Blueprint
 
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of October
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
 HSBC HOLDINGS PLC
 
1 October 2018
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs
 
The following transactions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 27 September 2018:
 
 
Directors                                      
 
Name
 
Shares acquired/allocated
 
Price per Share/ADS
 
Kathleen Casey
 
21 American Depositary Shares (representing 105 ordinary shares of US$0.50 each)
US$44.85901
 
 
Henri de Castries
 
197
 
US$8.9716
 
John Flint
 
4,411
 
US$8.9716
 
Irene Lee
 
121
 
US$8.9716
 
Iain Mackay
 
15,246
 
US$8.9716
 
Heidi Miller
 
9 American Depositary Shares (representing 45 ordinary shares of US$0.50 each)
US$45.06501
Marc Moses
 
15,176
 
US$8.9716
 
Mark Tucker
 
3,140
 
US$8.9716
 
 
1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
 
Other PDMRs                                
 
Name
 
Shares acquired/allocated
 
Price per Share
 
Samir Assaf
 
11,736
 
US$8.9716
 
Peter Boyles
 
3,024
4,753
US$8.9716
£6.7834
Patrick Burke
 
3,279
989
US$8.9716
£6.8015
Andy Maguire
 
2,406
US$8.9716
 
Paulo Maia
 
2,426
5
3,027
US$8.9716
£6.8228
£6.7834
Charlie Nunn
 
767
 
US$8.9716
Noel Quinn
 
2,457
 
US$8.9716
Antonio Simoes
 
2,605
 
US$8.9716
 
Ian Stuart
 
923
 
US$8.9716
 
Peter Wong
6,578
13,954
US$8.9716
£6.7834
 
 
 
 
Persons closely associated ("CAP") with a PDMR      
 
Name
 
Shares acquired/allocated
 
Price per Share
 
AstraZeneca Retirement Capital Plan (CAP of Jonathan Symonds)
 
422
 
US$8.9716
 
Susan Symonds (CAP of Jon Symonds)
54
US$8.9716
Camay Wong (CAP of Peter Wong)
280
US$8.9716
 
 
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Kathleen Casey
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each
GB0005405286
Outside of a trading venue
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$44.86
21
US$942.04
 
 
Aggregated
US$44.859
21
US$942.04
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Henri de Castries
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
197
US$1,767.41
 
 
Aggregated
US$8.972
197
US$1,767.41
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
John Flint
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
4,411
US$39,573.73
 
 
Aggregated
US$8.972
4,411
US$39,573.73
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Irene Lee
 
 
 
 
2 - Reason for the notification
 
Position/status                                   
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
121
US$1,085.56
 
 
Aggregated
US$8.972
121
US$1,085.56
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Iain Mackay
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Finance Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
15,246
US$136,781.01
 
 
Aggregated
US$8.972
15,246
US$136,781.01
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Heidi Miller
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each
GB0005405286
Outside a trading venue
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$45.07
9
US$405.58
 
 
Aggregated
US$45.065
9
US$405.58
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Marc Moses
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
15,176
US$136,153.00
 
 
Aggregated
US$8.972
15,176
US$136,153.00
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Mark Tucker
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chairman
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
3,140
US$28,170.82
 
 
Aggregated
US$8.972
3,140
US$28,170.82
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Samir Assaf
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
11,736
US$105,290.70
 
 
Aggregated
US$8.972
11,736
US$105,290.70
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Boyles
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive of Global Private Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
3,024
US$27,130.12
 
 
Aggregated
US8.972
3,024
US$27,130.12
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.78
4,753
£32,241.50
 
 
Aggregated
£6.783
4,753
£32,241.50
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Patrick Burke
 
 
 
 
2 - Reason for the notification
 
Position/status
President and Chief Executive of HSBC US
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
3,279
US$29,417.88
 
 
Aggregated
US$8.972
3,279
US$29,417.88
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.80
989
£6,726.68
 
 
Aggregated
£6.802
989
£6,726.68
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Andy Maguire
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Operating Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
2,406
US$21,585.67
 
 
Aggregated
US$8.972
2,406
US$21,585.67
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Paulo Maia
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Latin America
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
2,426
US$21,765.10
 
 
Aggregated
US$8.972
2,426
US$21,765.10
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.82
5
£34.11
 
 
Aggregated
£6.823
5
£34.11
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.78
3,027
£20,533.35
 
 
Aggregated
£6.783
3,027
£20,533.35
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Charlie Nunn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Retail Banking and Wealth Management
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
767
US$6,881.22
 
 
Aggregated
US$8.972
767
US$6,881.22
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
2,457
US$22,043.22
 
 
Aggregated
US$8.972
2,457
US$22,043.22
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Antonio Simoes
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Managing Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
2,605
US$23,371.02
 
 
Aggregated
US$8.972
2,605
US$23,371.02
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ian Stuart
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC UK Bank plc
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
923
US$8,280.79
 
 
Aggregated
US$8.972
923
US$8,280.79
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
6,578
US$59,015.18
 
 
Aggregated
US$8.972
6,578
US$59,015.18
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.78
13,954
£94,655.56
 
 
Aggregated
£6.783
13,954
£94,655.56
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Jonathan Symonds
 
 
 
 
2 - Reason for the notification
 
Position/status
AstraZeneca Retirement Capital Plan, closely associated person of Jonathan Symonds, Deputy Group Chairman
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
422
US$3,786.02
 
 
Aggregated
US$8.972
422
US$3,786.02
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Susan Symonds
 
 
 
 
2 - Reason for the notification
 
Position/status
Closely associated person of Jonathan Symonds, Group Deputy Chairman
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
54
US$484.47
 
 
Aggregated
US$8.972
54
US$484.47
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Camay Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-09-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.97
280
US$2,512.05
 
 
Aggregated
US$8.972
280
US$2,512.05
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
Lee Davis
Shareholder Services 
020 7991 3048
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Ben J S Mathews
 
Title: Group Company Secretary
 
 
 
Date: 01 October 2018