UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21484
NAME OF REGISTRANT: CALAMOS STRATEGIC TOTAL RETURN
FUND
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court
Naperville , IL 60563-2787
NAME AND ADDRESS OF AGENT FOR SERVICE: John P Calamos, Sr., Founder,
Chairman and Global Chief
Investment Officer
Calamos Advisors LLC
2020 Calamos Court
Naperville , IL 60563-2787
REGISTRANT'S TELEPHONE NUMBER: (630) 245-7200
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
Calamos Strategic Total Return Fund
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ABBOTT LABORATORIES Agenda Number: 934739840
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Security: 002824100
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
E.M. Liddy Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
S.C. Scott III Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation
4. Shareholder Proposal - Independent Board Shr Against For
Chairman
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ABBVIE INC. Agenda Number: 934746768
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2018
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Say When on Pay - An advisory vote on the Mgmt 1 Year For
frequency of the advisory vote to approve
executive compensation
5. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for the annual election of
directors
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
8. Stockholder Proposal - to Separate Chair Shr Against For
and CEO
9. Stockholder Proposal - to Issue an Annual Shr Against For
Compensation Committee Report on Drug
Pricing
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ACCENTURE PLC Agenda Number: 934714886
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Security: G1151C101
Meeting Type: Annual
Meeting Date: 07-Feb-2018
Ticker: ACN
ISIN: IE00B4BNMY34
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA Mgmt For For
1B. RE-APPOINTMENT OF DIRECTOR: CHARLES H. Mgmt For For
GIANCARLO
1C. RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER Mgmt For For
1D. RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER Mgmt For For
1E. RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY Mgmt For For
1F. RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For
1G. RE-APPOINTMENT OF DIRECTOR: GILLES C. Mgmt For For
PELISSON
1H. RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE Mgmt For For
1I. RE-APPOINTMENT OF DIRECTOR: ARUN SARIN Mgmt For For
1J. RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG Mgmt For For
1K. RE-APPOINTMENT OF DIRECTOR: TRACEY T. Mgmt For For
TRAVIS
2. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED ACCENTURE PLC 2010 SHARE INCENTIVE
PLAN (THE "2010 SIP") TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE.
4. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG LLP ("KPMG") AS
INDEPENDENT AUDITORS OF ACCENTURE AND TO
AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG'S REMUNERATION.
5. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO ISSUE SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO OPT-OUT OF PRE-EMPTION RIGHTS
UNDER IRISH LAW.
7. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER IRISH
LAW.
8. TO APPROVE AN INTERNAL MERGER TRANSACTION. Mgmt For For
9. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO NO LONGER REQUIRE
SHAREHOLDER APPROVAL OF CERTAIN INTERNAL
TRANSACTIONS.
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ADOBE SYSTEMS INCORPORATED Agenda Number: 934730587
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 12-Apr-2018
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Edward Barnholt Mgmt For For
1C. Election of Director: Robert Burgess Mgmt For For
1D. Election of Director: Frank Calderoni Mgmt For For
1E. Election of Director: James Daley Mgmt For For
1F. Election of Director: Laura Desmond Mgmt For For
1G. Election of Director: Charles Geschke Mgmt For For
1H. Election of Director: Shantanu Narayen Mgmt For For
1I. Election of Director: Daniel Rosensweig Mgmt For For
1J. Election of Director: John Warnock Mgmt For For
2. Approval of the 2003 Equity Incentive Plan Mgmt For For
as amended to increase the available share
reserve by 7.5 million shares.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending on November 30, 2018.
4. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers.
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AETNA INC. Agenda Number: 934728227
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Security: 00817Y108
Meeting Type: Special
Meeting Date: 13-Mar-2018
Ticker: AET
ISIN: US00817Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of December 3, 2017, as
it may be amended from time to time, among
CVS Health Corporation, Hudson Merger Sub
Corp. and Aetna Inc. (the "merger
agreement").
2. To approve the adjournment from time to Mgmt For For
time of the Special Meeting of Shareholders
of Aetna Inc. if necessary to solicit
additional proxies if there are not
sufficient votes to approve and adopt the
merger agreement at the time of the Special
Meeting of Shareholders of Aetna Inc. or
any adjournment or postponement thereof.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that will or may be
paid or provided by Aetna Inc. to its named
executive officers in connection with the
merger of Hudson Merger Sub Corp. with and
into Aetna Inc.
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AETNA INC. Agenda Number: 934766924
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fernando Aguirre Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Frank M. Clark Mgmt For For
1d. Election of Director: Molly J. Coye, M.D. Mgmt For For
1e. Election of Director: Roger N. Farah Mgmt For For
1f. Election of Director: Jeffrey E. Garten Mgmt For For
1g. Election of Director: Ellen M. Hancock Mgmt For For
1h. Election of Director: Richard J. Harrington Mgmt For For
1i. Election of Director: Edward J. Ludwig Mgmt For For
1j. Election of Director: Olympia J. Snowe Mgmt For For
2. Company Proposal - Approval of the Mgmt For For
Appointment of the Independent Registered
Public Accounting Firm for 2018
3. Company Proposal - Approval of the Mgmt For For
Company's Executive Compensation on a
Non-Binding Advisory Basis
4A. Shareholder Proposal - Annual Report on Shr Against For
Direct and Indirect Lobbying
4B. Shareholder Proposal - Special Shareholder Shr Against For
Meeting Vote Threshold
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AFFILIATED MANAGERS GROUP, INC. Agenda Number: 934804267
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Security: 008252108
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel T. Byrne Mgmt For For
1b. Election of Director: Dwight D. Churchill Mgmt For For
1c. Election of Director: Glenn Earle Mgmt For For
1d. Election of Director: Niall Ferguson Mgmt For For
1e. Election of Director: Sean M. Healey Mgmt For For
1f. Election of Director: Tracy P. Palandjian Mgmt For For
1g. Election of Director: Patrick T. Ryan Mgmt For For
1h. Election of Director: Karen L. Yerburgh Mgmt For For
1i. Election of Director: Jide J. Zeitlin Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year.
4. To elect Nathaniel Dalton as an additional Mgmt For For
director of the Company to serve until the
2019 Annual Meeting of Stockholders and
until his successor is duly elected and
qualified.
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AGILENT TECHNOLOGIES, INC. Agenda Number: 934726007
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 21-Mar-2018
Ticker: A
ISIN: US00846U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Koh Boon Hwee Mgmt For For
1.2 Election of Director: Michael R. McMullen Mgmt For For
1.3 Election of Director: Daniel K. Podolsky, Mgmt For For
M.D.
2. To approve the amendment and restatement of Mgmt For For
our 2009 Stock Plan.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Agilent's independent registered public
accounting firm.
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ALEXION PHARMACEUTICALS, INC. Agenda Number: 934758713
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt For For
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Ratification of appointment by the Board of Mgmt For For
Directors of PricewaterhouseCoopers LLP as
the Company's independent registered public
accounting firm.
3. Approval of a non-binding advisory vote of Mgmt For For
the 2017 compensation paid to Alexion's
named executive officers.
4. To request the Board to require an Shr Against For
independent Chairman.
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ALLERGAN PLC Agenda Number: 934748407
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Security: G0177J108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: AGN
ISIN: IE00BY9D5467
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nesli Basgoz, M.D. Mgmt For For
1b. Election of Director: Paul M. Bisaro Mgmt For For
1c. Election of Director: Joseph H. Boccuzi Mgmt For For
1d. Election of Director: Christopher W. Bodine Mgmt For For
1e. Election of Director: Adriane M. Brown Mgmt For For
1f. Election of Director: Christopher J. Mgmt For For
Coughlin
1g. Election of Director: Carol Anthony (John) Mgmt For For
Davidson
1h. Election of Director: Catherine M. Klema Mgmt For For
1i. Election of Director: Peter J. McDonnell, Mgmt For For
M.D.
1j. Election of Director: Patrick J. O'Sullivan Mgmt For For
1k. Election of Director: Brenton L. Saunders Mgmt For For
1l. Election of Director: Fred G. Weiss Mgmt For For
2. To approve, in a non-binding vote, Named Mgmt For For
Executive Officer compensation.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
the fiscal year ending December 31, 2018
and to authorize, in a binding vote, the
Board of Directors, acting through its
Audit and Compliance Committee, to
determine PricewaterhouseCoopers LLP's
remuneration.
4. To renew the authority of the directors of Mgmt For For
the Company (the "Directors") to issue
shares.
5A. To renew the authority of the Directors to Mgmt For For
issue shares for cash without first
offering shares to existing shareholders.
5B. To authorize the Directors to allot new Mgmt For For
shares up to an additional 5% for cash in
connection with an acquisition or other
capital investment.
6. To consider a shareholder proposal Shr Against For
requiring an independent Board Chairman, if
properly presented at the meeting.
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ALPHABET INC. Agenda Number: 934803188
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Eric E. Schmidt Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Diane B. Greene Mgmt For For
John L. Hennessy Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. The approval of amendments to Alphabet's Mgmt For For
2012 Stock Plan to increase the share
reserve by 11,500,000 shares of Class C
capital stock and to prohibit the repricing
of stock options granted under the 2012
Stock Plan without stockholder approval.
4. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding a lobbying Shr Against For
report, if properly presented at the
meeting.
6. A stockholder proposal regarding a report Shr Against For
on gender pay, if properly presented at the
meeting.
7. A stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
8. A stockholder proposal regarding a Shr Against For
sustainability metrics report, if properly
presented at the meeting.
9. A stockholder proposal regarding board Shr Against For
diversity and qualifications, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on content governance, if properly
presented at the meeting.
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ALTRIA GROUP, INC. Agenda Number: 934763473
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Howard A. Willard III Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Shareholder Proposal - Reducing and Shr Against For
Disclosing Nicotine Levels in Cigarette
Brands
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr Against For
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr Against For
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
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AMERICAN EXPRESS COMPANY Agenda Number: 934753256
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charlene Barshefsky Mgmt For For
1b. Election of Director: John J. Brennan Mgmt For For
1c. Election of Director: Peter Chernin Mgmt For For
1d. Election of Director: Ralph de la Vega Mgmt For For
1e. Election of Director: Anne L. Lauvergeon Mgmt For For
1f. Election of Director: Michael O. Leavitt Mgmt For For
1g. Election of Director: Theodore J. Leonsis Mgmt For For
1h. Election of Director: Richard C. Levin Mgmt For For
1i. Election of Director: Samuel J. Palmisano Mgmt For For
1j. Election of Director: Stephen J. Squeri Mgmt For For
1k. Election of Director: Daniel L. Vasella Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Christopher D. Young Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2018.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr Against For
written consent.
5. Shareholder proposal relating to Shr Against For
independent board chairman.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934756214
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. DON CORNWELL Mgmt For For
1b. Election of Director: BRIAN DUPERREAULT Mgmt For For
1c. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1d. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1e. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1f. Election of Director: HENRY S. MILLER Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: SUZANNE NORA JOHNSON Mgmt For For
1i. Election of Director: RONALD A. RITTENMEYER Mgmt For For
1j. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1k. Election of Director: THERESA M. STONE Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2018.
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AMERICAN TOWER CORPORATION Agenda Number: 934771800
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gustavo Lara Cantu Mgmt For For
1b. Election of Director: Raymond P. Dolan Mgmt For For
1c. Election of Director: Robert D. Hormats Mgmt For For
1d. Election of Director: Grace D. Lieblein Mgmt For For
1e. Election of Director: Craig Macnab Mgmt For For
1f. Election of Director: JoAnn A. Reed Mgmt For For
1g. Election of Director: Pamela D.A. Reeve Mgmt For For
1h. Election of Director: David E. Sharbutt Mgmt For For
1i. Election of Director: James D. Taiclet, Jr. Mgmt For For
1j. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2018.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
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AMGEN INC. Agenda Number: 934775101
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dr. Wanda M. Austin Mgmt For For
1b. Election of Director: Mr. Robert A. Bradway Mgmt For For
1c. Election of Director: Dr. Brian J. Druker Mgmt For For
1d. Election of Director: Mr. Robert A. Eckert Mgmt For For
1e. Election of Director: Mr. Greg C. Garland Mgmt For For
1f. Election of Director: Mr. Fred Hassan Mgmt For For
1g. Election of Director: Dr. Rebecca M. Mgmt For For
Henderson
1h. Election of Director: Mr. Frank C. Mgmt For For
Herringer
1i. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1j. Election of Director: Dr. Tyler Jacks Mgmt For For
1k. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1l. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1m. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2018.
4. Stockholder proposal for an annual report Shr Against For
on the extent to which risks related to
public concern over drug pricing strategies
are integrated into our executive incentive
compensation.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934722302
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 08-Mar-2018
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Scott A. McGregor Mgmt For For
1J. Election of Director: Dennis D. Powell Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2017.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for fiscal year 2018.
4. Shareholder proposal to provide for right Shr Against For
to act by written consent.
5 Shareholder proposal for annual disclosure Shr Against For
of EEO-1 data.
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 934736224
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Kevin P. Clark Mgmt For For
2. Election of Director: Nancy E. Cooper Mgmt For For
3. Election of Director: Frank J. Dellaquila Mgmt For For
4. Election of Director: Nicholas M. Donofrio Mgmt For For
5. Election of Director: Mark P. Frissora Mgmt For For
6. Election of Director: Rajiv L. Gupta Mgmt For For
7. Election of Director: Sean O. Mahoney Mgmt For For
8. Election of Director: Colin J. Parris Mgmt For For
9. Election of Director: Ana G. Pinczuk Mgmt For For
10. Election of Director: Thomas W. Sidlik Mgmt For For
11. Election of Director: Lawrence A. Zimmerman Mgmt For For
12. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
13. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
14. Say-When-on-Pay - To determine, by advisory Mgmt 1 Year For
vote, the frequency of shareholder votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934736236
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Joyce M. Roche Mgmt For For
1J. Election of Director: Matthew K. Rose Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Laura D'Andrea Tyson Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approve Stock Purchase and Deferral Plan. Mgmt For For
5. Approve 2018 Incentive Plan. Mgmt For For
6. Prepare lobbying report. Shr Against For
7. Modify proxy access requirements. Shr Against For
8. Independent Chair. Shr Against For
9. Reduce vote required for written consent. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2018
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 934754474
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1b. Election of Director: Thomas F. Chen Mgmt For For
1c. Election of Director: John D. Forsyth Mgmt For For
1d. Election of Director: James R. Gavin III Mgmt For For
1e. Election of Director: Peter S. Hellman Mgmt For For
1f. Election of Director: Munib Islam Mgmt For For
1g. Election of Director: Michael F. Mahoney Mgmt For For
1h. Election of Director: Stephen N. Oesterle Mgmt For For
1i. Election of Director: Carole J. Shapazian Mgmt For For
1j. Election of Director: Cathy R. Smith Mgmt For For
1k. Election of Director: Thomas T. Stallkamp Mgmt For For
1l. Election of Director: Albert P.L. Stroucken Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
5. Stockholder Proposal- Right to Act by Shr Against For
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 934736109
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jennifer S. Banner Mgmt For For
1B. Election of Director: K. David Boyer, Jr. Mgmt For For
1C. Election of Director: Anna R. Cablik Mgmt For For
1D. Election of Director: I. Patricia Henry Mgmt For For
1E. Election of Director: Eric C. Kendrick Mgmt For For
1F. Election of Director: Kelly S. King Mgmt For For
1G. Election of Director: Louis B. Lynn, Ph.D. Mgmt For For
1H. Election of Director: Charles A. Patton Mgmt For For
1I. Election of Director: Nido R. Qubein Mgmt For For
1J. Election of Director: William J. Reuter Mgmt For For
1K. Election of Director: Tollie W. Rich, Jr. Mgmt For For
1L. Election of Director: Christine Sears Mgmt For For
1M. Election of Director: Thomas E. Skains Mgmt For For
1N. Election of Director: Thomas N. Thompson Mgmt For For
2. Ratification of the appointment of BB&T's Mgmt For For
independent registered public accounting
firm for 2018.
3. An advisory vote to approve BB&T's Mgmt For For
executive compensation program.
4. Approval of an amendment to BB&T's bylaws Mgmt For For
eliminating supermajority voting
provisions.
5. A shareholder proposal to decrease the Shr Against For
percentage ownership required to call a
special shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 934800687
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Jeffrey E. Epstein Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Craig W. Rydin Mgmt For For
Lynn M. Vojvodich Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. Advisory Vote to Approve 2017 Executive Mgmt For For
Compensation.
4. Vote to Approve Amendments to the Company's Mgmt For For
1999 Omnibus Plan.
5. Stockholder Proposal requesting that the Shr Against For
Company adopt a policy that the Chairperson
of the Board must be an independent
director.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934785455
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 21-May-2018
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To re-elect Mr R W Dudley as a director. Mgmt For For
4. To re-elect Mr B Gilvary as a director. Mgmt For For
5. To re-elect Mr N S Andersen as a director. Mgmt For For
6. To re-elect Mr A Boeckmann as a director. Mgmt For For
7. To re-elect Admiral F L Bowman as a Mgmt For For
director.
8. To elect Dame Alison Carnwath as a Mgmt For For
director.
9. To re-elect Mr I E L Davis as a director. Mgmt For For
10. To re-elect Professor Dame Ann Dowling as a Mgmt For For
director.
11. To re-elect Mrs M B Meyer as a director. Mgmt For For
12. To re-elect Mr B R Nelson as a director. Mgmt For For
13. To re-elect Mrs P R Reynolds as a director. Mgmt For For
14. To re-elect Sir John Sawers as a director. Mgmt For For
15. To re-elect Mr C-H Svanberg as a director. Mgmt For For
16. To appoint Deloitte LLP as auditors and to Mgmt For For
authorize the directors to fix their
remuneration.
17. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
18. To give limited authority to allot shares Mgmt For For
up to a specified amount.
19. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
20. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
21. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
22. Special resolution: to adopt new Articles Mgmt For For
of Association.
23. To approve the renewal of the Scrip Mgmt For For
Dividend Programme.
24. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. J. Arduini Mgmt For For
1B. Election of Director: J. Baselga, M.D., Mgmt For For
Ph.D.
1C. Election of Director: R. J. Bertolini Mgmt For For
1D. Election of Director: G. Caforio, M.D. Mgmt For For
1E. Election of Director: M. W. Emmens Mgmt For For
1F. Election of Director: M. Grobstein Mgmt For For
1G. Election of Director: A. J. Lacy Mgmt For For
1H. Election of Director: D. C. Paliwal Mgmt For For
1I. Election of Director: T. R. Samuels Mgmt For For
1J. Election of Director: G. L. Storch Mgmt For For
1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For
1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm
4. Shareholder Proposal on Annual Report Shr Against For
Disclosing How Risks Related to Public
Concern Over Drug Pricing Strategies are
Incorporated into Incentive Compensation
Plans
5. Shareholder Proposal to Lower the Share Shr Against For
Ownership Threshold to Call Special
Shareholder Meetings
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934741148
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Special
Meeting Date: 23-Mar-2018
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme of arrangement under Mgmt For For
Singapore law among Broadcom, the
shareholders of Broadcom and Broadcom
Limited, a Delaware corporation, subject to
approval of the High Court of the Republic
of Singapore, as set forth in Broadcom's
notice of, and proxy statement relating to,
its Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934729370
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 04-Apr-2018
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Mr. James V. Diller Mgmt For For
1C. Election of Director: Ms. Gayla J. Delly Mgmt For For
1D. Election of Director: Mr. Lewis C. Mgmt For For
Eggebrecht
1E. Election of Director: Mr. Kenneth Y. Hao Mgmt For For
1F. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Mr. Donald Macleod Mgmt For For
1I. Election of Director: Mr. Peter J. Marks Mgmt For For
1J. Election of Director: Dr. Henry Samueli Mgmt For For
2. To approve the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm and independent Singapore auditor for
the fiscal year ending November 4, 2018 and
to authorize the Audit Committee to fix its
remuneration, as set forth in Broadcom's
notice of, and proxy statement relating to,
its 2018 Annual General Meeting.
3. To approve the general authorization for Mgmt For For
the directors of Broadcom to allot and
issue shares in its capital, as set forth
in Broadcom's notice of, and proxy
statement relating to, its 2018 Annual
General Meeting.
4. NON-BINDING, ADVISORY VOTE To approve the Mgmt For For
compensation of Broadcom's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and in the
compensation tables and accompanying
narrative disclosure under "Executive
Compensation" in Broadcom's proxy statement
relating to its 2018 Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934744396
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Lewis Hay, III Mgmt For For
1E. Election of Director: Benjamin P. Mgmt For For
Jenkins,III
1F. Election of Director: Peter Thomas Killalea Mgmt For For
1G. Election of Director: Pierre E. Leroy Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as independent auditors of Capital One
for 2018.
3. Advisory approval of Capital One's 2017 Mgmt For For
Named Executive Officer compensation.
4. Ratification of 25% ownership threshold for Mgmt For For
stockholders to request a special meeting
of stockholders.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934730575
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To elect Jason Glen Cahilly as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
7. To re-elect Debra Kelly-Ennis as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
8. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
9. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
11. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
12. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
13. To approve the Carnival plc Directors' Mgmt For For
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
14. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered certified public
accounting firm of Carnival Corporation.
15. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
16. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2017 (in
accordance with legal requirements
applicable to UK companies).
17. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
18. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934810715
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt For For
1g. Election of Director: Debra L. Reed Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt For For
registered public accounting firm for 2018.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Decrease percent of Shr Against For
ownership required to call special
shareholder meeting.
5. Shareholder Proposal - Amend the Company's Shr Against For
compensation clawback policy.
6. Shareholder Proposal - Require human rights Shr Against For
qualifications for director nominees.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934805637
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Alles Mgmt For For
R W Barker, D.Phil, OBE Mgmt For For
Hans E. Bishop Mgmt For For
Michael W. Bonney Mgmt For For
Michael D. Casey Mgmt For For
Carrie S. Cox Mgmt For For
Michael A. Friedman, MD Mgmt For For
Julia A. Haller, M.D. Mgmt For For
P. A. Hemingway Hall Mgmt For For
James J. Loughlin Mgmt For For
Ernest Mario, Ph.D. Mgmt For For
John H. Weiland Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation of the Company's named
executive officers.
4. Advisory vote on stockholder proposal to Shr Against For
request the Company's Board of Directors to
amend the Company's proxy access by-law
provision to eliminate the limit on the
number of stockholders that can aggregate
their shares to achieve the holding
requirement for nomination of directors,
described in more detail in the proxy
statement.
5. Advisory vote on stockholder proposal to Shr Against For
request the Company's Board of Directors to
adopt a policy and amend the Company's
governing documents to require that the
Chairman of the Board be an independent
member, described in more detail in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934787308
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W.M. Austin Mgmt For For
1b. Election of Director: J.B. Frank Mgmt For For
1c. Election of Director: A.P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C.W. Moorman IV Mgmt For For
1f. Election of Director: D.F. Moyo Mgmt For For
1g. Election of Director: R.D. Sugar Mgmt For For
1h. Election of Director: I.G. Thulin Mgmt For For
1i. Election of Director: D.J. Umpleby III Mgmt For For
1j. Election of Director: M.K. Wirth Mgmt For For
2. Ratification of Appointment of PWC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr Against For
5. Report on Feasibility of Policy on Not Shr Against For
Doing Business With Conflict Complicit
Governments
6. Report on Transition to a Low Carbon Shr Against For
Business Model
7. Report on Methane Emissions Shr Against For
8. Adopt Policy on Independent Chairman Shr Against For
9. Recommend Independent Director with Shr Against For
Environmental Expertise
10. Set Special Meetings Threshold at 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 934772648
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2017
2a Allocation of disposable profit Mgmt For For
2b Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3 Discharge of the Board of Directors Mgmt For For
4a Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4b Election of Auditor: Ratification of Mgmt For For
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4c Election of Auditor: Election of BDO AG Mgmt For For
(Zurich) as special audit firm
5a Election of Director: Evan G. Greenberg Mgmt For For
5b Election of Director: Robert M. Hernandez Mgmt For For
5c Election of Director: Michael G. Atieh Mgmt For For
5d Election of Director: Sheila P. Burke Mgmt For For
5e Election of Director: James I. Cash Mgmt For For
5f Election of Director: Mary Cirillo Mgmt For For
5g Election of Director: Michael P. Connors Mgmt For For
5h Election of Director: John A. Edwardson Mgmt For For
5i Election of Director: Kimberly A. Ross Mgmt For For
5j Election of Director: Robert W. Scully Mgmt For For
5k Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5l Election of Director: Theodore E. Shasta Mgmt For For
5m Election of Director: David H. Sidwell Mgmt For For
5n Election of Director: Olivier Steimer Mgmt For For
5o Election of Director: James M. Zimmerman Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors
7a Election of the Compensation Committee of Mgmt For For
the Board of Directors: Michael P. Connors
7b Election of the Compensation Committee of Mgmt For For
the Board of Directors: Mary Cirillo
7c Election of the Compensation Committee of Mgmt For For
the Board of Directors: Robert M. Hernandez
7d Election of the Compensation Committee of Mgmt For For
the Board of Directors: James M. Zimmerman
8 Election of Homburger AG as independent Mgmt For For
proxy
9 Amendment to the Articles of Association Mgmt For For
relating to authorized share capital for
general purposes
10a Compensation of the Board of Directors Mgmt For For
until the next annual general meeting
10b Compensation of Executive Management for Mgmt For For
the next calendar year
11 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements
A If a new agenda item or a new proposal for Mgmt For For
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934694147
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 11-Dec-2017
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1F. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1G. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
5. RECOMMENDATION, ON AN ADVISORY BASIS, ON Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2018.
7. APPROVAL TO REQUEST AN ANNUAL REPORT Shr Against For
RELATING TO CISCO'S LOBBYING POLICIES,
PROCEDURES AND ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934740401
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: John C. Dugan Mgmt For For
1d. Election of Director: Duncan P. Hennes Mgmt For For
1e. Election of Director: Peter B. Henry Mgmt For For
1f. Election of Director: Franz B. Humer Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Renee J. James Mgmt For For
1i. Election of Director: Eugene M. McQuade Mgmt For For
1j. Election of Director: Michael E. O'Neill Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Anthony M. Santomero Mgmt For For
1m. Election of Director: Diana L. Taylor Mgmt For For
1n. Election of Director: James S. Turley Mgmt For For
1o. Election of Director: Deborah C. Wright Mgmt For For
1p. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2018.
3. Advisory vote to approve Citi's 2017 Mgmt For For
executive compensation.
4. Approval of an amendment to the Citigroup Mgmt For For
2014 Stock Incentive Plan authorizing
additional shares.
5. Stockholder proposal requesting a Human and Shr Against For
Indigenous Peoples' Rights Policy.
6. Stockholder proposal requesting that our Shr Against For
Board take the steps necessary to adopt
cumulative voting.
7. Stockholder proposal requesting a report on Shr Against For
lobbying and grassroots lobbying
contributions.
8. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access bylaw
provisions pertaining to the aggregation
limit and the number of candidates.
9. Stockholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
10. Stockholder proposal requesting that the Shr Against For
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934808265
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Advisory vote on executive compensation Mgmt For For
4. To provide a lobbying report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934756668
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles E. Bunch Mgmt For For
1b. Election of Director: Caroline Maury Devine Mgmt For For
1c. Election of Director: John V. Faraci Mgmt For For
1d. Election of Director: Jody Freeman Mgmt For For
1e. Election of Director: Gay Huey Evans Mgmt For For
1f. Election of Director: Ryan M. Lance Mgmt For For
1g. Election of Director: Sharmila Mulligan Mgmt For For
1h. Election of Director: Arjun N. Murti Mgmt For For
1i. Election of Director: Robert A. Niblock Mgmt For For
1j. Election of Director: Harald J. Norvik Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2018.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Policy to use GAAP Financial Metrics for Shr Against For
Purposes of Determining Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 934711448
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 30-Jan-2018
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH D. DENMAN Mgmt For For
W. CRAIG JELINEK Mgmt For For
JEFFREY S. RAIKES Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr Against For
MAJORITY VOTE.
5. SHAREHOLDER PROPOSAL REGARDING PRISON Shr Against For
LABOR.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934770810
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: P. Robert Bartolo Mgmt For For
1b. Election of Director: Jay A. Brown Mgmt For For
1c. Election of Director: Cindy Christy Mgmt For For
1d. Election of Director: Ari Q. Fitzgerald Mgmt For For
1e. Election of Director: Robert E. Garrison II Mgmt For For
1f. Election of Director: Andrea J. Goldsmith Mgmt For For
1g. Election of Director: Lee W. Hogan Mgmt For For
1h. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1i. Election of Director: J. Landis Martin Mgmt For For
1j. Election of Director: Robert F. McKenzie Mgmt For For
1k. Election of Director: Anthony J. Melone Mgmt For For
1l. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2018.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 934767356
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donna M. Alvarado Mgmt For For
1b. Election of Director: John B. Breaux Mgmt For For
1c. Election of Director: Pamela L. Carter Mgmt For For
1d. Election of Director: James M. Foote Mgmt For For
1e. Election of Director: Steven T. Halverson Mgmt For For
1f. Election of Director: Paul C. Hilal Mgmt For For
1g. Election of Director: Edward J. Kelly, III Mgmt For For
1h. Election of Director: John D. McPherson Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Dennis H. Reilley Mgmt For For
1k. Election of Director: Linda H. Riefler Mgmt For For
1l. Election of Director: J. Steven Whisler Mgmt For For
1m. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2018.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
4. The approval of the 2018 CSX Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934806653
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Arnold S. Barron Mgmt For For
1b. Election of Director: Gregory M. Bridgeford Mgmt For For
1c. Election of Director: Mary Anne Citrino Mgmt For For
1d. Election of Director: Conrad M. Hall Mgmt For For
1e. Election of Director: Lemuel E. Lewis Mgmt For For
1f. Election of Director: Jeffrey G. Naylor Mgmt For For
1g. Election of Director: Gary M. Philbin Mgmt For For
1h. Election of Director: Bob Sasser Mgmt For For
1i. Election of Director: Thomas A. Saunders Mgmt For For
III
1j. Election of Director: Stephanie P. Stahl Mgmt For For
1k. Election of Director: Thomas E. Whiddon Mgmt For For
1l. Election of Director: Carl P. Zeithaml Mgmt For For
2. To Approve, on an Advisory Basis, the Mgmt For For
Compensation of the Company's Named
Executive Officers
3. To Ratify the Selection of KPMG LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 934741655
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lamberto Andreotti Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Edward D. Breen Mgmt For For
1d. Election of Director: Robert A. Brown Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Jeff M. Fettig Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Lois D. Juliber Mgmt For For
1i. Election of Director: Andrew N. Liveris Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Paul Polman Mgmt For For
1l. Election of Director: Dennis H. Reilley Mgmt For For
1m. Election of Director: James M. Ringler Mgmt For For
1n. Election of Director: Ruth G. Shaw Mgmt For For
1o. Election of Director: Lee M. Thomas Mgmt For For
1p. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
5. Elimination of Supermajority Voting Shr Against For
Thresholds
6. Preparation of an Executive Compensation Shr Against For
Report
7. Preparation of a Report on Sustainability Shr Against For
Metrics in Performance-based Pay
8. Preparation of a Report on Investment in Shr Against For
India
9. Modification of Threshold for Calling Shr Against For
Special Stockholder Meetings
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 934751149
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard J. Carbone Mgmt For For
1b. Election of Director: James P. Healy Mgmt For For
1c. Election of Director: Kevin T. Kabat Mgmt For For
1d. Election of Director: Frederick W. Kanner Mgmt For For
1e. Election of Director: James Lam Mgmt For For
1f. Election of Director: Rodger A. Lawson Mgmt For For
1g. Election of Director: Shelley B. Leibowitz Mgmt For For
1h. Election of Director: Karl A. Roessner Mgmt For For
1i. Election of Director: Rebecca Saeger Mgmt For For
1j. Election of Director: Joseph L. Sclafani Mgmt For For
1k. Election of Director: Gary H. Stern Mgmt For For
1l. Election of Director: Donna L. Weaver Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Executive Officers (the "Say-on-Pay Vote").
3. To approve the Company's 2018 Employee Mgmt For For
Stock Purchase Plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2018
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 934739080
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig Arnold Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Michael J. Critelli Mgmt For For
1e. Election of Director: Richard H. Fearon Mgmt For For
1f. Election of Director: Charles E. Golden Mgmt For For
1g. Election of Director: Arthur E. Johnson Mgmt For For
1h. Election of Director: Deborah L. McCoy Mgmt For For
1i. Election of Director: Gregory R. Page Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Gerald B. Smith Mgmt For For
1l. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
LLP as independent auditor for 2018 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 934766594
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Michael A. Mussallem Mgmt For For
1b. ELECTION OF DIRECTOR: Kieran T. Gallahue Mgmt For For
1c. ELECTION OF DIRECTOR: Leslie S. Heisz Mgmt For For
1d. ELECTION OF DIRECTOR: William J. Link, Mgmt For For
Ph.D.
1e. ELECTION OF DIRECTOR: Steven R. Loranger Mgmt For For
1f. ELECTION OF DIRECTOR: Martha H. Marsh Mgmt For For
1g. ELECTION OF DIRECTOR: Wesley W. von Schack Mgmt For For
1h. ELECTION OF DIRECTOR: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934749853
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Baicker Mgmt For For
1b. Election of Director: J. E. Fyrwald Mgmt For For
1c. Election of Director: J. Jackson Mgmt For For
1d. Election of Director: E. R. Marram Mgmt For For
1e. Election of Director: J. P. Tai Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
principal independent auditor for 2018.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Approve the Amended and Restated 2002 Lilly Mgmt For For
Stock Plan.
7. Shareholder proposal seeking support for Shr Against For
the descheduling of cannabis.
8. Shareholder proposal requesting report Shr Against For
regarding direct and indirect political
contributions.
9. Shareholder proposal requesting report on Shr Against For
policies and practices regarding contract
animal laboratories.
10. Shareholder proposal requesting report on Shr Against For
extent to which risks related to public
concern over drug pricing strategies are
integrated into incentive compensation
arrangements.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934736678
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet F. Clark Mgmt For For
1b. Election of Director: Charles R. Crisp Mgmt For For
1c. Election of Director: Robert P. Daniels Mgmt For For
1d. Election of Director: James C. Day Mgmt For For
1e. Election of Director: C. Christopher Gaut Mgmt For For
1f. Election of Director: Donald F. Textor Mgmt For For
1g. Election of Director: William R. Thomas Mgmt For For
1h. Election of Director: Frank G. Wisner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP, as auditors for the year ending
December 31, 2018.
3. To approve an amendment and restatement of Mgmt For For
the EOG Resources, Inc. Employee Stock
Purchase Plan to (i) increase the number of
shares of Common Stock available for
purchase under the plan, (ii) extend the
term of the plan and (iii) effect certain
other changes.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 934743077
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anthony K. Anderson Mgmt For For
1b. Election of Director: Ann C. Berzin Mgmt For For
1c. Election of Director: Christopher M. Crane Mgmt For For
1d. Election of Director: Yves C. de Balmann Mgmt For For
1e. Election of Director: Nicholas DeBenedictis Mgmt For For
1f. Election of Director: Linda P. Jojo Mgmt For For
1g. Election of Director: Paul L. Joskow Mgmt For For
1h. Election of Director: Robert J. Lawless Mgmt For For
1i. Election of Director: Richard W. Mies Mgmt For For
1j. Election of Director: John W. Rogers, Jr. Mgmt For For
1k. Election of Director: Mayo A. Shattuck III Mgmt For For
1l. Election of Director: Stephen D. Steinour Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2018.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934785784
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
25)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 26)
4. Independent Chairman (page 54) Shr Against For
5. Special Shareholder Meetings (page 55) Shr Against For
6. Board Diversity Matrix (page 56) Shr Against For
7. Report on Lobbying (page 58) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934793034
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc L. Andreessen Mgmt For For
Erskine B. Bowles Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Reed Hastings Mgmt For For
Jan Koum Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. A stockholder proposal regarding change in Shr Against For
stockholder voting.
4. A stockholder proposal regarding a risk Shr Against For
oversight committee.
5. A stockholder proposal regarding simple Shr Against For
majority vote.
6. A stockholder proposal regarding a content Shr Against For
governance report.
7. A stockholder proposal regarding median pay Shr Against For
by gender.
8. A stockholder proposal regarding tax Shr Against For
principles.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 934774490
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ellen R. Alemany Mgmt For For
1b. Election of Director: Keith W. Hughes Mgmt For For
1c. Election of Director: David K. Hunt Mgmt For For
1d. Election of Director: Stephan A. James Mgmt For For
1e. Election of Director: Leslie M. Muma Mgmt For For
1f. Election of Director: Gary A. Norcross Mgmt For For
1g. Election of Director: Louise M. Parent Mgmt For For
1h. Election of Director: James B. Stallings, Mgmt For For
Jr.
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2018.
4. To approve the amendment and restatement of Mgmt For For
the 2008 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934753028
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen G. Butler Mgmt For For
1b. Election of Director: Kimberly A. Casiano Mgmt For For
1c. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1d. Election of Director: Edsel B. Ford II Mgmt For For
1e. Election of Director: William Clay Ford, Mgmt For For
Jr.
1f. Election of Director: James P. Hackett Mgmt For For
1g. Election of Director: William W. Helman IV Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: John C. Lechleiter Mgmt For For
1j. Election of Director: Ellen R. Marram Mgmt For For
1k. Election of Director: John L. Thornton Mgmt For For
1l. Election of Director: John B. Veihmeyer Mgmt For For
1m. Election of Director: Lynn M. Vojvodich Mgmt For For
1n. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Approval of the 2018 Long-Term Incentive Mgmt For For
Plan.
5. Relating to Consideration of a Mgmt Against For
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
6. Relating to Disclosure of the Company's Shr Against For
Lobbying Activities and Expenditures.
7. Relating to Report on CAFE Standards. Shr Against For
8. Relating to Disclosure of the Company's Shr Against For
Political Activities and Expenditures.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934737707
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Election of Director: Sebastien M. Bazin Mgmt For For
A2 Election of Director: W. Geoffrey Beattie Mgmt For For
A3 Election of Director: John J. Brennan Mgmt For For
A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For
A5 Election of Director: Francisco D'Souza Mgmt For For
A6 Election of Director: John L. Flannery Mgmt For For
A7 Election of Director: Edward P. Garden Mgmt For For
A8 Election of Director: Thomas W. Horton Mgmt For For
A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For
A10 Election of Director: James J. Mulva Mgmt For For
A11 Election of Director: Leslie F. Seidman Mgmt For For
A12 Election of Director: James S. Tisch Mgmt For For
B1 Advisory Approval of Our Named Executives' Mgmt For For
Compensation
B2 Approval of the GE International Employee Mgmt For For
Stock Purchase Plan
B3 Ratification of KPMG as Independent Auditor Mgmt For For
for 2018
C1 Require the Chairman of the Board to be Shr Against For
Independent
C2 Adopt Cumulative Voting for Director Shr Against For
Elections
C3 Deduct Impact of Stock Buybacks from Shr Against For
Executive Pay
C4 Issue Report on Political Lobbying and Shr Against For
Contributions
C5 Issue Report on Stock Buybacks Shr Against For
C6 Permit Shareholder Action by Written Shr Against For
Consent
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934798577
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Linda R. Gooden Mgmt For For
1c. Election of Director: Joseph Jimenez Mgmt For For
1d. Election of Director: Jane L. Mendillo Mgmt For For
1e. Election of Director: Michael G. Mullen Mgmt For For
1f. Election of Director: James J. Mulva Mgmt For For
1g. Election of Director: Patricia F. Russo Mgmt For For
1h. Election of Director: Thomas M. Schoewe Mgmt For For
1i. Election of Director: Theodore M. Solso Mgmt For For
1j. Election of Director: Carol M. Stephenson Mgmt For For
1k. Election of Director: Devin N. Wenig Mgmt For For
2. Approval of, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as GM's Independent Registered
Public Accounting Firm for 2018
4. Shareholder Proposal Regarding Independent Shr Against For
Board Chairman
5. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent
6. Shareholder Proposal Regarding Report on Shr Against For
Greenhouse Gas Emissions and CAFE Standards
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934760871
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: Alan M. Bennett Mgmt For For
1d. Election of Director: James R. Boyd Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Nance K. Dicciani Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Jose C. Grubisich Mgmt For For
1i. Election of Director: David J. Lesar Mgmt For For
1j. Election of Director: Robert A. Malone Mgmt For For
1k. Election of Director: Jeffrey A. Miller Mgmt For For
1l. Election of Director: Debra L. Reed Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934735804
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: Jaime Chico Pardo Mgmt For For
1F. Election of Director: D. Scott Davis Mgmt For For
1G. Election of Director: Linnet F. Deily Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: George Paz Mgmt For For
1L. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Reduce Ownership Threshold Required to Call Mgmt For For
a Special Meeting of Shareowners.
5. Independent Board Chairman. Shr Against For
6. Report on Lobbying Payments and Policy. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 934735107
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kurt J. Hilzinger Mgmt For For
1b. Election of Director: Frank J. Bisignano Mgmt For For
1c. Election of Director: Bruce D. Broussard Mgmt For For
1d. Election of Director: Frank A. D'Amelio Mgmt For For
1e. Election of Director: Karen B. DeSalvo, Mgmt For For
M.D.
1f. Election of Director: W. Roy Dunbar Mgmt For For
1g. Election of Director: David A. Jones, Jr. Mgmt For For
1h. Election of Director: William J. McDonald Mgmt For For
1i. Election of Director: William E. Mitchell Mgmt For For
1j. Election of Director: David B. Nash, M.D. Mgmt For For
1k. Election of Director: James J. O'Brien Mgmt For For
1l. Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. The approval of the compensation of the Mgmt For For
named executive officers as disclosed in
the 2018 proxy statement.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt For For
1i. Election of Director: Charles Prince Mgmt For For
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Shr Against For
Litigation and Compliance in Executive
Compensation Performance Measures
5. Shareholder Proposal - Amendment to Shr Against For
Shareholder Ability to Call Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934764463
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
1l. Election of Director: William C. Weldon Mgmt For For
2. Ratification of special meeting provisions Mgmt For For
in the Firm's By-Laws
3. Advisory resolution to approve executive Mgmt For For
compensation
4. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 15, 2018
5. Ratification of independent registered Mgmt For For
public accounting firm
6. Independent Board chairman Shr Against For
7. Vesting for government service Shr Against For
8. Proposal to report on investments tied to Shr Against For
genocide
9. Cumulative Voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934749980
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Charles P. Cooley Mgmt For For
1c. Election of Director: Gary M. Crosby Mgmt For For
1d. Election of Director: Alexander M. Cutler Mgmt For For
1e. Election of Director: H. James Dallas Mgmt For For
1f. Election of Director: Elizabeth R. Gile Mgmt For For
1g. Election of Director: Ruth Ann M. Gillis Mgmt For For
1h. Election of Director: William G. Gisel, Jr. Mgmt For For
1i. Election of Director: Carlton L. Highsmith Mgmt For For
1j. Election of Director: Richard J. Hipple Mgmt For For
1k. Election of Director: Kristen L. Manos Mgmt For For
1l. Election of Director: Beth E. Mooney Mgmt For For
1m. Election of Director: Demos Parneros Mgmt For For
1n. Election of Director: Barbara R. Snyder Mgmt For For
1o. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr Against For
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934682433
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 08-Nov-2017
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt Withheld Against
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
YOUNG BUM (YB) KOH Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
LIH SHYNG TSAI Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS OF LAM
RESEARCH, OR "SAY ON PAY."
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE STOCKHOLDER ADVISORY VOTES
ON OUR NAMED EXECUTIVE OFFICER
COMPENSATION, OR "SAY ON FREQUENCY."
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE ANNUAL MEETING, REGARDING ANNUAL
DISCLOSURE OF EEO-1 DATA.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934744221
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: Nolan D. Archibald Mgmt For For
1c. Election of Director: David B. Burritt Mgmt For For
1d. Election of Director: Bruce A. Carlson Mgmt For For
1e. Election of Director: James O. Ellis, Jr. Mgmt For For
1f. Election of Director: Thomas J. Falk Mgmt For For
1g. Election of Director: Ilene S. Gordon Mgmt For For
1h. Election of Director: Marillyn A. Hewson Mgmt For For
1i. Election of Director: Jeh C. Johnson Mgmt For For
1j. Election of Director: Joseph W. Ralston Mgmt For For
1k. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2018
3. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation Amended and Restated
Directors Equity Plan
4. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay)
5. Stockholder Proposal to Adopt Stockholder Shr Against For
Action By Written Consent
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934787245
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marshall O. Larsen Mgmt For For
James H. Morgan Mgmt For For
Robert A. Niblock Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2017.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2018.
4. Shareholder proposal to reduce the Shr Against For
threshold to call special shareholder
meetings to 10% of outstanding shares.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 934734686
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Croyle Mgmt For For
Stacy P. Methvin Mgmt For For
Barry R. Pearl Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Auditor
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 934740475
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Abdulaziz F. Mgmt For For
Alkhayyal
1b. Election of Class I Director: Donna A. Mgmt For For
James
1c. Election of Class I Director: James E. Rohr Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2018.
3. Aproval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
4. Recommendation, on an advisory basis, of Mgmt 1 Year For
the frequency of advisory votes on named
executive officer compensation.
5. Approval of amendments to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority voting
requirement applicable to bylaw amendments.
6. Approval of amendments to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority voting
requirements applicable to certificate
amendments and the removal of directors.
7. Shareholder proposal seeking alternative Shr Against For
shareholder right to call a special meeting
provision.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 934766532
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anthony K. Anderson Mgmt For For
1b. Election of Director: Oscar Fanjul Mgmt For For
1c. Election of Director: Daniel S. Glaser Mgmt For For
1d. Election of Director: H. Edward Hanway Mgmt For For
1e. Election of Director: Deborah C. Hopkins Mgmt For For
1f. Election of Director: Elaine La Roche Mgmt For For
1g. Election of Director: Steven A. Mills Mgmt For For
1h. Election of Director: Bruce P. Nolop Mgmt For For
1i. Election of Director: Marc D. Oken Mgmt For For
1j. Election of Director: Morton O. Schapiro Mgmt For For
1k. Election of Director: Lloyd M. Yates Mgmt For For
1l. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm
4. Approval of Additional Shares for Two Stock Mgmt For For
Purchase Plans
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 934814535
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt For For
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: Silvio Barzi Mgmt For For
1d. Election of director: David R. Carlucci Mgmt For For
1e. Election of director: Richard K. Davis Mgmt For For
1f. Election of director: Steven J. Freiberg Mgmt For For
1g. Election of director: Julius Genachowski Mgmt For For
1h. Election of director: Choon Phong Goh Mgmt For For
1i. Election of director: Merit E. Janow Mgmt For For
1j. Election of director: Nancy Karch Mgmt For For
1k. Election of director: Oki Matsumoto Mgmt For For
1l. Election of director: Rima Qureshi Mgmt For For
1m. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1n. Election of director: Jackson Tai Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2018
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 934776963
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd Dean Mgmt For For
1b. Election of Director: Stephen Easterbrook Mgmt For For
1c. Election of Director: Robert Eckert Mgmt For For
1d. Election of Director: Margaret Georgiadis Mgmt For For
1e. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1f. Election of Director: Jeanne Jackson Mgmt For For
1g. Election of Director: Richard Lenny Mgmt For For
1h. Election of Director: John Mulligan Mgmt For For
1i. Election of Director: Sheila Penrose Mgmt For For
1j. Election of Director: John Rogers, Jr. Mgmt For For
1k. Election of Director: Miles White Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2018.
4. Advisory vote on a shareholder proposal Shr Against For
requesting the ability for shareholders to
act by written consent, if properly
presented.
5. Advisory vote on a shareholder proposal Shr Against For
requesting a report on plastic straws, if
properly presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting a report on charitable
contributions, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934690959
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 08-Dec-2017
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For
2. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2018 AND AUTHORIZE THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO SET THE AUDITOR'S
REMUNERATION.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MEDTRONIC PLC AMENDED AND RESTATED 2013
STOCK AWARD AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934774262
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt For For
1f. Election of Director: Rochelle B. Lazarus Mgmt For For
1g. Election of Director: John H. Noseworthy Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Craig B. Thompson Mgmt For For
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Wendell P. Weeks Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder proposal concerning Shr Against For
shareholders' right to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934679602
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Special
Meeting Date: 19-Oct-2017
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMEND THE PREFERRED STOCK DIVIDEND PAYMENT Mgmt For For
TESTS IN THE COMPANY'S CERTIFICATE OF
INCORPORATION.
2. ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934799923
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl W. Grise Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1f. Election of Director: Steven A. Kandarian Mgmt For For
1g. Election of Director: Edward J. Kelly, III Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as Independent Auditor for 2018
3. Advisory Vote to Approve the Compensation Mgmt For For
Paid to the Company's Named Executive
Officers
4. Shareholder Proposal to Adopt a Policy that Shr Against For
the Chairman of the Board be an Independent
Director
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt For For
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934755313
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt For For
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt For For
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1m. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2018.
4. Report on Non-Recyclable Packaging. Shr Against For
5. Create a Committee to Prepare a Report Shr Against For
Regarding the Impact of Plant Closures on
Communities and Alternatives to Help
Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934776901
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Jami Miscik Mgmt For For
1h. Election of Director: Dennis M. Nally Mgmt For For
1i. Election of Director: Hutham S. Olayan Mgmt For For
1j. Election of Director: Ryosuke Tamakoshi Mgmt For For
1k. Election of Director: Perry M. Traquina Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal regarding a policy to Shr Against For
prohibit vesting of deferred equity awards
for senior executives who resign to enter
government service
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 934663774
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 21-Sep-2017
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
MICHELLE A. PELUSO Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION BY AN Mgmt For For
ADVISORY VOTE.
3. TO APPROVE THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION BY AN ADVISORY
VOTE.
4. TO APPROVE THE NIKE, INC. LONG-TERM Mgmt For For
INCENTIVE PLAN, AS AMENDED.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
6. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 934823976
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. Adoption of the Annual Accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend
9. Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the President
and CEO from liability
10. Resolution on the remuneration to the Mgmt For For
members of the Board of Directors
11. Resolution on the number of members of the Mgmt For For
Board of Directors
12. DIRECTOR
Sari Baldauf Mgmt For For
Bruce Brown Mgmt For For
Jeanette Horan Mgmt For For
Louis R. Hughes Mgmt For For
Edward Kozel Mgmt For For
Elizabeth Nelson Mgmt For For
Olivier Piou Mgmt For For
Risto Siilasmaa Mgmt For For
Carla Smits-Nusteling Mgmt For For
Kari Stadigh Mgmt For For
13. Resolution on the remuneration of the Mgmt For For
Auditor
14. Election of Auditor Mgmt For For
15. Authorization to the Board of Directors to Mgmt For For
resolve to repurchase the Company's own
shares
16. Authorization to the Board of Directors to Mgmt For For
resolve to issue shares and special rights
entitling to shares
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 934733913
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Walker Bynoe Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Dean M. Harrison Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Michael G. O'Grady Mgmt For For
1F. Election of Director: Jose Luis Prado Mgmt For For
1G. Election of Director: Thomas E. Richards Mgmt For For
1H. Election of Director: John W. Rowe Mgmt For For
1I. Election of Director: Martin P. Slark Mgmt For For
1J. Election of Director: David H. B. Smith, Mgmt For For
Jr.
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Charles A. Tribbett Mgmt For For
III
1M. Election of Director: Frederick H. Waddell Mgmt For For
2. Approval, by an advisory vote, of the 2017 Mgmt For For
compensation of the Corporation's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Corporation's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
4. Stockholder proposal regarding additional Shr Against For
disclosure of political contributions.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 934761063
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wesley G. Bush Mgmt For For
1b. Election of Director: Marianne C. Brown Mgmt For For
1c. Election of Director: Donald E. Felsinger Mgmt For For
1d. Election of Director: Ann M. Fudge Mgmt For For
1e. Election of Director: Bruce S. Gordon Mgmt For For
1f. Election of Director: William H. Hernandez Mgmt For For
1g. Election of Director: Madeleine A. Kleiner Mgmt For For
1h. Election of Director: Karl J. Krapek Mgmt For For
1i. Election of Director: Gary Roughead Mgmt For For
1j. Election of Director: Thomas M. Schoewe Mgmt For For
1k. Election of Director: James S. Turley Mgmt For For
1l. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2018.
4. Proposal to modify the ownership threshold Shr Against For
for shareholders to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934755224
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
John J. Ferriola Mgmt For For
Victoria F. Haynes Ph.D Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
John H. Walker Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Nucor's independent registered public
accounting firm for the year ending
December 31, 2018
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2017
4. Stockholder proposal regarding political Shr Against For
lobbying report
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934769502
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Mark L. Perry Mgmt For For
1j. Election of Director: A. Brooke Seawell Mgmt For For
1k. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2019.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934681671
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 15-Nov-2017
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BERG Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
RENEE J. JAMES Mgmt For For
LEON E. PANETTA Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE ORACLE CORPORATION AMENDED Mgmt For For
AND RESTATED 2000 LONG- TERM EQUITY
INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2018.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
7. STOCKHOLDER PROPOSAL REGARDING PAY EQUITY Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
REFORM.
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA, PARIS Agenda Number: 709198229
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 04-May-2018
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 886379 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 20, ORDINARY
RESOLUTIONS A, B, C AND EXTRAORDINARY
RESOLUTION D. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0406/201804061800903.pd
f
O.1 APPROVAL OF THE CORPORATE ANNUAL FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2017, AS REFLECTED IN THE
CORPORATE ANNUAL FINANCIAL STATEMENTS
O.4 AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 Mgmt For For
OF THE FRENCH COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
STEPHANE RICHARD AS DIRECTOR
O.6 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt For For
CHRISTEL HEYDEMANN AS DIRECTOR, AS A
REPLACEMENT FOR A RESIGNING DIRECTOR MR.
JOSE-LUIS DURAN
CMMT PLEASE NOTE THAT YOU CAN ONLY VOTE FOR ONE Non-Voting
OF THE THREE CANDIDATES ACROSS RESOLUTIONS
7, 8 AND 9. THEREFORE ONLY ONE FOR VOTE CAN
BE CAST BETWEEN THESE RESOLUTION
O.7 ELECTION OF MR. LUC MARINO AS DIRECTOR Mgmt For For
REPRESENTING THE EMPLOYEE SHAREHOLDERS;
DISCLAIMER: PURSUANT TO ARTICLE 13.3 OF THE
BY-LAWS OF THE COMPANY, ONLY ONE OF THE
THREE CANDIDATES FOR THE POSITION OF
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS MAY BE ELECTED BY THIS
MEETING. EACH APPLICATION IS THE SUBJECT OF
A SPECIFIC RESOLUTION. THE CANDIDATE WHO
WILL BE ELECTED HAVE TO POLL, BESIDES THE
REQUIRED MAJORITY, THE GREATEST NUMBER OF
VOTES
O.8 ELECTION OF MR. BABACAR SARR AS DIRECTOR Mgmt Abstain Against
REPRESENTING THE EMPLOYEE SHAREHOLDERS;
DISCLAIMER: PURSUANT TO ARTICLE 13.3 OF THE
BY-LAWS OF THE COMPANY, ONLY ONE OF THE
THREE CANDIDATES FOR THE POSITION OF
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS MAY BE ELECTED BY THIS
MEETING. EACH APPLICATION IS THE SUBJECT OF
A SPECIFIC RESOLUTION. THE CANDIDATE WHO
WILL BE ELECTED HAVE TO POLL, BESIDES THE
REQUIRED MAJORITY, THE GREATEST NUMBER OF
VOTES
O.9 ELECTION OF MRS. MARIE RUSSO AS DIRECTOR Mgmt Abstain Against
REPRESENTING THE EMPLOYEE SHAREHOLDERS;
DISCLAIMER: PURSUANT TO ARTICLE 13.3 OF THE
BY-LAWS OF THE COMPANY, ONLY ONE OF THE
THREE CANDIDATES FOR THE POSITION OF
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS MAY BE ELECTED BY THIS
MEETING. EACH APPLICATION IS THE SUBJECT OF
A SPECIFIC RESOLUTION. THE CANDIDATE WHO
WILL BE ELECTED HAVE TO POLL, BESIDES THE
REQUIRED MAJORITY, THE GREATEST NUMBER OF
VOTES
O.10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017 TO MR. STEPHANE RICHARD,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017 TO MR. RAMON FERNANDEZ,
DEPUTY CHIEF EXECUTIVE OFFICER
O.12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017 TO MR. PIERRE LOUETTE, DEPUTY
CHIEF EXECUTIVE OFFICER
O.13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017 TO MR. GERVAIS PELLISSIER,
DEPUTY CHIEF EXECUTIVE OFFICER
O.14 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ALL KINDS ATTRIBUTABLE TO THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.15 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ALL KINDS ATTRIBUTABLE TO THE
DEPUTY CHIEF EXECUTIVE OFFICERS
O.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE OR TRANSFER SHARES OF
THE COMPANY
E.17 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE ALLOCATION OF
FREE SHARES OF THE COMPANY FOR THE BENEFIT
OF EXECUTIVE CORPORATE OFFICERS AND TO
CERTAIN ORANGE GROUP EMPLOYEE
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE ISSUANCE OF
SHARES OR COMPLEX TRANSFERRABLE SECURITIES,
RESERVED FOR MEMBERS OF SAVINGS PLANS
RESULTING IN THE CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.19 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE CAPITAL BY CANCELLING SHARES
E.20 RESOLUTION PROPOSED BY LE FONDS COMMUN DE Mgmt For For
PLACEMENT D'ENTREPRISE ORANGE ACTIONS
AMENDMENT TO ARTICLE 13 OF THE BY-LAWS
REGARDING THE ELECTION OF A DIRECTOR
REPRESENTING THE EMPLOYEE SHAREHOLDERS
E.21 POWERS TO CARRY OUT LEGAL FORMALITIES Mgmt For For
O.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY LE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS AMENDMENT TO
THE THIRD RESOLUTION - ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2017, AS REFLECTED IN THE CORPORATE ANNUAL
FINANCIAL STATEMENTS
O.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY LE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS OPTION FOR THE
PAYMENT OF THE FINAL DIVIDEND IN SHARES
O.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY LE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS AUTHORISATION
TO THE BOARD OF DIRECTORS, IN THE EVENT OF
A DECISION TO PAY AN INTERIM DIVIDEND, TO
PROPOSE TO THE SHAREHOLDERS AN OPTION
BETWEEN THE PAYMENT IN CASH OR IN SHARES
FOR THE WHOLE OF THIS INTERIM DIVIDEND
E.D PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY LE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS AMENDMENT TO
ARTICLE 13 OF THE BY-LAWS CONCERNING THE
ACCUMULATION OF THE MANDATES
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 934748560
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Beth E. Ford Mgmt For For
1.2 Election of Class I Director: Kirk S. Mgmt For For
Hachigian
1.3 Election of Class I Director: Roderick C. Mgmt For For
McGeary
1.4 Election of Class I Director: Mark A. Mgmt For For
Schulz
1.5 Election of Class II Director: Mark C. Mgmt For For
Pigott
1.6 Election of Class II Director: Charles R. Mgmt For For
Williamson
1.7 Election of Class II Director: Ronald E. Mgmt For For
Armstrong
2. Approval of an amendment to the amended and Mgmt For For
restated certificate of incorporation to
eliminate the supermajority vote
requirement for the removal of directors
3. Stockholder proposal to reduce threshold to Shr Against For
call special stockholder meetings from 25%
to 10%
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934743041
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shona L. Brown Mgmt For For
1b. Election of Director: George W. Buckley Mgmt For For
1c. Election of Director: Cesar Conde Mgmt For For
1d. Election of Director: Ian M. Cook Mgmt For For
1e. Election of Director: Dina Dublon Mgmt For For
1f. Election of Director: Richard W. Fisher Mgmt For For
1g. Election of Director: William R. Johnson Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: David C. Page Mgmt For For
1j. Election of Director: Robert C. Pohlad Mgmt For For
1k. Election of Director: Daniel Vasella Mgmt For For
1l. Election of Director: Darren Walker Mgmt For For
1m. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2018.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Special shareowner meeting improvement. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934739256
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis A. Ausiello Mgmt For For
1b. Election of Director: Ronald E. Blaylock Mgmt For For
1c. Election of Director: Albert Bourla Mgmt For For
1d. Election of Director: W. Don Cornwell Mgmt For For
1e. Election of Director: Joseph J. Echevarria Mgmt For For
1f. Election of Director: Helen H. Hobbs Mgmt For For
1g. Election of Director: James M. Kilts Mgmt For For
1h. Election of Director: Dan R. Littman Mgmt For For
1i. Election of Director: Shantanu Narayen Mgmt For For
1j. Election of Director: Suzanne Nora Johnson Mgmt For For
1k. Election of Director: Ian C. Read Mgmt For For
1l. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2018
3. 2018 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. French Sub-Plan Mgmt For For
under the 2014 Stock Plan
5. Shareholder proposal regarding right to act Shr Against For
by written consent
6. Shareholder proposal regarding independent Shr Against For
chair policy
7. Shareholder proposal regarding report on Shr Against For
lobbying activities
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934750919
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Harold Brown Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Louis C. Camilleri Mgmt For For
1D. Election of Director: Massimo Ferragamo Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jennifer Li Mgmt For For
1H. Election of Director: Jun Makihara Mgmt For For
1I. Election of Director: Sergio Marchionne Mgmt For For
1J. Election of Director: Kalpana Morparia Mgmt For For
1K. Election of Director: Lucio A. Noto Mgmt For For
1L. Election of Director: Frederik Paulsen Mgmt For For
1M. Election of Director: Robert B. Polet Mgmt For For
1N. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 934765249
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Edison C. Buchanan Mgmt For For
1B Election of Director: Andrew F. Cates Mgmt For For
1C Election of Director: Timothy L. Dove Mgmt For For
1D Election of Director: Phillip A. Gobe Mgmt For For
1E Election of Director: Larry R. Grillot Mgmt For For
1F Election of Director: Stacy P. Methvin Mgmt For For
1G Election of Director: Royce W. Mitchell Mgmt For For
1H Election of Director: Frank A. Risch Mgmt For For
1I Election of Director: Scott D. Sheffield Mgmt For For
1J Election of Director: Mona K. Sutphen Mgmt For For
1K Election of Director: J. Kenneth Thompson Mgmt For For
1L Election of Director: Phoebe A. Wood Mgmt For For
1M Election of Director: Michael D. Wortley Mgmt For For
2 RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2018
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 934755490
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Mark B. Grier Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Karl J. Krapek Mgmt For For
1f. Election of Director: Peter R. Lighte Mgmt For For
1g. Election of Director: George Paz Mgmt For For
1h. Election of Director: Sandra Pianalto Mgmt For For
1i. Election of Director: Christine A. Poon Mgmt For For
1j. Election of Director: Douglas A. Scovanner Mgmt For For
1k. Election of Director: John R. Strangfeld Mgmt For For
1l. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 934822493
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1F. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1G. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1H. ELECTION OF DIRECTOR: AMY MCPHERSON Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
1L. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 934802580
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 21-May-2018
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Brock Mgmt For For
1b. Election of Director: Richard D. Fain Mgmt For For
1c. Election of Director: William L. Kimsey Mgmt For For
1d. Election of Director: Maritza G. Montiel Mgmt For For
1e. Election of Director: Ann S. Moore Mgmt For For
1f. Election of Director: Eyal M. Ofer Mgmt For For
1g. Election of Director: Thomas J. Pritzker Mgmt For For
1h. Election of Director: William K. Reilly Mgmt For For
1i Election of Director: Bernt Reitan Mgmt For For
1j Election of Director: Vagn O. Sorensen Mgmt For For
1k. Election of Director: Donald Thompson Mgmt For For
1l. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934814939
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Craig Conway Mgmt For For
1d. Election of Director: Alan Hassenfeld Mgmt For For
1e. Election of Director: Neelie Kroes Mgmt For For
1f. Election of Director: Colin Powell Mgmt For For
1g. Election of Director: Sanford Robertson Mgmt For For
1h. Election of Director: John V. Roos Mgmt For For
1i. Election of Director: Bernard Tyson Mgmt Against Against
1j. Election of Director: Robin Washington Mgmt For For
1k. Election of Director: Maynard Webb Mgmt For For
1l. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to allow
stockholders to request special meetings of
the stockholders.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 40 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
5. An advisory vote to approve the fiscal 2018 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
elimination of supermajority voting
requirements.
7. A stockholder proposal requesting a report Shr Against For
on Salesforce's criteria for investing in,
operating in and withdrawing from high-risk
regions.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934735246
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 04-Apr-2018
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter L.S. Currie Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: V. Maureen Kempston Mgmt For For
Darkes
1D. Election of Director: Paal Kibsgaard Mgmt For For
1E. Election of Director: Nikolay Kudryavtsev Mgmt For For
1F. Election of Director: Helge Lund Mgmt For For
1G. Election of Director: Michael E. Marks Mgmt For For
1H. Election of Director: Indra K. Nooyi Mgmt For For
1I. Election of Director: Lubna S. Olayan Mgmt For For
1J. Election of Director: Leo Rafael Reif Mgmt For For
1K. Election of Director: Henri Seydoux Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To report on the course of business during Mgmt For For
the year ended December 31, 2017; and
approve our consolidated balance sheet as
of December 31, 2017; our consolidated
statement of income for the year ended
December 31, 2017; and our Board of
Directors' declarations of dividends in
2017, as reflected in our 2017 Annual
Report to Stockholders.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for 2018.
5. To approve amended and restated French Sub Mgmt For For
Plan for purposes of qualification under
French Law.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 708824392
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 31-Jan-2018
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
16.01.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2016/2017
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.70 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2016/2017
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2016/2017
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2017/2018
6.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT BENOIT POTIER TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT NORBERT REITHOFER TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT NEMAT TALAAT TO THE SUPERVISORY BOARD Mgmt For For
6.6 ELECT NATHALIE VON SIEMENS TO THE Mgmt For For
SUPERVISORY BOARD
6.7 ELECT MATTHIAS ZACHERT TO THE SUPERVISORY Mgmt For For
BOARD
7 AMEND CORPORATE PURPOSE Mgmt For For
8 TO RESOLVE ON AMENDING SECTION 19 OF THE Mgmt For For
ARTICLES OF ASSOCIATION RELATING TO THE
ARRANGEMENTS ON ADMISSION TO AND VOTING AT
THE SHAREHOLDERS' MEETING
9 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY FLENDER GMBH
10.1 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY KYROS 53 GMBH
10.2 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY KYROS 54 GMBH
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 934742001
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary K. Brainerd Mgmt For For
1b. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1c. Election of Director: Roch Doliveux, DVM Mgmt For For
1d. Election of Director: Louise L. Francesconi Mgmt For For
1e. Election of Director: Allan C. Golston Mgmt For For
(Lead Independent Director)
1f. Election of Director: Kevin A. Lobo Mgmt For For
(Chairman of the Board)
1g. Election of Director: Sherilyn S. McCoy Mgmt For For
1h. Election of Director: Andrew K. Silvernail Mgmt For For
1i. Election of Director: Ronda E. Stryker Mgmt For For
1j. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2018.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 934765201
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Margaret M. Keane Mgmt For For
1b. Election of Director: Paget L. Alves Mgmt For For
1c. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1d. Election of Director: William W. Graylin Mgmt For For
1e. Election of Director: Roy A. Guthrie Mgmt For For
1f. Election of Director: Richard C. Hartnack Mgmt For For
1g. Election of Director: Jeffrey G. Naylor Mgmt For For
1h. Election of Director: Laurel J. Richie Mgmt For For
1i. Election of Director: Olympia J. Snowe Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm of the Company for 2018
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 934739927
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 30-Apr-2018
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Arthur D. Collins Jr. Mgmt For For
1d. Election of Director: Kenneth M. Duberstein Mgmt For For
1e. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1f. Election of Director: Lynn J. Good Mgmt For For
1g. Election of Director: Lawrence W. Kellner Mgmt For For
1h. Election of Director: Caroline B. Kennedy Mgmt For For
1i. Election of Director: Edward M. Liddy Mgmt For For
1j. Election of Director: Dennis A. Muilenburg Mgmt For For
1k. Election of Director: Susan C. Schwab Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Mike S. Zafirovski Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2018.
4. Additional Report on Lobbying Activities. Shr Against For
5. Reduce Threshold to Call Special Shr Against For
Shareholder Meetings from 25% to 10%.
6. Independent Board Chairman. Shr Against For
7. Require Shareholder Approval to Increase Shr Against For
the Size of the Board to More Than 14.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934735234
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Ronald W. Allen Mgmt For For
1C. Election of Director: Marc Bolland Mgmt For For
1D. Election of Director: Ana Botin Mgmt For For
1E. Election of Director: Richard M. Daley Mgmt For For
1F. Election of Director: Christopher C. Davis Mgmt For For
1G. Election of Director: Barry Diller Mgmt For For
1H. Election of Director: Helene D. Gayle Mgmt For For
1I. Election of Director: Alexis M. Herman Mgmt For For
1J. Election of Director: Muhtar Kent Mgmt For For
1K. Election of Director: Robert A. Kotick Mgmt For For
1L. Election of Director: Maria Elena Mgmt For For
Lagomasino
1M. Election of Director: Sam Nunn Mgmt For For
1N. Election of Director: James Quincey Mgmt For For
1O. Election of Director: Caroline J. Tsay Mgmt For For
1P. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd C. Blankfein Mgmt For For
1b. Election of Director: M. Michele Burns Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: William W. George Mgmt For For
1e. Election of Director: James A. Johnson Mgmt For For
1f. Election of Director: Ellen J. Kullman Mgmt For For
1g. Election of Director: Lakshmi N. Mittal Mgmt For For
1h. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1i. Election of Director: Peter Oppenheimer Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2018)
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2018
5. Shareholder Proposal Requesting Report on Shr Against For
Lobbying
6. Shareholder Proposal Regarding Amendments Shr Against For
to Stockholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934760136
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Armando Codina Mgmt For For
1h. Election of Director: Helena B. Foulkes Mgmt For For
1i. Election of Director: Linda R. Gooden Mgmt For For
1j. Election of Director: Wayne M. Hewett Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
1m. Election of Director: Mark Vadon Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Semi-Annual Shr Against For
Report on Political Contributions
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal to Reduce the Shr Against For
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
7. Shareholder Proposal Regarding Amendment of Shr Against For
Compensation Clawback Policy
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 934823813
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 28-Jun-2018
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora A. Aufreiter Mgmt For For
1b. Election of Director: Robert D. Beyer Mgmt For For
1c. Election of Director: Anne Gates Mgmt For For
1d. Election of Director: Susan J. Kropf Mgmt For For
1e. Election of Director: W. Rodney McMullen Mgmt For For
1f. Election of Director: Jorge P. Montoya Mgmt For For
1g. Election of Director: Clyde R. Moore Mgmt For For
1h. Election of Director: James A. Runde Mgmt For For
1i. Election of Director: Ronald L. Sargent Mgmt For For
1j. Election of Director: Bobby S. Shackouls Mgmt For For
1k. Election of Director: Mark S. Sutton Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Approval of an amendment to Kroger's Mgmt For For
Regulations to adopt proxy access.
4. Approval of an amendment to Kroger's Mgmt For For
Regulations to permit Board amendments in
accordance with Ohio law.
5. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
6. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
7. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
climate benefits and feasibility of
adopting enterprise-wide, quantitative,
time bound targets for increasing renewable
energy sourcing.
8. A shareholder proposal, if properly Shr Against For
presented, to adopt a policy and amend the
bylaws as necessary to require the Chair of
the Board to be independent.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934732961
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1D. Election of Director: William S. Demchak Mgmt For For
1E. Election of Director: Andrew T. Feldstein Mgmt For For
1F. Election of Director: Daniel R. Hesse Mgmt For For
1G. Election of Director: Richard B. Kelson Mgmt For For
1H. Election of Director: Linda R. Medler Mgmt For For
1I. Election of Director: Martin Pfinsgraff Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt For For
1K. Election of Director: Michael J. Ward Mgmt For For
1L. Election of Director: Gregory D. Wasson Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934669827
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2017
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NELSON PELTZ Mgmt For *
MGT NOM: F.S. BLAKE Mgmt For *
MGT NOM: A.F. BRALY Mgmt For *
MGT NOM: AMY L. CHANG Mgmt For *
MGT NOM: K.I. CHENAULT Mgmt For *
MGT NOM: SCOTT D. COOK Mgmt For *
MGT NOM: T.J. LUNDGREN Mgmt For *
MGT NOM: W. MCNERNEY JR Mgmt For *
MGT NOM: D.S. TAYLOR Mgmt For *
MGT NOM: M.C. WHITMAN Mgmt For *
MGT NOM: P.A. WOERTZ Mgmt For *
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For *
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For *
4. ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year *
COMPENSATION VOTE.
5. SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND Shr Against *
PRINCIPLES.
6. SHAREHOLDER PROPOSAL ON REPORTING ON Shr Against *
APPLICATION OF COMPANY NON- DISCRIMINATION
POLICIES IN STATES WITH PRO-DISCRIMINATION
LAWS.
7. SHAREHOLDER PROPOSAL ON REPORTING ON Shr Against *
MITIGATING RISKS OF ACTIVITIES IN
CONFLICT-AFFECTED AREAS.
8. REPEAL CERTAIN AMENDMENTS TO REGULATIONS Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934805752
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Zein Abdalla Mgmt For For
1b. Election of Director: Alan M. Bennett Mgmt For For
1c. Election of Director: David T. Ching Mgmt For For
1d. Election of Director: Ernie Herrman Mgmt For For
1e. Election of Director: Michael F. Hines Mgmt For For
1f. Election of Director: Amy B. Lane Mgmt For For
1g. Election of Director: Carol Meyrowitz Mgmt For For
1h. Election of Director: Jackwyn L. Nemerov Mgmt For For
1i. Election of Director: John F. O'Brien Mgmt For For
1j. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2019
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on- pay vote)
4. Shareholder proposal for a report on Shr Against For
compensation disparities based on race,
gender, or ethnicity
5. Shareholder proposal for amending TJX's Shr Against For
clawback policy
6. Shareholder proposal for a supply chain Shr Against For
policy on prison labor
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934720598
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Susan E. Arnold Mgmt For For
1B. Election of director: Mary T. Barra Mgmt For For
1C. Election of director: Safra A. Catz Mgmt For For
1D. Election of director: John S. Chen Mgmt For For
1E. Election of director: Francis A. deSouza Mgmt For For
1F. Election of director: Robert A. Iger Mgmt For For
1G. Election of director: Maria Elena Mgmt For For
Lagomasino
1H. Election of director: Fred H. Langhammer Mgmt For For
1I. Election of director: Aylwin B. Lewis Mgmt For For
1J. Election of director: Mark G. Parker Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for 2018.
3. To approve material terms of performance Mgmt For For
goals under the Amended and Restated 2002
Executive Performance Plan.
4. To approve the advisory resolution on Mgmt For For
executive compensation.
5. To approve the shareholder proposal Shr Against For
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
6. To approve the shareholder proposal Shr Against For
requesting the Board to amend the Company's
bylaws relating to proxy access to increase
the number of permitted nominees, remove
the limit on aggregating shares to meet the
shareholding requirement, and remove the
limitation on renomination of persons based
on votes in a prior election.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 934773133
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: Lars R. Sorensen Mgmt For For
1I. Election of Director: Scott M. Sperling Mgmt For For
1J. Election of Director: Elaine S. Ullian Mgmt For For
1K. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2018.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 934738901
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103
Meeting Type: Annual
Meeting Date: 30-Apr-2018
Ticker: BLD
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerald Volas Mgmt For For
Carl T. Camden Mgmt For For
Joseph S. Cantie Mgmt For For
2. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
the classification of the Company's Board
of Directors and implement the annual
election of Directors.
3. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to reduce the
affirmative vote of holders of the
Company's outstanding securities, voting as
a single class, required to adopt, amend or
repeal the Company's bylaws from 80% to 66
2/3%.
4. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to reduce the
affirmative vote of holders of the
Company's outstanding voting securities,
voting as a single class, required to
adopt, amend or repeal certain provisions
of the Company's Amended and Restated
Certificate of Incorporation from 80% to 66
2/3%.
5. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm for the Company's fiscal
year ending December 31, 2018.
6. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934753890
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: David B. Dillon Mgmt For For
1d. Election of Director: Lance M. Fritz Mgmt For For
1e. Election of Director: Deborah C. Hopkins Mgmt For For
1f. Election of Director: Jane H. Lute Mgmt For For
1g. Election of Director: Michael R. McCarthy Mgmt For For
1h. Election of Director: Thomas F. McLarty III Mgmt For For
1i. Election of Director: Bhavesh V. Patel Mgmt For For
1j. Election of Director: Jose H. Villarreal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2018.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934797006
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 04-Jun-2018
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Ballard, Mgmt For For
Jr.
1b. Election of Director: Richard T. Burke Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt For For
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: Glenn M. Renwick Mgmt For For
1i. Election of Director: Kenneth I. Shine, Mgmt For For
M.D.
1j. Election of Director: David S. Wichmann Mgmt For For
1k. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934744031
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard L. Carrion Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: M. Frances Keeth Mgmt For For
1f. Election of Director: Lowell C. McAdam Mgmt For For
1g. Election of Director: Clarence Otis, Jr. Mgmt For For
1h. Election of Director: Rodney E. Slater Mgmt For For
1i. Election of Director: Kathryn A. Tesija Mgmt For For
1j. Election of Director: Gregory D. Wasson Mgmt For For
1k. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Shr For For
Compensation
4. Special Shareowner Meetings Shr Against For
5. Lobbying Activities Report Shr Against For
6. Independent Chair Shr Against For
7. Report on Cyber Security and Data Privacy Shr Against For
8. Executive Compensation Clawback Policy Shr Against For
9. Nonqualified Savings Plan Earnings Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934712161
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2018
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1H. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1J. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 934709037
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 17-Jan-2018
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN A. LEDERER Mgmt For For
1G. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1I. ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
5. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
WALGREENS BOOTS ALLIANCE, INC. 2013 OMNIBUS
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
OWNERSHIP THRESHOLD FOR CALLING SPECIAL
MEETINGS OF STOCKHOLDERS.
7. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS BY-LAW AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 934793072
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen J. Mgmt For For
Easterbrook
1b. Election of Director: Timothy P. Flynn Mgmt For For
1c. Election of Director: Sarah J. Friar Mgmt For For
1d. Election of Director: Carla A. Harris Mgmt For For
1e. Election of Director: Thomas W. Horton Mgmt For For
1f. Election of Director: Marissa A. Mayer Mgmt For For
1g. Election of Director: C. Douglas McMillon Mgmt For For
1h. Election of Director: Gregory B. Penner Mgmt For For
1i. Election of Director: Steven S Reinemund Mgmt For For
1j. Election of Director: S. Robson Walton Mgmt For For
1k. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Request to Adopt an Independent Chair Shr Against For
Policy
5. Request for Report on Racial or Ethnic Pay Shr Against For
Gaps
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Donald M. James Mgmt For For
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder Proposal - Special Shareowner Shr Against For
Meetings.
5. Shareholder Proposal - Reform Executive Shr Against For
Compensation Policy with Social
Responsibility.
6. Shareholder Proposal - Report on Incentive Shr Against For
Compensation and Risks of Material Losses.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 934746984
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth J. Bacon Mgmt For For
1b. Election of Director: Thomas J. DeRosa Mgmt For For
1c. Election of Director: Jeffrey H. Donahue Mgmt For For
1d. Election of Director: Geoffrey G. Meyers Mgmt For For
1e. Election of Director: Timothy J. Naughton Mgmt For For
1f. Election of Director: Sharon M. Oster Mgmt For For
1g. Election of Director: Judith C. Pelham Mgmt For For
1h. Election of Director: Sergio D. Rivera Mgmt For For
1i. Election of Director: R. Scott Trumbull Mgmt For For
1j. Election of Director: Gary Whitelaw Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2018.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2018 Proxy
Statement.
4. The approval of the Welltower Inc. Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 934731680
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARC R. BITZER Mgmt For For
1C. ELECTION OF DIRECTOR: GREG CREED Mgmt For For
1D. Election of director: Gary T. DiCamillo Mgmt For For
1E. Election of director: Diane M. Dietz Mgmt For For
1F. Election of director: Gerri T. Elliott Mgmt For For
1G. Election of director: Jeff M. Fettig Mgmt For For
1H. Election of director: Michael F. Johnston Mgmt For For
1I. Election of director: John D. Liu Mgmt For For
1J. Election of director: James M. Loree Mgmt For For
1K. Election of director: Harish Manwani Mgmt For For
1L. Election of director: William D. Perez Mgmt For For
1M. Election of director: Larry O. Spencer Mgmt For For
1N. Election of director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool's Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool's independent
registered public accounting firm for 2018.
4. Approval of the Whirlpool Corporation 2018 Mgmt For For
Omnibus Stock and Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934775973
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry C. Atkin Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: J. David Heaney Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Edward F. Murphy Mgmt For For
1G. Election of Director: Roger B. Porter Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the
Company's financial statements for the
current fiscal year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Company's
named executive officers with respect to
fiscal year ended December 31, 2017.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) CALAMOS STRATEGIC TOTAL RETURN FUND
By (Signature) /s/ John P. Calamos, Sr.
Name John P. Calamos, Sr.
Title President
Date 08/07/2018