UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) November 2, 2005
Safeguard
Scientifics, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Pennsylvania
(State or Other Jurisdiction of Incorporation)
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| 1-5620
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23-1609753 |
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| (Commission File Number)
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(IRS Employer Identification No.) |
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| 800 The Safeguard Building |
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| 435 Devon Park Drive |
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| Wayne, PA
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19087 |
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| (Address of Principal Executive Offices)
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(Zip Code) |
610-293-0600
(Registrant’s Telephone Number, Including Area Code)
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
TABLE OF CONTENTS
ITEM 2.02. Results of Operations and Financial Condition
On November 2, 2005, Safeguard Scientifics, Inc. (“Registrant”) issued a press release setting
forth the Registrant’s financial information for the third quarter ended September 30, 2005. A
copy of Registrant’s press release is attached hereto as Exhibit 99.1 and hereby incorporated by
reference.
This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (“Exchange Act”) or incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by
specific reference in such a filing.
ITEM 9.01. Financial Statements and Exhibits
99.1 Press Release dated November 2, 2005
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Safeguard Scientifics,
Inc. |
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Dated: November 2, 2005 |
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By: |
STEVEN
J. FEDER |
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Steven J. Feder |
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Senior Vice President and
General Counsel |