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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ABDO JOHN E 401 EAST LAS OLAS BOULEVARD SUITE 800 FORT LAUDERDALE, FL 33301 |
X | X | Vice Chairman |
/s/ Raymond S. Lopez, Chief Financial Officer, BBX Capital Corporation, Attorney-in-Fact for John E. Abdo | 10/02/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares surrendered to the issuer to satisfy the issuer's tax withholding obligation relating to the vesting on September 30, 2018 of certain restricted stock awards previously granted to the reporting person. These shares have been cancelled and retired by the issuer. |
(2) | Represents the closing price of the issuer's Class A Common Stock on September 28, 2018, the last trading day prior to the transaction date. |
(3) | Shares of the issuer's Class B Common Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion. |
(4) | On September 30, 2018, the reporting person transferred 8,319 shares of the issuer's Class A Common Stock from his direct holding to his trust. These share amounts reflect that transfer. |
(5) | Represents shares surrendered to the issuer to satisfy the issuer's tax withholding obligation relating to the vesting on October 1, 2018 of certain restricted stock awards previously granted to the reporting person. These shares have been cancelled and retired by the issuer. |
(6) | Represents the closing price of the issuer's Class B Common Stock on September 28, 2018, the last trading day prior to the transaction date. |
(7) | On September 30, 2018, the reporting person transferred 257,734 shares of the issuer's Class B Common Stock from his direct holdings to his trust. These share amounts reflect that transfer. |
(8) | On October 1, 2018, the reporting person transferred 185,380 shares of the issuer's Class B Common Stock from his direct holdings to his trust. These share amounts reflect that transfer. |
(9) | Represents shares surrendered to the issuer to satisfy the issuer's tax withholding obligation relating to the vesting on October 2, 2018 of certain restricted stock awards previously granted to the reporting person. These shares have been cancelled and retired by the issuer. |
(10) | Represents the closing price of the issuer's Class A Common Stock on October 1, 2018, the last trading day prior to the transaction date. |
(11) | On October 2, 2018, the reporting person transferred 33,285 shares of the issuer's Class A Common Stock from his direct holdings to his trust. These share amounts reflect that transfer. |
(12) | On October 2, 2018, the reporting person transferred 194,466 shares of the issuer's Class B Common Stock from his direct holdings to his trust. These share amounts reflect that transfer. |