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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Units | (4) | 03/15/2005 | A | 9.11 (5) | (6) | (6) | Common Stock | 9.11 | $ 54.7 | 3,840.25 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OSBORNE ALFRED E JR C/O THE ANDERSON SCHOOL AT UCLA 110 WESTWOOD PLAZA, ROOM C305 LOS ANGELES, CA 90095 |
X |
/s/ Duane E. Adams, Attorney-in-Fact for Alfred E. Osborne, Jr. | 03/15/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares owned by wife. 200 of such shares are held in a joint brokerage account with the reporting person. The reporting person disclaims beneficial ownership all shares held by his wife. |
(2) | By a corporation of which the reporting person is the sole shareholder. |
(3) | By the reporting person's wife as trustee for the benefit of child. |
(4) | 1 for 1 |
(5) | Stock unit dividend paid on stock units deferred at the election of the reporting person under the Directors' Deferred Compensation Plan. |
(6) | The stock units are convertible into the issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. |
(7) | Represents the total number of stock units held by the reporting person under the Directors' Deferred Compensation Plan. |