SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 9, 2017
Lumentum Holdings Inc.
(Exact name of Registrant as specified in its charter)
(State or Other Jurisdiction
(Commission File Number)
400 North McCarthy Boulevard, Milpitas, CA
(Address of Principal Executive Offices)
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act o
Item 5.07 - Submission of Matters to a Vote of Security Holders.
On November 9, 2018, the Company held its 2018 Annual Meeting of Stockholders. There were 63,332,005 shares issued, outstanding and eligible to vote at the meeting as of the record date of September 10, 2018, of which 57,202,491 shares were represented at the meeting, constituting 90.32% of the outstanding shares entitled to vote. The proposals considered at the meeting are described in detail in the Company’s 2018 Proxy Statement. The proposals voted upon at the meeting and the vote with respect to each such matter are set forth below:
(i) Election of Directors:
Martin A. Kaplan
Harold L. Covert
Penelope A. Herscher
Julia S. Johnson
Brian J. Lillie
Alan S. Lowe
Samuel F. Thomas
(ii) To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers:
(iii) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 29, 2019:
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
LUMENTUM HOLDINGS INC.
/s/ Judy Hamel
Senior Vice President, General Counsel and Secretary
November 14, 2018