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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 665,060 | 665,060 | I | By Estate of Joan Marcus | |||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 2,689,812 | 2,689,812 | I | By Marcus Fam. Hldgs LLC | |||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 50,845 | 50,845 | I | By Trust (6) | |||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 1,225 | 1,225 | I | By wife and self as trustees | |||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 652,179 | 652,179 | I | By wife as trustee | |||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 625,920 | 625,920 | D | ||||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 8,693 | 8,693 | I | As co-trustee (5) | |||||||
Class B Common Stock | $ 0 (2) | (3) | (4) | Common Stock | 12,783 | 12,783 | I | As co-trustee (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARCUS STEPHEN H C/O THE MARCUS CORPORATION 100 EAST WISCONSIN AVENUE, SUITE 1900 MILWAUKEE, WI 532024125 |
X | X | President, Chairman and CEO |
By: Tracy L. Haas, Attorney-In-Fact | 05/31/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As co-trustee with sister of the shares held by the Ben Marcus Life Trust. |
(2) | This security is convertible into common stock on a 1-for-1 basis at no cost. |
(3) | This security is immediately exercisable. |
(4) | No expiration date. |
(5) | As co-trustee with sister of the shares held by the Ben Marcus and Celia Marcus 1992 Revocable Trust. |
(6) | By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Stephen H. Marcus. |
Remarks: This is the first of two Form 4s reporting transactions on May 26, 2006. |