UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-41
General American Investors Company, Inc.
(Exact name of registrant as specified in charter)
450 Lexington Avenue, Suite 3300
New York, NY 10017
(Address of principal executive offices) (Zip Code)
Eugene L. DeStaebler, Jr.
Vice-President, Administration
General American Investors Company, Inc.
450 Lexington Avenue, Suite 3300
New York, NY 10017
(Name and address of agent for service)
Registrant's Telephone Number: 212-916-8400
Date of fiscal year end: December 31
Date of reporting period: July 1, 2003 - June 30, 2004
Item 1. Proxy Voting Record.
ALKERMES, INC.
CUSIP/CINS: 01642T
Meeting Type: ANNUAL
Ticker: ALKS
Meeting Date: 09-Sep-03
ISIN:
Agenda: 932032078 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 FLOYD E. BLOOM For For
2 ROBERT A. BREYER For For
3 GERRI HENWOOD For For
4 PAUL J. MITCHELL For For
5 RICHARD F. POPS For For
6 ALEXANDER RICH For For
7 PAUL SCHIMMEL For For
8 MICHAEL A. WALL For For
2 TO APPROVE AN AMENDMENT TO THE 1999 STOCK OPTION PLAN Mgmt For For
TO INCREASE TO 14,400,000 THE NUMBER OF SHARES ISSUABLE
UPON EXERCISE OF OPTIONS GRANTED THEREUNDER, AN
INCREASE OF 3,000,000 SHARES.
3 TO APPROVE AN AMENDMENT TO THE STOCK OPTION PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS TO INCREASE TO 1,000,000 THE
NUMBER OF SHARES ISSUABLE UPON EXERCISE OF OPTIONS
GRANTED THEREUNDER, AN INCREASE OF 500,000 SHARES.
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
------------------------------------------------------------------------------------------
097864000903B63 903 108 340000 0 08-Sep-03 08-Sep-03
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP/CINS: 026874
Meeting Type: ANNUAL
Ticker: AIG
Meeting Date: 19-May-04
ISIN:
Agenda: 932133072 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 M. AIDINOFF For For
2 P. CHIA For For
3 M. COHEN For For
4 W. COHEN For For
5 M. FELDSTEIN For For
6 E. FUTTER For For
7 M. GREENBERG For For
8 C. HILLS For For
9 F. HOENEMEYER For For
10 R. HOLBROOKE For For
11 D. KANAK For For
12 H. SMITH For For
13 M. SULLIVAN For For
14 E. TSE For For
15 F. ZARB For For
2 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION
PLAN Mgmt For For
3 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
4 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
5 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY
STATEMENT Shr Against For
6 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY
STATEMENT Shr Against For
7 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY
STATEMENT Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
------------------------------------------------------------------------------------------
997BCD1 837 107 290000 0 14-Apr-04 14-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
ANNALY MORTGAGE MANAGEMENT, INC.
CUSIP/CINS: 035710
Meeting Type: ANNUAL
Ticker: NLY
Meeting Date: 27-May-04
ISIN:
Agenda: 932152806 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 KEVIN P. BRADY For For
2 DONNELL A. SEGALAS For For
3 E. WAYNE NORDBERG For For
2 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF DECEMBER 31, 2003, BY AND AMONG ANNALY, FIXED
INCOME DISCOUNT ADVISORY COMPANY, A DELAWARE
CORPORATION, FDC MERGER SUB, INC., A DELAWARE
CORPORATION AND OUR WHOLLY OWNED SUBSIDIARY, AND THE
SHAREHOLDERS OF FIDAC. Mgmt For For
3 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE
2004 FISCAL YEAR. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
------------------------------------------------------------------------------------------
997BCD1 837 409 775000 0 05-May-04 05-May-04
------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
CUSIP/CINS:
038222
Meeting Type: ANNUAL
Ticker: AMAT
Meeting Date: 24-Mar-04
ISIN:
Agenda: 932095171 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 MICHAEL H. ARMACOST For For
2 DEBORAH A. COLEMAN For For
3 HERBERT M. DWIGHT, JR. For For
4 PHILIP V. GERDINE For For
5 PAUL R. LOW For For
6 DAN MAYDAN For For
7 STEVEN L. MILLER For For
8 JAMES C. MORGAN For For
9 GERHARD H. PARKER For For
10 MICHAEL R. SPLINTER For For
2 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK
INCENTIVE PLAN. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 105 133000 0 02-Mar-04 02-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
CUSIP/CINS: 060505
Meeting Type: SPECIAL
Ticker: BAC
Meeting Date: 17-Mar-04
ISIN:
Agenda: 932091692 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
2 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Mgmt For For
3 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK Mgmt For For
4 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 100000 0 24-Feb-04 24-Feb-04
------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
CUSIP/CINS: 060505
Meeting Type: ANNUAL
Ticker: BAC
Meeting Date: 26-May-04
ISIN:
Agenda: 932152666 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 WILLIAM BARNET, III For For
2 CHARLES W. COKER For For
3 JOHN T. COLLINS For For
4 GARY L. COUNTRYMAN For For
5 PAUL FULTON For For
6 CHARLES K. GIFFORD For For
7 DONALD E. GUINN For For
8 JAMES H. HANCE, JR. For For
9 KENNETH D. LEWIS For For
10 WALTER E. MASSEY For For
11 THOMAS J. MAY For For
12 C. STEVEN MCMILLAN For For
13 EUGENE M. MCQUADE For For
14 PATRICIA E. MITCHELL For For
15 EDWARD L. ROMERO For For
16 THOMAS M. RYAN For For
17 O. TEMPLE SLOAN, JR. For For
18 MEREDITH R. SPANGLER For For
19 JACKIE M. WARD For For
2 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For
3 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shr Against For
4 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For
5 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
6 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shr Against For
7 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION
SECURITY Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 183295 0 04-May-04 04-May-04
------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
CUSIP/CINS: 071813
Meeting Type: ANNUAL
Ticker: BAX
Meeting Date: 04-May-04
ISIN:
Agenda:932105299 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 JOHN D. FORSYTH For For
2 GAIL D. FOSLER For For
3 CAROLE J. UHRICH For For
2 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3 PROPOSAL RELATING TO CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 109 900000 0 31-Mar-04 31-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
CUSIP/CINS: 084670
Meeting Type: ANNUAL
Ticker: BRKA
Meeting Date: 03-May-04
ISIN:
Agenda: 932104071 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 WARREN E. BUFFETT For For
2 CHARLES T. MUNGER For For
3 SUSAN T. BUFFETT For For
4 HOWARD G. BUFFETT For For
5 MALCOLM G. CHACE For For
6 DAVID S. GOTTESMAN For For
7 CHARLOTTE GUYMAN For For
8 DONALD R. KEOUGH For For
9 THOMAS S. MURPHY For For
10 RONALD L. OLSON For For
11 WALTER SCOTT, JR. For For
2 SHAREHOLDER PROPOSAL: TO APPROVE THE STOCKHOLDER
PROPOSAL WITH RESPECT TO POLITICAL CONTRIBUTIONS. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 108 300 0 02-Apr-04 02-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC.
CUSIP/CINS: 09062X
Meeting Type: ANNUAL
Ticker: BIIB
Meeting Date: 16-Jun-04
ISIN:
Agenda: 932168734 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 ALAN BELZER For For
2 MARY L. GOOD For For
3 JAMES C. MULLEN For For
4 BRUCE R. ROSS For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 250000 0 18-May-04 18-May-04
------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
CUSIP/CINS: 110122
Meeting Type: ANNUAL
Ticker: BMY
Meeting Date: 04-May-04
ISIN:
Agenda: 932113347 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 P.R. DOLAN For For
2 L.V. GERSTNER, JR. For For
3 L. JOHANSSON For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
3 PUBLICATION OF POLITICAL CONTRIBUTIONS Shr Against For
4 PROHIBITION OF POLITICAL CONTRIBUTIONS Shr Against For
5 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shr Against For
6 HIV/AIDS-TB-MALARIA Shr Against For
7 DIRECTOR VOTE THRESHOLD Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 108 300000 0 02-Apr-04 02-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
CUSIP/CINS: 114340
Meeting Type: ANNUAL
Ticker: BRKS
Meeting Date: 27-Apr-04
ISIN:
Agenda: 932110733 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 ROBERT J. THERRIEN For For
2 ROGER D. EMERICK For For
3 AMIN J. KHOURY For For
4 JOSEPH R. MARTIN For For
5 EDWARD C. GRADY For For
6 A. CLINTON ALLEN For For
7 JOHN K. MCGILLICUDDY For For
2 TO AMEND THE COMPANY S 2000 COMBINATION STOCK OPTION
PLAN AS SPECIFIED IN THE PROXY STATEMENT. Mgmt For For
3 TO AMEND THE COMPANY S 1995 EMPLOYEE STOCK PURCHASE
PLAN AS SPECIFIED IN THE PROXY STATEMENT. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 102 491500 0 31-Mar-04 31-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A. DE C.V.
CUSIP/CINS: 151290
Meeting Type: ANNUAL
Ticker: CX
Meeting Date: 29-Apr-04
ISIN:
Agenda: 932137309 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 PRESENTATION, DISCUSSION AND, IF APPLICABLE, APPROVAL OF
THE REPORT BY THE BOARD OF DIRECTORS, INCLUDING THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2003 AS REQUIRED BY THE MEXICAN
CORPORATION LAW. Mgmt For For
2 PROPOSAL FOR THE ALLOCATION OF PROFITS AND THE
MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE
OF COMPANY SHARES. Mgmt For For
3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY
IN ITS VARIBLE PORTION THROUGH CAPITALIZATION CHARGED
AGAINST RETAINED EARNINGS, SUBMITTED FOR
CONSIDERATION OF THE SHAREHOLDERS AT THE MEETING. Mgmt For For
4 APPOINTMENT OF DIRECTORS AND STATUTORY AUDITORS,
ACCORDING TO THE PROPOSAL OF SHAREHOLDERS
SUBMITTED FOR CONSIDERATION AT THE MEETING. Mgmt For For
5 COMPENSATION OF DIRECTORS AND STATUTORY AUDITORS,
ACCORDING TO THE PROPOSAL OF SHAREHOLDERS
SUBMITTED FOR CONSIDERATION AT THE MEETING. Mgmt For For
6 APPOINTMENT OF DELEGATES TO FORMALIZE THE
RESOLUTIONS ADOPTED AT THE MEETING. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 889 513500 0 19-Apr-04 19-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
CENTRAL SECURITIES CORPORATION
CUSIP/CINS: 155123
Meeting Type: ANNUAL
Ticker: CET
Meeting Date: 10-Mar-04
ISIN:
Agenda: 932092505 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 DONALD G. CALDER For For
2 JAY R. INGLIS For For
3 DUDLEY D. JOHNSON For For
4 WILMOT H. KIDD For For
5 C. CARTER WALKER, JR. For For
2 APPROVAL OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. Mgmt
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 102 90184 0 17-Feb-04 17-Feb-04
------------------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION
CUSIP/CINS: 171779
Meeting Type: ANNUAL
Ticker: CIEN
Meeting Date: 10-Mar-04
ISIN:
Agenda: 932086374 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 PATRICK H. NETTLES For For
2 JOHN R. DILLON For For
3 LAWTON W. FITT For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 101 550000 0 04-Feb-04 04-Feb-04
------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
CUSIP/CINS: 17275R
Meeting Type: ANNUAL
Ticker: CSCO
Meeting Date: 11-Nov-03
ISIN:
Agenda: 932046899 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 CAROL A. BARTZ For For
2 LARRY R. CARTER For For
3 JOHN T. CHAMBERS For For
4 DR. JAMES F. GIBBONS For For
5 DR. JOHN L. HENNESSY For For
6 RODERICK C. MCGEARY For For
7 JAMES C. MORGAN For For
8 JOHN P. MORGRIDGE For For
9 DONALD T. VALENTINE For For
10 STEVEN M. WEST For For
11 JERRY YANG For For
2 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER
THE PLAN AND A 5-YEAR EXTENSION OF THE PLAN, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. Mgmt For For
3 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004. Mgmt For For
4 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE BOARD
PREPARE A REPORT EACH FISCAL YEAR ON CISCO HARDWARE
AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS MORE FULLY SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT. Shr Against For
5 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD S
COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY
JANUARY 1, 2004, A REPORT COMPARING TOTAL COMPENSATION
OF THE COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID
WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC DATES, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
097864000903B63 903 102 900000 0 07-Oct-03 08-Oct-03
------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC.
CUSIP/CINS: 191219
Meeting Type: ANNUAL
Ticker: CCE
Meeting Date: 30-Apr-04
ISIN:
Agenda: 932104336 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 JOHN R. ALM For For
2 J. TREVOR EYTON For For
3 GARY P. FAYARD For For
4 L. PHILLIP HUMANN For For
5 PAULA G. ROSPUT For For
2 TO APPROVE THE EXECUTIVE MANAGEMENT INCENTIVE PLAN
(EFFECTIVE JANUARY 1, 2004) Mgmt For For
3 TO APPROVE THE 2004 STOCK AWARD PLAN Mgmt For For
4 TO APPROVE THE DEFERRED COMPENSATION PLAN FOR
NONEMPLOYEE DIRECTORS (AS AMENDED AND RESTATED
EFFECTIVE FEBRUARY 17, 2004) Mgmt For For
5 TO APPROVE THE UK EMPLOYEE SHARE PLAN Mgmt For For
6 TO APPROVE THE STOCK SAVINGS PLAN (BELGIUM) Mgmt For For
7 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2004
FISCAL YEAR THE BOARD OF DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSALS 8 AND 9 Mgmt For For
8 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER
APPROVAL OF CERTAIN SEVERANCE AGREEMENTS Shr Against For
9 SHAREOWNER PROPOSAL TO REQUEST ADOPTION OF PUBLICLY
STATED GOALS FOR ENHANCED RATE OF BEVERAGE
CONTAINER RECOVERY IN THE UNITED STATES. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 125000 0 22-Mar-04 22-Mar-04
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COSTCO WHOLESALE CORPORATION
CUSIP/CINS: 22160K
Meeting Type: ANNUAL
Ticker: COST
Meeting Date: 29-Jan-04
ISIN:
Agenda: - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 BENJAMIN S. CARSON For For
2 HAMILTON E. JAMES For For
3 JILL S. RUCKELSHAUS For For
4 WILLIAM H. GATES, II For For
5 DANIEL J. EVANS For For
2 PROPOSAL TO ELECT DIRECTORS ANNUALLY AND NOT BY
CLASSES Shr Against For
3 PROPOSAL TO DEVELOP A POLICY FOR LAND PROCUREMENT Shr Against For
4 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 105 700000 0 05-Jan-04 05-Jan-04
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COX COMMUNICATIONS, INC.
CUSIP/CINS: 224044
Meeting Type: ANNUAL
Ticker: COX
Meeting Date: 18-May-04
ISIN:
Agenda: 932117395 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 G. DENNIS BERRY For For
2 JANET M. CLARKE For For
3 JAMES C. KENNEDY For For
4 ROBERT C. O'LEARY For For
5 JAMES O. ROBBINS For For
6 RODNEY W. SCHROCK For For
7 ANDREW J. YOUNG For For
2 ADOPTION OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 107 620000 0 20-Apr-04 20-Apr-04
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DEVON ENERGY CORPORATION
CUSIP/CINS: 25179M
Meeting Type: ANNUAL
Ticker: DVN
Meeting Date: 08-Jun-04
ISIN:
Agenda: 932157628 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 THOMAS F. FERGUSON For For
2 PETER J. FLUOR For For
3 DAVID M. GAVRIN For For
4 MICHAEL E. GELLERT For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2004. Mgmt For For
3 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 650000 0 05-May-04 05-May-04
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EMC CORPORATION
CUSIP/CINS: 268648
Meeting Type: ANNUAL
Ticker: EMC
Meeting Date: 05-May-04
ISIN:
Agenda: 932103550 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 JOHN R. EGAN For For
2 MICHAEL C. RUETTGERS For For
3 DAVID N. STROHM For For
2 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S 2003
STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF
SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW
AWARDS OF RESTRICTED STOCK AND RESTRICTED STOCK
UNITS TO BE GRANTED TO NON-EMPLOYEE DIRECTORS, AS
DESCRIBED IN EMC S PROXY STATEMENT. Mgmt For For
3 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S 1989
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000
THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH
PLAN, AS DESCRIBED IN EMC S PROXY STATEMENT. Mgmt For For
4 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. Mgmt For For
5 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED IN
EMC S PROXY STATEMENT. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 102 300000 0 31-Mar-04 31-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
EMCORE CORPORATION
CUSIP/CINS: 290846
Meeting Type: ANNUAL
Ticker: EMKR
Meeting Date: 20-Feb-04
ISIN:
Agenda: 932089584 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 CHARLES SCOTT For For
2 RICHARD A. STALL For For
3 ROBERT LOUIS-DREYFUS For For
2 RATIFICATION OF DELOITTE & TOUCHE, LLP AS THE COMPANY S
INDEPENDENT AUDITORS Mgmt For For
3 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES
RESERVED FOR USE IN EMCORE S 2000 STOCK OPTION PLAN Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 197000 0 03-Feb-04 03-Feb-04
------------------------------------------------------------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
CUSIP/CINS: 297602
Meeting Type: ANNUAL
Ticker: ETH
Meeting Date: 17-Nov-03
ISIN:
Agenda: 932051991 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 FRANK G. WISNER For For
2 PROPOSAL TO RATIFY KPMG LLP AS INDEPENDENT AUDITORS
FOR THE 2004 FISCAL YEAR. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
097864000903B63 903 104 275000 0 21-Oct-03 21-Oct-03
------------------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD.
CUSIP/CINS: G3223R
Meeting Type: ANNUAL
Ticker: RE
Meeting Date: 19-May-04
ISIN:
Agenda: 932139620 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 KENNETH J. DUFFY For For
2 JOSEPH V. TARANTO For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004 AND AUTHORIZE THE BOARD OF
DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD
TO SET THE FEES FOR THE INDEPENDENT AUDITORS. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 108 650000 0 21-Apr-04 21-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORPORATION
CUSIP/CINS: 339030
Meeting Type: SPECIAL
Ticker: FBF
Meeting Date: 17-Mar-04
ISIN:
Agenda: 932093519 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 APPROVAL OF THE MERGER AGREEMENT Mgmt For For
2 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 108 150000 0 18-Feb-04 18-Feb-04
------------------------------------------------------------------------------------------------------------------------------------
GENAERA CORPORATION
CUSIP/CINS: 36867G
Meeting Type: ANNUAL
Ticker: GENR
Meeting Date: 11-May-04
ISIN:
Agenda: 932130470 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 R. FRANK ECOCK For For
2 ZOLA P. HOROVITZ, PH.D. For For
3 OSAGIE O. IMASOGIE For For
4 ROY C. LEVITT, M.D. For For
5 ROBERT F. SHAPIRO For For
6 JAMES B. WYNGAARDEN, MD For For
2 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
3 APPROVAL OF THE COMPANY S 2004 STOCK-BASED INCENTIVE
COMPENSATION PLAN Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 100 270000 0 13-Apr-04 13-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
GENENTECH, INC.
CUSIP/CINS: 368710
Meeting Type: CONSENT
Ticker: DNA
Meeting Date: 16-Apr-04
ISIN:
Agenda: 932111797 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 TO APPROVE AN AMENDMENT TO THE BYLAWS WITH RESPECT
TO THE NUMBER OF AUTHORIZED DIRECTORS. Mgmt For For
2 DIRECTORS Mgmt
1 HERBERT W. BOYER For For
2 ARTHUR D. LEVINSON For For
3 MARK RICHMOND For For
4 CHARLES A. SANDERS For For
5 WILLIAM M. BURNS For For
6 ERICH HUNZIKER For For
7 JONATHAN K.C. KNOWLES For For
3 ELECT WILLIAM M. BURNS AS DIRECTOR Mgmt For
4 ELECT ERICH HUNZIKER AS DIRECTOR Mgmt For
5 ELECT JONATHAN K.C. KNOWLES AS DIRECTOR Mgmt Take No Action
6 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED SHARES OF COMMON STOCK Mgmt For For
7 TO APPROVE THE 2004 EQUITY INCENTIVE PLAN Mgmt For For
8 TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITORS FOR 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 406 315000 0 15-Apr-04 15-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
GENTA INCORPORATED
CUSIP/CINS: 37245M
Meeting Type: ANNUAL
Ticker: GNTA
Meeting Date: 23-Jun-04
ISIN:
Agenda: 932170549 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 RAYMOND P WARRELL JR MD For For
2 JEROME E. GROOPMAN MD For For
3 BETSY MCCAUGHEY PHD For For
4 PETER T. TATTLE For For
5 DANIEL D. VON HOFF MD For For
6 HARLAN J. WAKOFF For For
7 DOUGLAS G. WATSON For For
8 MICHAEL S. WEISS For For
2 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR
ISSUANCE. Mgmt For For
3 TO APPROVE AN AMENDMENT TO THE COMPANY S 1998 STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE
PLAN. Mgmt For For
4 TO APPROVE AN AMENDMENT TO THE COMPANY S NON-
EMPLOYEE DIRECTORS 1998 STOCK OPTION PLAN WITH
RESPECT TO THE ANNUAL STOCK OPTIONS GRANTED UNDER
THE PLAN. Mgmt For For
5 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 207 375000 0 26-May-04 26-May-04
------------------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
CUSIP/CINS: 375558
Meeting Type: ANNUAL
Ticker: GILD
Meeting Date: 25-May-04
ISIN:
Agenda: 932145611 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 PAUL BERG For For
2 ETIENNE F. DAVIGNON For For
3 JAMES M. DENNY For For
4 JOHN C. MARTIN For For
5 GORDON E. MOORE For For
6 NICHOLAS G. MOORE For For
7 GEORGE P. SHULTZ For For
8 GAYLE E. WILSON For For
2 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF GILEAD FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004. Mgmt For For
3 TO APPROVE THE ADOPTION OF GILEAD S 2004 EQUITY
INCENTIVE PLAN. Mgmt For For
4 TO APPROVE AN AMENDMENT TO GILEAD S RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF GILEAD COMMON STOCK
FROM 500,000,000 TO 700,000,000 SHARES. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 50000 0 04-May-04 04-May-04
------------------------------------------------------------------------------------------------------------------------------------
GOLDEN WEST FINANCIAL CORPORATION
CUSIP/CINS: 381317
Meeting Type: ANNUAL
Ticker: GDW
Meeting Date: 27-Apr-04
ISIN:
Agenda: 932101859 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 PATRICIA A. KING For For
2 MARION O. SANDLER For For
3 LESLIE TANG SCHILLING For For
2 INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 200,000,000 TO 600,000,000. Mgmt For For
3 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP
TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 106 335000 0 22-Mar-04 22-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY
CUSIP/CINS: 406216
Meeting Type: ANNUAL
Ticker: HAL
Meeting Date: 19-May-04
ISIN:
Agenda: 932118931 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 R.L. CRANDALL For For
2 K.T. DERR For For
3 C.J. DIBONA For For
4 W.R. HOWELL For For
5 R.L. HUNT For For
6 D.J. LESAR For For
7 A.B. LEWIS For For
8 J.L. MARTIN For For
9 J.A. PRECOURT For For
10 D.L. REED For For
11 C.J. SILAS For For
2 PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF
INCORPORATION. Mgmt For For
3 STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN Shr Against For
4 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE
THRESHOLD. Shr Against For
5 STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 101 625000 0 12-Apr-04 12-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
HEALTH NET, INC
CUSIP/CINS: 42222G
Meeting Type: ANNUAL
Ticker: HNT
Meeting Date: 13-May-04
ISIN:
Agenda: 932125087 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 J. THOMAS BOUCHARD For For
2 THEODORE F. CRAVER, JR. For For
3 THOMAS T. FARLEY For For
4 GALE S. FITZGERALD For For
5 PATRICK FOLEY For For
6 JAY M. GELLERT For For
7 ROGER F. GREAVES For For
8 RICHARD W. HANSELMAN For For
9 RICHARD J. STEGEMEIER For For
10 BRUCE G. WILLISON For For
11 FREDERICK C. YEAGER For For
2 TO ADOPT AN AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION THAT ELIMINATES THE COMPANY S CLASS B
CONVERTIBLE COMMON STOCK $.001, PAR VALUE PER SHARE,
AND REFERS TO A SINGLE REMAINING CLASS OF COMPANY
COMMON STOCK AS COMMON STOCK RATHER THAN CLASS A
COMMON STOCK. Mgmt For For
3 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 108 800000 0 12-Apr-04 12-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
IDEC PHARMACEUTICALS CORPORATION
CUSIP/CINS: 449370
Meeting Type: SPECIAL
Ticker: IDPH
Meeting Date: 12-Nov-03
ISIN:
Agenda: 932054896 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF IDEC
PHARMACEUTICALS CORPORATION COMMON STOCK UNDER
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 20,
2003, BY AND AMONG IDEC, BRIDGES MERGER CORPORATION
AND BIOGEN, INC. Mgmt For For
2 PROPOSAL TO AMEND IDEC PHARMACEUTICAL CORPORATION S
CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000 TO
1,000,000,000 AND TO CHANGE THE NAME OF THE CORPORATION
TO BIOGEN IDEC INC., EFFECTIVE UPON COMPLETION OF THE
MERGER. Mgmt For For
3 PROPOSAL TO APPROVE THE 2003 OMNIBUS EQUITY PLAN,
EFFECTIVE UPON COMPLETION OF THE MERGER. Mgmt For For
4 PROPOSAL TO APPROVE THE PERFORMANCE BASED
MANAGEMENT INCENTIVE PLAN, EFFECTIVE UPON COMPLETION
OF THE MERGER. Mgmt For For
5 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF THE FOREGOING PROPOSALS. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
097864000903B63 903 105 275000 0 21-Oct-03 21-Oct-03
------------------------------------------------------------------------------------------------------------------------------------
IQE PLC
CUSIP/CINS: 061992
Meeting Type: EXTRAORDINARY GENERAL MEETING
Ticker: IQEP
Meeting Date: 03-Nov-03
ISIN: GB0056791261
Agenda: - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 PROPOSALS TO RAISE 18.75 MILLION (GBP)
(BEFORE EXPENSES) BY MEANS OF A PLACING
AND AN OPEN OFFER OF A TOTAL OF 125,000,000
NEW ORDINARY SHARES. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
600978647 1644900 0 29-Oct-03 29-Oct-03
------------------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC.
CUSIP/CINS: 41014S
Meeting Type: SPECIAL
Ticker: JHF
Meeting Date: 24-Feb-04
ISIN:
Agenda: - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 ADOTION OF THE MERGER AGREEMENT AND PLAN OF MERGER,
DATED AS OF 9/28/03, AMONG MANULIFE FINANCIAL
CORPORATION, JOHN HANCOCK FINANCIAL SERVICES, INC AND
JUPITER MERGER CORPORATION, A WHOLLY-OWNED SUBSIDIARY
OF MANULIFE FINANCIAL CORPORATION, AS AMENDED BY THE
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER,
DATED AS OF 12/29/03. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 106 350000 0 22-Jan-04 22-Jan-04
------------------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
CUSIP/CINS: 48203R
Meeting Type: SPECIAL
Ticker: JNPR
Meeting Date: 16-Apr-04
ISIN:
Agenda: 932106037 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 TO APPROVE THE ISSUANCE OF 1.404 SHARES OF JUNIPER
NETWORKS COMMON STOCK FOR EACH OUTSTANDING SHARE
OF NETSCREEN COMMON STOCK AND EACH OUTSTANDING
STOCK OPTION TO PURCHASE NETSCREEN COMMON STOCK AS
OF THE EFFECTIVE DATE OF THE MERGER IN CONNECTION
WITH AND PURSUANT TO THE TERMS OF THE AGREEMENT AND
PLAN OF REORGANIZATION, DATED AS OF FEBRUARY 9, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 450000 0 31-Mar-04 31-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
CUSIP/CINS: 48203R
Meeting Type: ANNUAL
Ticker: JNPR
Meeting Date: 19-May-04
ISIN:
Agenda: 932136117 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 PRADEEP SINDHU For For
2 ROBERT M. CALDERONI For For
3 KENNETH LEVY For For
2 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 450000 0 21-Apr-04 21-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION
CUSIP/CINS: 55261F
Meeting Type: ANNUAL
Ticker: MTB
Meeting Date: 20-Apr-04
ISIN:
Agenda: 932101734 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 W.F. ALLYN For For
2 B.D. BAIRD For For
3 R.J. BENNETT For For
4 C.A. BONTEMPO For For
5 R.T. BRADY For For
6 E.L. BRUMBACK For For
7 M.D. BUCKLEY For For
8 P.J. CALLAN For For
9 R.C. CARBALLADA For For
10 T.J. CUNNINGHAM III For For
11 D. DEVORRIS For For
12 R.E. GARMAN For For
13 J.V. GLYNN For For
14 D.C. HATHAWAY For For
15 D.R. HAWBAKER For For
16 P.W.E. HODGSON For For
17 G. KENNEDY For For
18 R.G. KING For For
19 R.B. NEWMAN, II For For
20 J.G. PEREIRA For For
21 M.P. PINTO For For
22 R.E. SADLER, JR. For For
23 E.J. SHEEHY For For
24 S.G. SHEETZ For For
25 H.L. WASHINGTON For For
26 R.G. WILMERS For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANT OF M&T BANK
CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 320000 0 22-Mar-04 22-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
MAX RE CAPITAL
CUSIP/CINS: G6052F
Meeting Type: SPECIAL
Ticker: MXRE
Meeting Date: 30-Jul-03
ISIN:
Agenda: - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 APPROVAL OF AMENDMENTS TO COMPANY'S BYE-LAWS,
ALL AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT. Mgmt For For
2 APPROVAL OF AN AMENDMENT TO COMPANY'S BYE-LAWS
TO PROHIBIT A DIRECTOR FROM APPOINTING ALTERNATE
DIRECTORS TO PERFORM HIS OR HER DUTIES OR ACT AS A
NON-VOTING OBSERVER. Mgmt For For
3 APPROVOAL OF AN AMENDMENT TO THE COMPANY'S BYE-LAWS
TO REDUCE FROM 60% TO 50% THE TOTAL ISSUED AND OUTSTANDING
COMMON SHARES THAT ARE REQUIRED TO FORM A QUORUM AT
A GENERAL MEETING OF THE COMPANY. Mgmt For For
4 APPROVAL OF AN AMENDMENT TO THE COMPANY'S BYE-LAWS TO
MAKE FUTURE AMENDMENTS OF THE BYE-LAWS SUBJECT TO THE
APPROVAL OF A MAJORITY OF THE VOTES CAST INSTEAD OF
THE MAJORITY OF THE SHARES ENTITLED TO VOTE, Mgmt For For
5 APPROVAL OF AMENDMENTS TO THE COMPANY'S BYE-LAWS TO
MAKE CERTAIN UPDATING CHANGES FOR EVENTS THAT HAVE
OCCURRED SINCE THE BYE-LAWS WERE ORIGINALLY ADOPTED Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
097864000903B63 903 103 160000 0 09-Jul-03 09-Jul-03
------------------------------------------------------------------------------------------------------------------------------------
MEDIMMUNE, INC.
CUSIP/CINS: 584699
Meeting Type: ANNUAL
Ticker: MEDI
Meeting Date: 20-May-04
ISIN:
Agenda: 932137943 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 WAYNE T. HOCKMEYER For For
2 DAVID M. MOTT For For
3 DAVID BALTIMORE For For
4 M. JAMES BARRETT For For
5 MELVIN D. BOOTH For For
6 JAMES H. CAVANAUGH For For
7 BARBARA H. FRANKLIN For For
8 GORDON S. MACKLIN For For
9 ELIZABETH H.S. WYATT For For
2 TO APPROVE THE 2004 STOCK INCENTIVE PLAN Mgmt For For
3 TO APPROVE AND RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR 2004 Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 102 455000 0 04-May-04 04-May-04
------------------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC.
CUSIP/CINS: 585055
Meeting Type: ANNUAL
Ticker: MDT
Meeting Date: 28-Aug-03
ISIN:
Agenda: - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 RICHARD H. ANDERSON For For
2 MICHAEL R. BONSIGNORE For For
3 GORDON M. SPRENGER For For
2 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS MEDTRONIC'S INDEPENDENT AUDITORS. Mgmt For For
3 TO APPROVE MEDTRONIC'S 2003 LONG-TERM INCENTIVE PLAN Mgmt For For
4 TO APPROVE MEDTRONIC'S EXECUTIVE INCENTIVE PLAN Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
097864000903B63 903 106 455000 0 31-Jul-03 31-Jul-03
------------------------------------------------------------------------------------------------------------------------------------
METLIFE, INC.
CUSIP/CINS: 59156R
Meeting Type: ANNUAL
Ticker: MET
Meeting Date: 27-Apr-04
ISIN:
Agenda: 932102382 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 CURTIS H. BARNETTE For For
2 JOHN C. DANFORTH For For
3 BURTON A. DOLE, JR. For For
4 HARRY P. KAMEN For For
5 CHARLES M. LEIGHTON For For
2 APPROVAL OF THE METLIFE, INC. 2005 STOCK AND INCENTIVE
COMPENSATION PLAN Mgmt For For
3 APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE PLAN Mgmt For For
4 APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT
DIRECTOR STOCK COMPENSATION PLAN Mgmt For For
5 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR FOR 2004 Mgmt For For
6 SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 108 435000 0 01-Apr-04 01-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
MFA MORTGAGE INVESTMENTS, INC.
CUSIP/CINS: 55272X
Meeting Type: ANNUAL
Ticker: MFA
Meeting Date: 09-Jun-04
ISIN:
Agenda: 932155054 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 STEWART ZIMMERMAN For For
2 JAMES A. BRODSKY For For
3 ALAN L. GOSULE For For
4 EDISON C. BUCHANAN For For
2 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE
COMPANY S SECOND AMENDED AND RESTATED 1997 STOCK
OPTION PLAN. Mgmt For For
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS FOR FISCAL 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 102 750000 0 04-May-04 04-May-04
------------------------------------------------------------------------------------------------------------------------------------
MILLENNIUM PHARMACEUTICALS, INC.
CUSIP/CINS: 599902
Meeting Type: ANNUAL
Ticker: MLNM
Meeting Date: 07-May-04
ISIN:
Agenda: 932107255 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 CHARLES J. HOMCY, M.D. For For
2 RAJU S KUCHERLAPATI PHD For For
3 ERIC S. LANDER, PH.D. For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 120000 0 06-Apr-04 05-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
MONTPELIER RE HOLDINGS LTD
CUSIP/CINS: G62185
Meeting Type: ANNUAL
Ticker: MRH
Meeting Date: 20-May-04
ISIN:
Agenda: 932147689 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 G. THOMAS HUTTON For For
2 KAMIL M. SALAME For For
3 RAYMOND M. SALTER For For
4 JOHN F. SHETTLE, JR. For For
5 ANTHONY TAYLOR For For
6 T.G. STORY BUSHER For For
7 C. R. FLETCHER, III For For
2 TO APPROVE THE ADOPTION OF THE MONTPELIER LONG TERM
INCENTIVE PLAN, WHICH WOULD GO INTO EFFECT ON JANUARY
1, 2005. Mgmt For For
3 TO APPOINT PRICEWATERHOUSECOOPERS OF HAMILTON,
BERMUDA AS THE COMPANY S INDEPENDENT AUDITOR FOR 2004
AND TO AUTHORIZE THE COMPANY S BOARD, ACTING BY THE
COMPANY S AUDIT COMMITTEE, TO SET THEIR REMUNERATION. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 106 65600 0 27-Apr-04 27-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
OSI PHARMACEUTICALS, INC.
CUSIP/CINS: 671040
Meeting Type: ANNUAL
Ticker: OSIP
Meeting Date: 17-Mar-04
ISIN:
Agenda: 932090068 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 ROBERT A. INGRAM For For
2 COLIN GODDARD, PH.D. For For
3 EDWIN A. GEE, PH.D. For For
4 MICHAEL ATIEH For For
5 G. MORGAN BROWNE For For
6 DARYL K. GRANNER, M.D. For For
7 WALTER M LOVENBERG, PHD For For
8 VIREN MEHTA For For
9 SIR MARK RICHMOND, PHD For For
10 JOHN P. WHITE For For
2 PROPOSAL TO ADOPT THE OSI PHARMACEUTICALS, INC.
AMENDED AND RESTATED STOCK INCENTIVE PLAN. Mgmt For For
3 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT PUBLIC ACCOUNTANTS OF THE CORPORATION
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 30000 0 18-Feb-04 18-Feb-04
------------------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD.
CUSIP/CINS: G6852T
Meeting Type: ANNUAL
Ticker: PRE
Meeting Date: 13-May-04
ISIN:
Agenda: 932127269 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 VITO H. BAUMGARTNER For For
2 JEAN-PAUL MONTUPET For For
3 JOHN A. ROLLWAGEN For For
4 LUCIO STANCA For For
2 TO APPROVE AN INCREASE IN THE MAXIMUM NUMBER OF
DIRECTORS FROM TEN TO ELEVEN, WITH THE MINIMUM NUMBER
OF DIRECTORS SET AT THREE, AND FOR THE BOARD TO BE
AUTHORIZED TO FILL ANY VACANCIES AS AND WHEN THEY DEEM
EXPEDIENT. Mgmt For For
3 TO AMEND THE BYE-LAWS OF THE COMPANY TO REMOVE THE
EXEMPTION WHICH EXCLUDES SWISS REINSURANCE COMPANY
AND ITS AFFILIATES FROM THE PROHIBITION ON OBTAINING OR
EXERCISING MORE THAN 9.9% OF THE VOTING RIGHTS
ATTACHED TO THE COMPANY S ISSUED AND OUTSTANDING
SHARES. Mgmt For For
4 TO INCREASE THE NUMBER OF COMMON SHARES RESERVED
FOR ISSUANCE UNDER THE PARTNERRE LTD. EMPLOYEE
INCENTIVE PLAN FROM 3,500,000 COMMON SHARES TO 5,000,000
COMMON SHARES. Mgmt For For
5 TO REAPPOINT THE FIRM OF DELOITTE & TOUCHE TO SERVE AS
INDEPENDENT AUDITORS OF THE COMPANY UNTIL THE
COMPANY S 2005 ANNUAL GENERAL MEETING AND TO REFER TO
THE BOARD OF DIRECTORS THE AUTHORITY TO DETERMINE THE
REMUNERATION OF DELOITTE & TOUCHE. Mgmt For For
6 OTHER - IN THEIR DISCRETION UPON SUCH OTHER MATTERS,
INCLUDING WITHHOLDING A QUORUM, IF NECESSARY, AS MAY
PROPERLY COME BEFORE THE ANNUAL GENERAL MEETING. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 105 500000 0 14-Apr-04 14-Apr-04
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PEPSICO, INC.
CUSIP/CINS: 713448
Meeting Type: ANNUAL
Ticker: PEP
Meeting Date: 05-May-04
ISIN:
Agenda: 932115086 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 J.F. AKERS For For
2 R.E. ALLEN For For
3 R.L. HUNT For For
4 A.C. MARTINEZ For For
5 I.K. NOOYI For For
6 F.D. RAINES For For
7 S.S. REINEMUND For For
8 S.P. ROCKEFELLER For For
9 J.J. SCHIRO For For
10 F.A. THOMAS For For
11 C.M. TRUDELL For For
12 S.D. TRUJILLO For For
13 D. VASELLA For For
2 APPROVAL OF AUDITORS Mgmt For For
3 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION
PLAN Mgmt For For
4 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shr Against For
5 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 108 150000 0 09-Apr-04 08-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC.
CUSIP/CINS: 717081
Meeting Type: ANNUAL
Ticker: PFE
Meeting Date: 22-Apr-04
ISIN:
Agenda: 932101607 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 MICHAEL S. BROWN For For
2 M. ANTHONY BURNS For For
3 ROBERT N. BURT For For
4 W. DON CORNWELL For For
5 WILLIAM H. GRAY III For For
6 CONSTANCE J. HORNER For For
7 WILLIAM R. HOWELL For For
8 STANLEY O. IKENBERRY For For
9 GEORGE A. LORCH For For
10 HENRY A. MCKINNELL For For
11 DANA G. MEAD For For
12 FRANKLIN D. RAINES For For
13 RUTH J. SIMMONS For For
14 WILLIAM C. STEERE, JR. For For
15 JEAN-PAUL VALLES For For
2 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR 2004. Mgmt For For
3 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. Mgmt For For
4 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. Shr Against For
5 SHAREHOLDER PROPOSAL RELATING TO POLITICAL
CONTRIBUTIONS. Shr Against For
6 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES. Shr Against For
7 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS
ON DIRECTORS. Shr Against For
8 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON
INCREASING ACCESS TO PFIZER PRODUCTS. Shr Against For
9 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 1325000 0 24-Mar-04 24-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC.
CUSIP/CINS: 759351
Meeting Type: ANNUAL
Ticker: RGA
Meeting Date: 26-May-04
ISIN:
Agenda: 932141409 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 WILLIAM J. BARTLETT For For
2 ALAN C. HENDERSON For For
3 A. GREIG WOODRING For For
2 APPROVAL OF AN AMENDMENT TO SECTION A OF ARTICLE
THREE OF THE SECOND RESTATED ARTICLES OF
INCORPORATION. Mgmt For For
3 APPROVAL OF AN AMENDMENT TO DELETE SECTION D FROM
ARTICLE THREE OF THE SECOND RESTATED ARTICLES OF
INCORPORATION. Mgmt For For
4 APPROVAL OF AN AMENDMENT TO SECTION A OF ARTICLE SIX
OF THE SECOND RESTATED ARTICLES OF INCORPORATION. Mgmt For For
5 APPROVAL OF AMENDMENTS TO SECTION C OF ARTICLE SIX AND
SECTION B OF ARTICLE NINE OF THE SECOND RESTATED
ARTICLES OF INCORPORATION. Mgmt For For
6 APPROVAL OF AN AMENDMENT TO ADD NEW ARTICLE THIRTEEN
TO THE SECOND RESTATED ARTICLES OF INCORPORATION. Mgmt For For
7 AUTHORIZATION TO SELL CERTAIN TYPES OF SECURITIES FROM
TIME TO TIME TO METLIFE, INC. OR AFFILIATES OF METLIFE, INC. Mgmt For For
8 APPROVE OF AN AMENDMENT TO THE FLEXIBLE STOCK PLAN. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 109 425000 0 27-Apr-04 27-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
CUSIP/CINS: 760759
Meeting Type: ANNUAL
Ticker: RSG
Meeting Date: 11-May-04
ISIN:
Agenda: 932127524 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 JAMES E. O'CONNOR For For
2 HARRIS W. HUDSON For For
3 JOHN W. CROGHAN For For
4 W. LEE NUTTER For For
5 RAMON A. RODRIGUEZ For For
6 ALLAN C. SORENSEN For For
2 ADJOURNMENT OF THE ANNUAL MEETING IN THE EVENT THAT
THERE ARE NOT A SUFFICIENT NUMBER OF VOTES PRESENT AT
THE ANNUAL MEETING, EITHER IN PERSON OR BY PROXY, TO
ELECT DIRECTORS. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 100 1175000 0 13-Apr-04 13-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
Silicon Genesis Corporation
CUSIP/CINS:
Meeting Type: ANNUAL
Ticker:
Meeting Date: 17-Dec-03
ISIN:
Agenda: - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 FRANCOIS HENLEY For For
2 JAMES STOLZE For For
2 THE RATIFICATION AND APPROVAL OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
COMMON 144000 0 21-Nov-03 21-Nov-03
------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
CUSIP/CINS: 867914
Meeting Type: ANNUAL
Ticker: STI
Meeting Date: 20-Apr-04
ISIN:
Agenda: 932100275 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 J. HICKS LANIER For For
2 LARRY L. PRINCE For For
3 FRANK S. ROYAL, M.D. For For
4 ROBERT M. BEALL, II For For
5 JEFFREY C. CROWE For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR 2004. Mgmt For For
3 PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK PLAN. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 205000 0 22-Mar-04 22-Mar-04
------------------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC.
CUSIP/CINS: 437076
Meeting Type: ANNUAL
Ticker: HD
Meeting Date: 27-May-04
ISIN:
Agenda: 932133046 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 GREGORY D. BRENNEMAN For For
2 RICHARD H. BROWN For For
3 JOHN L. CLENDENIN For For
4 BERRY R. COX For For
5 CLAUDIO X. GONZALEZ For For
6 MILLEDGE A. HART, III For For
7 BONNIE G. HILL For For
8 KENNETH G. LANGONE For For
9 ROBERT L. NARDELLI For For
10 ROGER S. PENSKE For For
2 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL
2004. Mgmt For For
3 STOCKHOLDER PROPOSAL REGARDING OUTSIDE DIRECTOR
TERM LIMITS. Shr Against For
4 STOCKHOLDER PROPOSAL REGARDING POISON PILL
IMPLEMENTATION. Shr Against For
5 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE GOALS
AS A PREREQUISITE TO VESTING. Shr Against For
6 STOCKHOLDER PROPOSAL REGARDING IMPLEMENTATION OF
ILO HUMAN RIGHTS STANDARDS. Shr Against For
7 STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE
AGREEMENTS. Shr Against For
8 STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING
FOR DIRECTORS. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 102 1920000 0 21-Apr-04 21-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
CUSIP/CINS: 872540
Meeting Type: ANNUAL
Ticker: TJX
Meeting Date: 01-Jun-04
ISIN:
Agenda: 932156020 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 GARY L. CRITTENDEN For For
2 EDMOND J. ENGLISH For For
3 RICHARD G. LESSER For For
2 AMENDMENTS TO THE STOCK INCENTIVE PLAN. Mgmt For For
3 SHAREHOLDER PROPOSAL REGARDING ILO STANDARDS CODE
OF CONDUCT AND INDEPENDENT MONITORING. Shr Against For
4 SHAREHOLDER PROPOSAL REGARDING BOARD REPORT ON
VENDOR COMPLIANCE PROGRAM. Shr Against For
5 SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF
ELECTION OF DIRECTORS. Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 109 2500000 0 04-May-04 04-May-04
------------------------------------------------------------------------------------------------------------------------------------
TOTAL S.A.
CUSIP/CINS: 89151E
Meeting Type: ANNUAL
Ticker: TOT
Meeting Date: 14-May-04
ISIN:
Agenda: 932143580 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 APPROVAL OF CERTAIN REPORTS AND OF THE PARENT
COMPANY S FINANCIAL STATEMENTS Mgmt For For
2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 ALLOCATION OF INCOME, APPROVAL OF THE DIVIDEND Mgmt For For
4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE Mgmt For For
5 AUTHORIZATION TO TRADE THE COMPANY S OWN SHARES Mgmt For For
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE
DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED NOTES
FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS Mgmt For For
7 DIRECTOR Mgmt
1 MR. THIERRY DESMAREST For For
2 MR. THIERRY DE RUDDER For For
3 MR. SERGE TCHURUK For For
8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION Mgmt For For
9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION Mgmt Against For
10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION Mgmt Against For
11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION Mgmt Against For
12 APPOINTMENT OF STATUTORY AUDITORS Mgmt For For
13 RENEWAL OF STATUTORY AUDITORS Mgmt For For
14 APPOINTMENT OF AN ALTERNATE AUDITOR Mgmt For For
15 APPOINTMENT OF AN ALTERNATE AUDITOR Mgmt For For
16 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS
COMPENSATION Mgmt For For
17 AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE FOR OR
PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE
MANAGEMENT AND KEY EMPLOYEES OF THE GROUP Mgmt For For
18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR OTHER EQUITY
SECURITIES Mgmt For For
19 AUTHORIZATION TO USE THE ABOVE DELEGATION WITHOUT
MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS, BUT
WITH AN OPTION TO GRANT A PRIORITY PERIOD Mgmt For For
20 CAPITAL INCREASE RESERVED FOR EMPLOYEES Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 109 247000 0 20-Apr-04 20-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
TRANSATLANTIC HOLDINGS, INC.
CUSIP/CINS: 893521
Meeting Type: ANNUAL
Ticker: TRH
Meeting Date: 20-May-04
ISIN:
Agenda: 932134290 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 JAMES BALOG For For
2 C. FRED BERGSTEN For For
3 MAURICE R. GREENBERG For For
4 TOMIO HIGUCHI For For
5 JOHN J. MACKOWSKI For For
6 EDWARD E. MATTHEWS For For
7 ROBERT F. ORLICH For For
8 HOWARD I. SMITH For For
9 THOMAS R. TIZZIO For For
2 PROPOSAL TO SELECT PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 104 230000 0 20-Apr-04 20-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC.
CUSIP/CINS: 92343E
Meeting Type: ANNUAL
Ticker: VRSN
Meeting Date: 27-May-04
ISIN:
Agenda: 932151373 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 D. JAMES BIDZOS For For
2 WILLIAM L. CHENEVICH For For
3 GREGORY L. REYES For For
2 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004. Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 102 350000 0 04-May-04 04-May-04
------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC.
CUSIP/CINS: 931142
Meeting Type: ANNUAL
Ticker: WMT
Meeting Date: 04-Jun-04
ISIN:
Agenda: 932147285 - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTOR Mgmt
1 JAMES W. BREYER For For
2 M. MICHELE BURNS For For
3 THOMAS M. COUGHLIN For For
4 DAVID D. GLASS For For
5 ROLAND A. HERNANDEZ For For
6 DAWN G. LEPORE For For
7 JOHN D. OPIE For For
8 J. PAUL REASON For For
9 H. LEE SCOTT, JR. For For
10 JACK C. SHEWMAKER For For
11 JOSE H. VILLARREAL For For
12 JOHN T. WALTON For For
13 S. ROBSON WALTON For For
14 CHRISTOPHER J. WILLIAMS For For
2 APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP PLAN
1999 Mgmt For For
3 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 Mgmt For For
4 APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE
STOCK PURCHASE PLAN Mgmt For For
5 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT
ACCOUNTANTS Mgmt For For
6 A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT
CHAIRMAN Shr Against For
7 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY
REPORT Shr Against For
8 A SHAREHOLDER PROPOSAL REGARDING EQUITY
COMPENSATION Shr Against For
9 A SHAREHOLDER PROPOSAL REGARDING GENETICALLY
ENGINEERED FOOD PRODUCTS Shr Against For
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL
EMPLOYMENT OPPORTUNITY REPORT Shr Against For
11 A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER
APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED
COMPENSATION PLAN Shr Against For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
997BCD1 837 103 675000 0 27-Apr-04 27-Apr-04
------------------------------------------------------------------------------------------------------------------------------------
ZARLINK SEMICONDUCTOR, INC.
CUSIP/CINS: 989139
Meeting Type: ANNUAL
Ticker: ZL
Meeting Date: 16-Jul-03
ISIN:
Agenda: - Management
Item Proposal Type Vote For/Against
Management
----------------------------------------------------------------------------------------------------------
1 DIRECTORS Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
Stock Ballot Shares Date
Account Number Custodian Class Shares on Loan Vote Date Confirmed
-----------------------------------------------------------------------------------------
097864000903B63 903 100 250000 0 24-Jun-03 24-Jun-03
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) General American Investors Company, Inc.
By (Signature and Title) /s/Eugene L. DeStaebler, Jr.
Eugene L. DeStaebler, Jr.
Vice-President, Administration
Date August 2, 2004