SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
Amendment No. 1
Annual Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
For the Fiscal Year Ended December 31, 2002
Commission File Number 1-8754
SWIFT ENERGY COMPANY
(Exact Name of Registrant as Specified in Its Charter)
Texas 74-2073055
(State of Incorporation (I.R.S. Employer Identification No.)
16825 Northchase Dr., Suite 400
Houston, Texas 77060
(281) 874-2700
(Address and telephone number of principal executive offices)
Securities registered pursuant to Section 12(b) of the Act:
Title of Class: Exchanges on Which Registered:
Common Stock, par value $.01 per share New York Stock Exchange
Pacific Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months and (2) has been subject to such filing requirements for
the past 90 days. Yes X No
---- ----
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of Registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. [ ]
Indicate by check mark whether the registrant is an accelerated filer (as
defined in Rule 12b-2 of the Act). Yes X No
---- ----
The aggregate market value of the voting stock held by non-affiliates at March
1, 2003 was approximately $246,766,019.
The number of shares of common stock outstanding as of December 31, 2002 was
27,201,509 shares of common stock, $.01 par value.
Documents Incorporated by Reference
Document Incorporated as to
Notice and Proxy Statement for the Annual Part III, Items 10, 11, 12, and 13
Meeting of Shareholders to be held
May 13, 2003
EXPLANATORY NOTE
This Amendment No. 1 to the Swift Energy Company Annual Report on Form 10-K
for the fiscal year ended December 31, 2002 is being filed solely to correct
typographical errors in the Certifications for the Chief Executive Officer and
Chief Financial Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act
of 2002.
PART IV
Item 15. Exhibits, Financial Statement Schedules and Reports on Form 8-K.
(a). The following exhibits are filed as part of this report.
3. Exhibits
31(a)* Certification of the Chief Executive Officer pursuant to Section 302
of the Sarbanes-Oxley Act of 2002.
31(b)* Certification of the Chief Financial Officer pursuant to Section 302
of the Sarbanes-Oxley Act of 2002.
* Filed herewith.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant, Swift Energy Company, has duly caused this
report to be signed on its behalf by the undersigned, thereunto duly authorized
on April 16, 2004.
SWIFT ENERGY COMPANY
By /s/ Terry E. Swift
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Terry E. Swift
Chief Executive Officer and President
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of the
Registrant, Swift Energy Company, and in the capacities and on the dates
indicated:
Signatures Title Date
----------- ------ -----
/s/ A. Earl Swift Chairman of the Board April 15, 2004
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A. Earl Swift
President, Chief Executive Officer
/s/ Terry E. Swift (Principal Executive Officer) and Director April 14, 2004
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Terry E. Swift
Senior Vice President-Finance,
Chief Financial Officer
/s/ Alton D. Heckaman, Jr. (Principal Financial Officer) April 14, 2004
------------------------------------------------
Alton D. Heckaman, Jr.
Controller
/s/ David W. Wesson (Principal Accounting Officer) April 15, 2004
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David W. Wesson
/s/ Virgil N. Swift Director April 14, 2004
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Virgil N. Swift
/s/ G. Robert Evans Director April 14, 2004
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G. Robert Evans
/s/ Harold J. Withrow Director April 16, 2004
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Harold J. Withrow