS TO THE RESPECTIVE LOCAL SUB
CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE
AND WILL BE UPDATED AS SOON AS BROADRIDGE
HAS OBTAINED ALL LOCAL SUB CUSTODIANS'
CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE
CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN
BLOCKING INDICATOR FROM "N" TO "Y". IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Please be advised that the major German Non-Voting
custodian banks - BNP Paribas, Bank of New
York Mellon, Citi and Deutsche Bank - as
well as Siemens AG should like to clarify
that voted shares are NOT blocked for
trading purposes i.e. they are only
unavailable for settlement. In order to
deliver/settle a voted position before the
17 January 2013 start of business, a voting
instruction cancellation and de-register
request simply needs to be sent to your
Custodian.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUBSEA 7 SA, LUXEMBOURG Agenda Number: 704603554
--------------------------------------------------------------------------------------------------------------------------
Security: L00306AB3
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: XS0267243417
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 To consider (i) the management reports of Non-Voting
the Board of Directors of the Company in
respect of the statutory and consolidated
financial statements of the Company and
(ii) the reports of Deloitte S.A.,
Luxembourg, authorised statutory auditor
("reviseur d'entreprises agree") on the
statutory financial statements and the
consolidated financial statements of the
Company, for the fiscal year ended December
31, 2012, as published on March 21, 2013
and as are available on the Company's
website at www.subsea7.com
2 To approve the statutory financial Non-Voting
statements of the Company for the fiscal
year ended December 31, 2012, as published
on March 21, 2013 and as are available on
the Company's website at www.subsea7.com
3 To approve the consolidated financial Non-Voting
statements of the Company for the fiscal
year ended December 31, 2012, as published
on March 21, 2013 and as are available on
the Company's website at www.subsea7.com
4 To approve the allocation of results Non-Voting
including the payment of a dividend of the
Company for the fiscal year ended December
31, 2012, as recommended by the Board of
Directors of the Company, namely a dividend
of USD 0.60 per Common Share, payable on
July 12, 2013 to Shareholders (and on July
18, 2013 to holders of ADSs) of record as
of July 5, 2013
5 To discharge the Directors of the Company Non-Voting
in respect of the proper performance of
their duties for the fiscal year ended
December 31, 2012
6 To elect Deloitte S.A., Luxembourg as Non-Voting
authorised statutory auditor ("reviseur
d'entreprises agree") to audit the
statutory and consolidated financial
statements of the Company, for a term to
expire at the next Annual General Meeting
of Shareholders
7 To approve the recommendation of the Board Non-Voting
of Directors of the Company to adopt the
2013 Subsea 7 S.A. Long Term Incentive Plan
as available on the Company's website at
www.subsea7.com
8 To re-elect Mr Allen Stevens as a Director Non-Voting
of the Company to hold office until the
Annual General Meeting of Shareholders to
be held in 2015 or until his successor has
been duly elected
9 To re-elect Mr Dod Fraser as a Director of Non-Voting
the Company to hold office until the Annual
General Meeting of Shareholders to be held
in 2015 or until his successor has been
duly elected
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933743761
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 704561251
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159010 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of the local corporate bonds Non-Voting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD3 per share
B.3 The revision to the procedures of asset Mgmt For For
acquisition or disposal, monetary loans,
endorsement and guarantee
--------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON, KISTA Agenda Number: 704303849
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 09-Apr-2013
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Election of the Chairman of the Annual Non-Voting
General Meeting: Advokat Sven Unger be
elected Chairman
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda of the Annual Non-Voting
General Meeting
4 Determination whether the Annual General Non-Voting
Meeting has been properly convened
5 Election of two persons approving the Non-Voting
minutes
6 Presentation of the annual report, the Non-Voting
auditors' report, the consolidated
accounts, the auditors' report on the
consolidated accounts and the auditors'
presentation of the audit work during 2012
7 The President's speech and questions from Non-Voting
the shareholders to the Board of Directors
and the management
8.1 Adoption of the income statement and the Mgmt For For
balance sheet, the consolidated income
statement and the consolidated balance
sheet
8.2 Discharge of liability for the members of Mgmt For For
the Board of Directors and the President
8.3 The appropriation of the profit in Mgmt For For
accordance with the approved balance sheet
and determination of the record date for
dividend: The Board of Directors proposes a
dividend of SEK 2.75 per share
9.1 Determination of the number of Board Mgmt For For
members and deputies of the Board of
Directors to be elected by the Annual
General Meeting
9.2 Determination of the fees payable to Mgmt For For
non-employed members of the Board of
Directors elected by the Annual General
Meeting and non-employed members of the
Committees of the Board of Directors
elected by the Annual General Meeting
9.3 Election of the Chairman of the Board of Mgmt For For
Directors, other Board members and deputies
of the Board of Directors: The Nomination
Committee proposes that the following
persons be elected Board members: Chairman
of the Board: re-election: Leif Johansson,
Other Board members:re-election: Roxanne S.
Austin, Sir Peter L. Bonfield, Borje
Ekholm, Alexander Izosimov, Ulf J.
Johansson, Sverker Martin-Lof, Hans
Vestberg and Jacob Wallenberg; and new
election: Nora Denzel, Kristin Skogen Lund
and Par Ostberg
9.4 Determination of the fees payable to the Mgmt For For
auditor
9.5 Election of auditor: PricewaterhouseCoopers Mgmt For For
AB be appointed auditor for the period as
of the end of the Annual General Meeting
2013 until the end of the Annual General
Meeting 2014
10 Resolution on the Guidelines for Mgmt For For
remuneration to Group Management
11.1 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Stock Purchase Plan
11.2 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Stock Purchase Plan
11.3 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on Equity Swap Agreement
with third party in relation to the Stock
Purchase Plan
11.4 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Key Contributor Retention Plan
11.5 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Key Contributor Retention
Plan
11.6 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on Equity Swap Agreement
with third party in relation to the Key
Contributor Retention Plan
11.7 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on implementation of the
Executive Performance Stock Plan
11.8 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on transfer of treasury
stock for the Executive Performance Stock
Plan
11.9 Long-Term Variable Remuneration Program Mgmt For For
2013: Resolution on Equity Swap Agreement
with third party in relation to the
Executive Performance Stock Plan
12 Resolution on transfer of treasury stock in Mgmt For For
relation to the resolutions on the
Long-Term Variable Remuneration Programs
2009, 2010, 2011 and 2012
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Carl Axel
Bruno to amend the articles of association
by adding the following wording to the
section on the Board of Directors in the
articles of association: At least one
fourth of the Directors on the Board of
Directors shall be men and at least one
fourth of the Directors shall be women. The
minimum number of proposed men and the
minimum number of proposed women shall be
increased to the next higher whole number
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposal from the shareholder Einar Hellbom
that the Annual General Meeting resolve to
delegate to the Board of Directors to
review how shares are to be given equal
voting rights and to present a proposal to
that effect at the Annual General Meeting
2014
15.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To take necessary action to
create a shareholders' association in the
company
15.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: To write to the Government of
Sweden, requesting a prompt appointment of
a commission instructed to propose
legislation on the abolishment of voting
power differences in Swedish limited
liability companies
15.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Resolution on
proposals from the shareholder Thorwald
Arvidsson that the Annual General Meeting
resolve to delegate to the Board of
Directors: to prepare a proposal regarding
board representation for the small and
midsize Shareholders
16 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704446497
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: OGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual report 2012: 2012 annual report of Mgmt Take No Action
the board of directors, 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements, statutory auditors report,
approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt Take No Action
3 Resolution for the appropriation of the net Mgmt Take No Action
income
4 Re-election to the board of directors Mgmt Take No Action
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt Take No Action
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt Take No Action
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 704511775
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Ordinary Resolution to receive and approve Mgmt For For
the audited accounts
2 Ordinary Resolution to declare a final Mgmt For For
dividend
3 Ordinary Resolution to approve the Mgmt For For
remuneration report of the directors
4 Ordinary Resolution to approve the Mgmt For For
sustainability report of the directors
5 Ordinary Resolution to re-elect Colin Day Mgmt For For
as a director
6 Ordinary Resolution to re-elect Esther Mgmt For For
Dyson as a director
7 Ordinary Resolution to re-elect Orit Mgmt Abstain Against
Gadiesh as a director
8 Ordinary Resolution to re-elect Philip Mgmt For For
Lader as a director
9 Ordinary Resolution to re-elect Ruigang Li Mgmt Abstain Against
as a director
10 Ordinary Resolution to re-elect Mark Read Mgmt For For
as a director
11 Ordinary Resolution to re-elect Paul Mgmt For For
Richardson as a director
12 Ordinary Resolution to re-elect Jeffrey Mgmt For For
Rosen as a director
13 Ordinary Resolution to re-elect Timothy Mgmt For For
Shriver as a director
14 Ordinary Resolution to re-elect Sir Martin Mgmt For For
Sorrell as a director
15 Ordinary Resolution to re-elect Solomon Mgmt For For
Trujillo as a director
16 Ordinary Resolution to elect Roger Agnelli Mgmt For For
as a director
17 Ordinary Resolution to elect Dr Jacques Mgmt For For
Aigrain as a director
18 Ordinary Resolution to elect Hugo Shong as Mgmt For For
a director
19 Ordinary Resolution to elect Sally Susman Mgmt For For
as a director
20 Ordinary Resolution to re-appoint the Mgmt For For
auditors and authorise the directors to
determine their remuneration
21 Ordinary Resolution to authorise the Mgmt For For
directors to allot relevant securities
22 Ordinary Resolution to approve the Mgmt For For
Executive Performance Share plan
23 Special Resolution to authorise the Company Mgmt For For
to purchase its own shares
24 Special Resolution to authorise the Mgmt For For
disapplication of pre-emption rights
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933658974
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 12-Jul-2012
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALFRED J. AMOROSO Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. KENNY Mgmt For For
1E. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. AMENDMENT TO THE COMPANY'S 1995 STOCK PLAN. Mgmt For For
4. AMENDMENT TO THE COMPANY'S 1996 DIRECTORS' Mgmt For For
STOCK PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 933777837
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER MARRONE Mgmt For For
PATRICK J. MARS Mgmt For For
JOHN BEGEMAN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
NIGEL LEES Mgmt For For
JUVENAL MESQUITA FILHO Mgmt For For
CARL RENZONI Mgmt For For
ANTENOR F. SILVA, JR. Mgmt For For
DINO TITARO Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP AS AUDITORS.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) CALAMOS GLOBAL TOTAL RETURN FUND
By (Signature) /s/ John P. Calamos, Sr.
Name John P. Calamos, Sr.
Title President
Date 08/16/2013